clean up intro and expand it a bit
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%% This BibTeX bibliography file was created using BibDesk.
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%% This BibTeX bibliography file was created using BibDesk.
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%% Created for Pierre-Francois Loos at 2019-09-09 09:45:30 +0200
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%% Created for Pierre-Francois Loos at 2020-02-15 17:43:19 +0100
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@article{Loos_2019,
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Author = {Loos, Pierre-Fran{\c c}ois and Boggio-Pasqua, Martial and Scemama, Anthony and Caffarel, Michel and Jacquemin, Denis},
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Date-Added = {2020-02-15 17:43:18 +0100},
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Date-Modified = {2020-02-15 17:43:18 +0100},
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Doi = {10.1021/acs.jctc.8b01205},
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Journal = {J. Chem. Theory Comput.},
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Number = {3},
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Pages = {1939--1956},
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Title = {Reference Energies for Double Excitations},
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Volume = {15},
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Year = {2019},
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Bdsk-Url-1 = {https://doi.org/10.1021/acs.jctc.8b01205}}
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@article{Runge_1984,
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Author = {Runge, E. and Gross, E. K. U.},
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Date-Added = {2020-02-15 17:43:03 +0100},
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Date-Modified = {2020-02-15 17:43:03 +0100},
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Doi = {10.1103/PhysRevLett.52.997},
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Journal = PRL,
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Pages = {997--1000},
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Title = {Density-Functional Theory for Time-Dependent Systems},
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Volume = 52,
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Year = 1984,
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Bdsk-Url-1 = {https://doi.org/10.1103/PhysRevLett.52.997}}
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@article{Gori-Giorgi_2010,
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Author = {P. Gori-Giorgi and M. Seidl},
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Date-Added = {2020-02-15 17:39:27 +0100},
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Date-Modified = {2020-02-15 17:39:40 +0100},
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Doi = {10.1039/c0cp01061h},
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Journal = {Phys. Chem. Chem. Phys.},
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Pages = {14405},
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Title = {Density functional theory for strongly-interacting electrons: Perspectives for Physics and Chemistry},
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Volume = {12},
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Year = {2010},
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Bdsk-Url-1 = {https://doi.org/10.1039/c0cp01061h}}
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@article{Gagliardi_2017,
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Author = {L. Gagliardi and D. G. Truhlar and G. Li Manni and R. K. Carlson and C. E. Hoyer and J. Lucas Bao},
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Date-Added = {2020-02-15 17:37:18 +0100},
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Date-Modified = {2020-02-15 17:37:46 +0100},
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Doi = {10.1021/acs.accounts.6b00471},
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Journal = {Acc. Chem. Res.},
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Pages = {66},
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Volume = {50},
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Year = {2017},
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Bdsk-Url-1 = {https://doi.org/10.1021/acs.accounts.6b00471}}
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@article{Boblest_2014,
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@article{Boblest_2014,
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Author = {S. Boblest and C. Schimeczek and G. Wunner},
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Author = {S. Boblest and C. Schimeczek and G. Wunner},
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Date-Added = {2019-09-09 09:42:01 +0200},
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Date-Added = {2019-09-09 09:42:01 +0200},
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@ -147,40 +147,48 @@ Their accuracy is illustrated by computing single and double excitations in one-
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\section{Introduction}
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\section{Introduction}
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\label{sec:intro}
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\label{sec:intro}
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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Over the last two decades, density-functional theory (DFT) \cite{Hohenberg_1964, Kohn_1965} has become the method of choice for modeling the electronic structure of large molecular systems and materials. \cite{ParrBook}
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Over the last two decades, density-functional theory (DFT) \cite{Hohenberg_1964,Kohn_1965} has become the method of choice for modeling the electronic structure of large molecular systems and materials. \cite{ParrBook}
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The main reason is that, within DFT, the quantum contributions to the electronic repulsion energy --- the so-called exchange-correlation (xc) energy --- is rewritten as a functional of the electron density $\n{}{}(\br)$, the latter being a much simpler quantity than the many-electron wave function.
