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@ -254,7 +254,7 @@ Atomic units are used throughout.
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In this section we give a brief review of GOK-DFT and discuss the
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extraction of individual energy levels \cite{Deur_2019,Fromager_2020} with a particular focus on exact
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individual exchange energies.
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Let us start by introducing the GOK ensemble energy~\cite{Gross_1988a}:
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Let us start by introducing the GOK ensemble energy: \cite{Gross_1988a}
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\beq\label{eq:exact_GOK_ens_ener}
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\E{}{\bw}=\sum_{K \geq 0} \ew{K} \E{}{(K)},
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\eeq
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@ -270,9 +270,9 @@ They are normalized, \ie,
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\eeq
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so that only the weights $\bw \equiv \qty( \ew{1}, \ew{2}, \ldots, \ew{K}, \ldots )$ assigned to the excited states can vary independently.
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For simplicity we will assume in the following that the energies are not degenerate.
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Note that the theory can be extended to multiplets simply by assigning the same ensemble weight to all degenerate states~\cite{Gross_1988b}.
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Note that the theory can be extended to multiplets simply by assigning the same ensemble weight to all degenerate states.\cite{Gross_1988b}
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In the KS formulation of GOK-DFT, {which is simply referred to as
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KS ensemble DFT (KS-eDFT) in the following}, the ensemble energy is determined variationally as follows~\cite{Gross_1988b}:
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KS ensemble DFT (KS-eDFT) in the following}, the ensemble energy is determined variationally as follows:\cite{Gross_1988b}
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\beq\label{eq:var_ener_gokdft}
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\E{}{\bw}
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= \min_{\opGam{\bw}}
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@ -305,7 +305,7 @@ The (approximate) description of the correlation part is discussed in
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Sec.~\ref{sec:eDFA}.
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In practice, the ensemble energy is not the most interesting quantity, and one is more concerned with excitation energies or individual energy levels (for geometry optimizations, for example).
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As pointed out recently in Ref.~\cite{Deur_2019}, the latter can be extracted
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As pointed out recently in Ref.~\onlinecite{Deur_2019}, the latter can be extracted
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exactly from a single ensemble calculation as follows:
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\beq\label{eq:indiv_ener_from_ens}
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\E{}{(I)} = \E{}{\bw} + \sum_{K>0} \qty(\delta_{IK} - \ew{K} )
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@ -349,7 +349,7 @@ auxiliary double-weight ensemble density reads
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Since, for given ensemble weights $\bw$ and $\bxi$, the ensemble densities $\n{}{\bxi,\bxi}$ and $\n{}{\bw,\bxi}$ are generated from the \textit{same} KS potential (which is unique up to a constant), it comes
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from the exact expression in Eq.~(\ref{eq:exact_ens_Hx}) that
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\beq
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\E{Hx}{\bxi}[\n{}{\bxi,\bxi}] = \sum_{K \geq 0} \xi_K \mel*{\Det{(K),\bxi}}{\hWee}{\Det{(K),\bxi}}
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\E{Hx}{\bxi}[\n{}{\bxi,\bxi}] = \sum_{K \geq 0} \xi_K \mel*{\Det{(K),\bxi}}{\hWee}{\Det{(K),\bxi}},
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\eeq
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and
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\beq
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@ -376,7 +376,7 @@ Since, according to Eqs.~(\ref{eq:var_ener_gokdft}) and (\ref{eq:exact_ens_Hx}),
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\eeq
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with $\Det{(K)} = \Det{(K),\bw}$ [note that, when the minimum is reached in Eq.~\eqref{eq:var_ener_gokdft}, $\n{\opGam{\bw}}{} = \n{}{\bw,\bw}$],
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we finally recover from Eqs.~\eqref{eq:KS_ens_density} and
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\eqref{eq:indiv_ener_from_ens} the {\it exact} expression of Ref.~\cite{Fromager_2020} for the $I$th energy level:
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\eqref{eq:indiv_ener_from_ens} the {\it exact} expression of Ref.~\onlinecite{Fromager_2020} for the $I$th energy level:
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\beq\label{eq:exact_ener_level_dets}
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\begin{split}
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\E{}{(I)}
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@ -419,7 +419,7 @@ C_{\rm c}[n]=\dfrac{\E{c}{}[n]
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\fdv{\E{c}{}[n]}{\n{}{}(\br{})}n(\br{})d\br{}}{\int n(\br{})d\br{}}
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\eeq
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is the correlation component of
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Levy--Zahariev's constant shift in potential~\cite{Levy_2014}.