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The main reason is that, within DFT, the quantum contributions to the electronic repulsion energy --- the so-called exchange-correlation (xc) energy --- is rewritten as a functional of the electron density $\n{}{}(\br{})$, the latter being a much simpler quantity than the many-electron wave function.
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The complexity of the many-body problem is then transferred to the xc functional.
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The complexity of the many-body problem is then transferred to the xc functional.
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Despite its success, the standard Kohn-Sham (KS) formulation of DFT \cite{Kohn_1965} (KS-DFT) suffers, in practice, from various deficiencies. \cite{Woodcock_2002, Tozer_2003, Tozer_1999, Dreuw_2003, Sobolewski_2003, Dreuw_2004, Tozer_1998, Tozer_2000, Casida_1998, Casida_2000, Tapavicza_2008, Levine_2006}
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Despite its success, the standard Kohn-Sham (KS) formulation of DFT \cite{Kohn_1965} (KS-DFT) suffers, in practice, from various deficiencies. \cite{Woodcock_2002, Tozer_2003,Tozer_1999,Dreuw_2003,Sobolewski_2003,Dreuw_2004,Tozer_1998,Tozer_2000,Casida_1998,Casida_2000,Tapavicza_2008,Levine_2006}
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The description of strongly multiconfigurational ground states (often referred to as ``strong correlation problem'') still remains a challenge.
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The description of strongly multiconfigurational ground states (often referred to as ``strong correlation problem'') still remains a challenge. \cite{Gori-Giorgi_2010,Gagliardi_2017}
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Another issue, which is partly connected to the previous one, is the description of electronically-excited states.
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Another issue, which is partly connected to the previous one, is the description of electronically-excited states.
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The standard approach for modeling excited states in DFT is linear response time-dependent DFT (TDDFT). \cite{Casida}
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The standard approach for modeling excited states in DFT is linear-response time-dependent DFT (TD-DFT). \cite{Runge_1984,Casida}
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In this case, the electronic spectrum relies on the (unperturbed) ground-state KS picture, which may break down when electron correlation is strong.
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In this case, the electronic spectrum relies on the (unperturbed) ground-state KS picture, which may break down when electron correlation is strong.
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Moreover, in exact TDDFT, the xc functional is time dependent.
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Moreover, in exact TD-DFT, the xc functional is time dependent.
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The simplest and most widespread approximation in state-of-the-art electronic structure programs where TDDFT is implemented consists in neglecting memory effects. \cite{Casida}
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The simplest and most widespread approximation in state-of-the-art electronic structure programs where TD-DFT is implemented consists in neglecting memory effects. \cite{Casida}
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In other words, within this so-called adiabatic approximation, the xc functional is assumed to be local in time.
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In other words, within this so-called adiabatic approximation, the xc functional is assumed to be local in time.
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As a result, double electronic excitations are completely absent from the TDDFT spectrum, thus reducing further the applicability of TDDFT. \cite{Maitra_2004,Cave_2004,Mazur_2009,Mazur_2011,Huix-Rotllant_2011,Elliott_2011,Maitra_2012,Sundstrom_2014}
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As a result, double electronic excitations are completely absent from the TD-DFT spectrum, thus reducing further the applicability of TD-DFT. \cite{Maitra_2004,Cave_2004,Mazur_2009,Romaniello_2009a,Sangalli_2011,Mazur_2011,Huix-Rotllant_2011,Elliott_2011,Maitra_2012,Sundstrom_2014,Loos_2019}
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When affordable (\ie, for relatively small molecules), time-independent state-averaged wave function methods \cite{Roos,Andersson_1990,Angeli_2001a,Angeli_2001b,Angeli_2002} can be employed to fix the various issues mentioned above.
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When affordable (\ie, for relatively small molecules), time-independent state-averaged wave function methods \cite{Roos,Andersson_1990,Angeli_2001a,Angeli_2001b,Angeli_2002} can be employed to fix the various issues mentioned above.
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The basic idea is to describe a finite ensemble of states (ground and excited) altogether, \ie, with the same set of orbitals.
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The basic idea is to describe a finite ensemble of states (ground and excited) altogether, \ie, with the same set of orbitals.
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Interestingly, a similar approach exists in DFT.
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Interestingly, a similar approach exists in DFT.
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Ensemble DFT (eDFT) was proposed at the end of the 80's by Gross, Oliveira and Kohn (GOK), \cite{Gross_1988a, Oliveira_1988, Gross_1988b} and is a generalization of Theophilou's variational principle for equi-ensembles. \cite{Theophilou_1979}
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Ensemble DFT (eDFT) was proposed at the end of the 80's by Gross, Oliveira and Kohn (GOK), \cite{Gross_1988a, Oliveira_1988, Gross_1988b} and is a generalization of Theophilou's variational principle for equiensembles. \cite{Theophilou_1979}
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In eDFT, the (time-independent) xc functional depends explicitly on the weights assigned to the states that belong to the ensemble of interest.
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In GOK-DFT (\ie, eDFT for excited states), the (time-independent) xc functional depends explicitly on the weights assigned to the states that belong to the ensemble of interest.
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This weight dependence of the xc functional plays a crucial role in the calculation of excitation energies.
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This weight dependence of the xc functional plays a crucial role in the calculation of excitation energies.
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It actually accounts for the infamous derivative discontinuity contribution to energy gaps. \cite{Levy_1995, Perdew_1983}
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It actually accounts for the infamous derivative discontinuity contribution to energy gaps. \cite{Levy_1995, Perdew_1983}
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%\titou{Shall we further discuss the derivative discontinuity? Why is it important and where is it coming from?}
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%\titou{Shall we further discuss the derivative discontinuity? Why is it important and where is it coming from?}
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Despite its formal beauty and the fact that eDFT can in principle tackle near-degenerate situations and multiple excitations, it has not been given much attention until recently. \cite{Franck_2014,Borgoo_2015,Kazaryan_2008,Gould_2013,Gould_2014,Filatov_2015,Filatov_2015b,Filatov_2015c,Gould_2017,Deur_2017,Gould_2018,Gould_2019,Sagredo_2018,Ayers_2018,Deur_2018a,Deur_2018b,Kraisler_2013, Kraisler_2014,Alam_2016,Alam_2017,Nagy_1998,Nagy_2001,Nagy_2005,Pastorczak_2013,Pastorczak_2014,Pribram-Jones_2014,Yang_2013a,Yang_2014,Yang_2017,Senjean_2015,Senjean_2016,Senjean_2018,Smith_2016}
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Despite its formal beauty and the fact that GOK-DFT can in principle tackle near-degenerate situations and multiple excitations, it has not been given much attention until recently. \cite{Franck_2014,Borgoo_2015,Kazaryan_2008,Gould_2013,Gould_2014,Filatov_2015,Filatov_2015b,Filatov_2015c,Gould_2017,Deur_2017,Gould_2018,Gould_2019,Sagredo_2018,Ayers_2018,Deur_2018a,Deur_2018b,Kraisler_2013, Kraisler_2014,Alam_2016,Alam_2017,Nagy_1998,Nagy_2001,Nagy_2005,Pastorczak_2013,Pastorczak_2014,Pribram-Jones_2014,Yang_2013a,Yang_2014,Yang_2017,Senjean_2015,Senjean_2016,Senjean_2018,Smith_2016}
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The main reason is simply the absence of density-functional approximations (DFAs) for ensembles in the literature.
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The main reason is simply the absence of density-functional approximations (DFAs) for ensembles in the literature.
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Recent works on this topic are still fundamental and exploratory, as they rely either on simple (but nontrivial) models like the Hubbard dimer \cite{Carrascal_2015,Deur_2017,Deur_2018a,Deur_2018b,Senjean_2015,Senjean_2016,Senjean_2018,Sagredo_2018} or on atoms for which highly accurate or exact-exchange-only calculations have been performed. \cite{Yang_2014,Yang_2017}
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Recent works on this topic are still fundamental and exploratory, as they rely either on simple (but nontrivial) models like the Hubbard dimer \cite{Carrascal_2015,Deur_2017,Deur_2018a,Deur_2018b,Senjean_2015,Senjean_2016,Senjean_2018,Sagredo_2018} or on atoms for which highly accurate or exact-exchange-only calculations have been performed. \cite{Yang_2014,Yang_2017}
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In both cases, the key problem, namely the design of weight-dependent DFAs for ensembles (eDFAs), remains open.