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Levy--Zahariev's constant shift in potential.\cite{Levy_2014}
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Similarly, the excited-state ($I>0$) energy level expressions
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can be recast as follows:
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\beq\label{eq:excited_ener_level_gs_lim}
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@ -451,7 +451,7 @@ as basic variables, rather than Slater determinants.
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As the theory is applied later on to {\it spin-polarized}
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systems, we drop spin indices in the density matrices, for convenience.
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If we expand the
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ensemble KS orbitals [from which the determinants are constructed] in an atomic orbital (AO) basis,
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ensemble KS orbitals (from which the determinants are constructed) in an atomic orbital (AO) basis,
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\beq
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\MO{p}{}(\br{}) = \sum_{\mu} \cMO{\mu p}{} \AO{\mu}(\br{}),
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\eeq
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@ -535,7 +535,7 @@ where
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\beq
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\bh \equiv h_{\mu\nu} = \mel*{\AO{\mu}}{\hh}{\AO{\nu}}
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\eeq
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denotes the one-electron integrals matrix.
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denotes the matrix of the one-electron integrals.
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The exact individual Hx energies are obtained from the following trace formula
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\beq
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\Tr[\bGam{(K)} \bG \bGam{(L)}]
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@ -650,7 +650,7 @@ w}_K
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In the following, GOK-DFT will be applied
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to one-dimension
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to 1D
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spin-polarized systems where
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Hartree and exchange energies cannot be separated.
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For that reason, we will substitute the Hartree--Fock (HF) density-matrix-functional interaction energy,
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@ -809,11 +809,11 @@ Note that, within the approximation of Eq.~(\ref{eq:min_with_HF_ener_fun}), the
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optimized with a non-local exchange potential rather than a
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density-functional local one, as expected from
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Eq.~\eqref{eq:var_ener_gokdft}. This procedure is actually general, \ie,
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applicable to not-necessarily spin polarized and real (higher-dimension) systems.
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applicable to not-necessarily spin polarized and real (higher-dimensional) systems.
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As readily seen from Eq.~\eqref{eq:eHF-dens_mat_func}, inserting the
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ensemble density matrix into the HF interaction energy functional
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introduces unphysical \textit{ghost interaction} errors~\cite{Gidopoulos_2002, Pastorczak_2014, Alam_2016, Alam_2017, Gould_2017}
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as well as {\it curvature}~\cite{Alam_2016,Alam_2017}:
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introduces unphysical \textit{ghost interaction} errors \cite{Gidopoulos_2002, Pastorczak_2014, Alam_2016, Alam_2017, Gould_2017}
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as well as \textit{curvature}:\cite{Alam_2016,Alam_2017}
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\beq\label{eq:WHF}
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\begin{split}
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\WHF[\bGam{\bw}]
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@ -828,7 +828,7 @@ These errors are essentially removed when evaluating the individual energy
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levels on the basis of Eq.~\eqref{eq:exact_ind_ener_rdm}.
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Turning to the density-functional ensemble correlation energy, the
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following ensemble local density approximation (eLDA) will be employed:
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following ensemble local density \textit{approximation} (eLDA) will be employed:
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\beq\label{eq:eLDA_corr_fun}
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\E{c}{\bw}[\n{}{}]\approx \int \n{}{}(\br{}) \e{c}{\bw}(\n{}{}(\br{})) d\br{},
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\eeq
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@ -870,9 +870,9 @@ of Eq.~\eqref{eq:EI-eLDA} can be simplified as follows through first order in
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$\n{\bGam{\bw}}{}(\br{})-\n{\bGam{(I)}}{}(\br{})$:
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\beq
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\int \e{c}{\bw}(\n{\bGam{(I)}}{}(\br{})) \n{\bGam{(I)}}{}(\br{}) d\br{}
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+\mathcal{O}\left([\n{\bGam{\bw}}{}-\n{\bGam{(I)}}{}]^2\right),
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+\mathcal{O}\left([\n{\bGam{\bw}}{}-\n{\bGam{(I)}}{}]^2\right).
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\eeq
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and it can therefore be identified as
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Therefore, it can be identified as
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an individual-density-functional correlation energy where the density-functional
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correlation energy per particle is approximated by the ensemble one for
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all the states within the ensemble.
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@ -1222,11 +1222,11 @@ However, when the box gets larger (\ie, $L$ increases), there is a strong mixing
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In particular, the single and double excitations strongly mix, which makes their assignment as single or double excitations more discutable. \cite{Loos_2019}
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This can be clearly evidenced by the weights of the different configurations in the FCI wave function.