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In both cases, the key problem, namely the design of weight-dependent DFAs for ensembles (eDFAs), remains open.
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A first step towards this goal is presented in this article with the ambition to turn, in the near future, eDFT into a practical computational method for modeling excited states in molecules and extended systems.
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A first step towards this goal is presented in the present manuscript with the ambition to turn, in the forthcoming future, GOK-DFT into a practical computational method for modeling excited states in molecules and extended systems.
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%\titou{Mention WIDFA?}
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In the following, the present methodology is illustrated on \emph{strict} one-dimensional (1D), spin-polarized electronic systems. \cite{Loos_2012, Loos_2013a, Loos_2014a, Loos_2014b}
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In the following, the present methodology is illustrated on \emph{strict} one-dimensional (1D), spin-polarized electronic systems. \cite{Loos_2012, Loos_2013a, Loos_2014a, Loos_2014b}
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In other words, the Coulomb interaction used in this work describes particles which are \emph{strictly} restricted to move within a 1D sub-space of three-dimensional space.
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In other words, the Coulomb interaction used in this work describes particles which are \emph{strictly} restricted to move within a 1D sub-space of three-dimensional space.
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Despite their simplicity, 1D models are scrutinized as paradigms for quasi-1D materials \cite{Schulz_1993, Fogler_2005a} such as carbon nanotubes \cite{Bockrath_1999, Ishii_2003, Deshpande_2008} or nanowires. \cite{Meyer_2009, Deshpande_2010}
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Despite their simplicity, 1D models are scrutinized as paradigms for quasi-1D materials \cite{Schulz_1993, Fogler_2005a} such as carbon nanotubes \cite{Bockrath_1999, Ishii_2003, Deshpande_2008} or nanowires. \cite{Meyer_2009, Deshpande_2010}
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%Early models of 1D atoms using this interaction have been used to study the effects of external fields upon Rydberg atoms \cite{Burnett_1993, Mayle_2007} and the dynamics of surface-state electrons in liquid helium. \cite{Nieto_2000, Patil_2001}
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%Early models of 1D atoms using this interaction have been used to study the effects of external fields upon Rydberg atoms \cite{Burnett_1993, Mayle_2007} and the dynamics of surface-state electrons in liquid helium. \cite{Nieto_2000, Patil_2001}
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This description of 1D systems also has interesting connections with the exotic chemistry of ultra-high magnetic fields (such as those in white dwarf stars), where the electronic cloud is dramatically compressed perpendicular to the magnetic field. \cite{Schmelcher_1990, Lange_2012, Schmelcher_2012}
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This description of 1D systems also has interesting connections with the exotic chemistry of ultra-high magnetic fields (such as those in white dwarf stars), where the electronic cloud is dramatically compressed perpendicular to the magnetic field. \cite{Schmelcher_1990, Lange_2012, Schmelcher_2012}
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In these extreme conditions, where magnetic effects compete with Coulombic forces, entirely new bonding paradigms emerge. \cite{Schmelcher_1990, Schmelcher_1997, Tellgren_2008, Tellgren_2009, Lange_2012, Schmelcher_2012, Boblest_2014, Stopkowicz_2015}
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In these extreme conditions, where magnetic effects compete with Coulombic forces, entirely new bonding paradigms emerge. \cite{Schmelcher_1990, Schmelcher_1997, Tellgren_2008, Tellgren_2009, Lange_2012, Schmelcher_2012, Boblest_2014, Stopkowicz_2015}
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The paper is organized as follows.
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Section \ref{sec:eDFT} introduces the equations behind GOK-DFT, as well as the different approximations that we apply in order to make the present scheme practical.
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In Sec.~\ref{sec:eDFA}, we detail the construction of the weight-dependent local correlation functional specially designed for the computation of single and double excitations within eDFT.
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Computational details needed to reproduce the results of the present work are reported in Sec.~\ref{sec:comp_details}.
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In Sec.~\ref{sec:res}, we illustrate the accuracy of the present eDFA by computing single and double excitations in one-dimensional many-electron systems in the weak, intermediate and strong correlation regimes.
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Finally, we draw our conclusion in Sec.~\ref{sec:conclusion}.
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Atomic units are used throughout.
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Atomic units are used throughout.
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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@ -188,7 +196,9 @@ Atomic units are used throughout.
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\label{sec:eDFT}
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\label{sec:eDFT}
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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\subsection{GOK-DFT}\label{subsec:gokdft}
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\subsection{GOK-DFT}\label{subsec:gokdft}
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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The GOK ensemble energy~\cite{Gross_1988a,Oliveira_1988,Gross_1988b} is defined as follows:
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The GOK ensemble energy~\cite{Gross_1988a,Oliveira_1988,Gross_1988b} is defined as follows:
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\beq
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\beq
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@ -307,6 +317,7 @@ we finally recover from Eqs.~\eqref{eq:KS_ens_density} and
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\right|_{\n{}{} = \n{\opGam{\bw}}{}}.
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\right|_{\n{}{} = \n{\opGam{\bw}}{}}.
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\end{split}
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\end{split}
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\eeq
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\eeq
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%%%%%%%%%%%%%%%%
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%%%%%%%%%%%%%%%%
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\subsection{One-electron reduced density matrix formulation}
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\subsection{One-electron reduced density matrix formulation}
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%%%%%%%%%%%%%%%%
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%%%%%%%%%%%%%%%%
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@ -795,6 +806,7 @@ Finally, we note that, by construction,
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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\section{Computational details}
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\section{Computational details}
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\label{sec:comp_details}
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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Having defined the eLDA functional in the previous section [see Eq.~\eqref{eq:eLDA}], we now turn to its validation.
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Having defined the eLDA functional in the previous section [see Eq.~\eqref{eq:eLDA}], we now turn to its validation.
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Our testing playground for the validation of the eLDA functional is the ubiquitous ``electrons in a box'' model where $\Nel$ electrons are confined in a 1D box of length $L$, a family of systems that we call $\Nel$-boxium.
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Our testing playground for the validation of the eLDA functional is the ubiquitous ``electrons in a box'' model where $\Nel$ electrons are confined in a 1D box of length $L$, a family of systems that we call $\Nel$-boxium.
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@ -824,6 +836,7 @@ Concerning the KS-eDFT calculations, two sets of weight have been tested: the ze
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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\section{Results and discussion}
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\section{Results and discussion}
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\label{sec:res}
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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In Fig.~\ref{fig:EvsL}, we report the excitation energies (multiplied by $L^2$) for various methods and box sizes in the case of 5-boxium (\ie, $\Nel = 5$).
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In Fig.~\ref{fig:EvsL}, we report the excitation energies (multiplied by $L^2$) for various methods and box sizes in the case of 5-boxium (\ie, $\Nel = 5$).
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Similar graphs are obtained for the other $\Nel$ values and they can be found in the {\SI} alongside the numerical data associated with each method.
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Similar graphs are obtained for the other $\Nel$ values and they can be found in the {\SI} alongside the numerical data associated with each method.
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@ -882,6 +895,7 @@ It would highlight the contribution of the derivative discontinuity.}
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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\section{Concluding remarks}
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\section{Concluding remarks}
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\label{sec:conclusion}
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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In the present article, we have constructed a weight-dependent three-state DFA in the context of ensemble DFT.
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In the present article, we have constructed a weight-dependent three-state DFA in the context of ensemble DFT.
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This eDFA delivers accurate excitation energies for both single and double excitations.
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This eDFA delivers accurate excitation energies for both single and double excitations.
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