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% TITOU: shall we keep the paragraph below?
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Therefore, it is paramount to construct a two-weight correlation functional
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(\ie, a triensemble functional, as we have done here) which
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allows the mixing of singly- and doubly-excited configurations.
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Using a single-weight (\ie, a biensemble) functional where only the ground state and the lowest singly-excited states are taken into account, one would observe a neat deterioration of the excitation energies (as compared to FCI) when the box gets larger.
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\titou{Titou will add results for the biensemble to illustrate this.}
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%Therefore, it is paramount to construct a two-weight correlation functional
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%(\ie, a triensemble functional, as we have done here) which
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%allows the mixing of singly- and doubly-excited configurations.
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%Using a single-weight (\ie, a biensemble) functional where only the ground state and the lowest singly-excited states are taken into account, one would observe a neat deterioration of the excitation energies (as compared to FCI) when the box gets larger.
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%\titou{Titou might add results for the biensemble to illustrate this.}
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%\manu{Well, neglecting the second excited state is not the same as
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%considering the $w_2=0$ limit. I thought you were referring to an
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%approximation where the triensemble calculation is performed with
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@ -1314,9 +1314,9 @@ electrons.
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\end{figure}
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%%% %%% %%%
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It is also interesting to investigate the influence of the ensemble correlation derivative $\DD{c}{I}$ [defined in Eq.~\eqref{eq:DD-eLDA}] on both the single and double excitations.
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It is also interesting to investigate the influence of the ensemble correlation derivative $\DD{c}{(I)}$ [defined in Eq.~\eqref{eq:DD-eLDA}] on both the single and double excitations.
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To do so, we have reported in Fig.~\ref{fig:EvsL_DD}, in the case of 3-boxium, the error percentage (with respect to FCI) as a function of the box length $L$
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on the excitation energies obtained at the KS-eLDA with and without $\DD{c}{I}$ [\ie, the last term in Eq.~\eqref{eq:Om-eLDA}].
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on the excitation energies obtained at the KS-eLDA with and without $\DD{c}{(I)}$ [\ie, the last term in Eq.~\eqref{eq:Om-eLDA}].
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%\manu{Manu: there is something I do not understand. If you want to
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%evaluate the importance of the ensemble correlation derivatives you
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%should only remove the following contribution from the $K$th KS-eLDA
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@ -1336,6 +1336,7 @@ This could explain why equiensemble calculations are clearly more
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accurate as it reduces the influence of the ensemble correlation derivative:
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for a given method, equiensemble orbitals partially remove the burden
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of modeling properly the ensemble correlation derivative.
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\titou{Note also that, in our case, the second term in Eq.~\eqref{eq:Om-eLDA}, which involves the weight-dependent correlation potential and the density difference between ground and excited states, has a negligible effect on the excitation energies.}
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%\manu{Manu: well, we
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%would need the exact derivative value to draw such a conclusion. We can
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%only speculate. Let us first see how important the contribution in
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@ -1354,7 +1355,7 @@ of modeling properly the ensemble correlation derivative.
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%%% %%% %%%
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Finally, in Fig.~\ref{fig:EvsN_DD}, we report the same quantities as a function of the electron number for a box of length $8\pi$ (\ie, in the strong correlation regime).
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The difference between the solid and dashed lines and KS-eLDA excitation energies
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The difference between the solid and dashed curves
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undoubtedly show that, even in the strong correlation regime, the
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ensemble correlation derivative has a small impact on the double
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excitations with a slight tendency of worsening the excitation energies
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@ -1384,11 +1385,12 @@ from the finite uniform electron gas eLDA is
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combined with eLDA, delivers accurate excitation energies for both
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single and double excitations, especially when an equiensemble is used.
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In the latter case, the same weights are assigned to each state belonging to the ensemble.
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{\it We have observed that, although the derivative discontinuity has a
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\titou{The improvement on the excitation energies brought by the KS-eLDA scheme is particularly impressive in the strong correlation regime where usual methods, such as TDLDA, fail.
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We have observed that, although the ensemble correlation discontinuity has a
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non-negligible effect on the excitation energies (especially for the
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single excitations), its magnitude can be significantly reduced by
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performing state-averaged calculations instead of zero-weight
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calculations.}\manu{to be updated ...}
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performing equiweight calculations instead of zero-weight
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calculations.}
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Let us finally stress that the present methodology can be extended
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straightforwardly to other types of ensembles like, for example, the
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27953
Notebooks/eDFT_FUEG.nb
27953
Notebooks/eDFT_FUEG.nb
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