Manu: started writing about the OEP-like scheme
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@ -298,7 +298,7 @@ HF}\left[\bmg\right]$. This type of errors is specific to ensembles
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which explains why, in constrast to ground-state DFT [see
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Eq.~(\ref{eq:generalized_KS-DFT_decomp})], a complementary ensemble Hx
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energy is needed to recover a ghost-interaction-free energy:
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\beq
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\beq\label{eq:exact_GIC}
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\overline{E}^{{\bw}}_{\rm
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Hx}[n]&=&
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{\rm
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@ -361,7 +361,7 @@ Tr}\left[{\bmg}^{{\bw}}{\bm h}\right]+W_{\rm
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HF}\left[{\bmg}^{\bw}\right]
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+
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\overline{E}^{{\bw}}_{\rm
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Hxc}\left[n^{{\bw}}\right]
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Hxc}\left[n_{\bmg^{\bw}}\right]
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%+E^{{\bw}}_{\rm c}\left[n_{\hat{\Gamma}^{{\bw}}}\right]
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\Big\}
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\Bigg\}
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@ -376,12 +376,14 @@ Tr}\left[{\bmg}^{{\bw}}{\bm h}\right]+W_{\rm
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HF}\left[{\bmg}^{\bw}\right]
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+
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\overline{E}^{{\bw}}_{\rm
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Hxc}\left[n^{{\bw}}\right]
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Hxc}\left[n_{\bmg^{\bw}}\right]
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%+E^{{\bw}}_{\rm c}\left[n_{\hat{\Gamma}^{{\bw}}}\right]
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\Big\}
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,
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\eeq
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where $n^{\bw}$ is the density obtained from the density matrix
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where $n_{\bmg^{\bw}}$
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\manu{I am in favor of using $n_{{\bmg}^{{\bw}}}$ rather than $n_{\bmg^{\bw}}$,
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for clarity} is the density obtained from the density matrix
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${\bmg}^{\bw}$ and ${\bm h}={\bm t}+{\bm v}_{\rm ext}$ is the total one-electron
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Hamiltonian matrix representation. When the minimum is reached, the
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ensemble energy and its derivatives can be used to extract individual
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@ -400,11 +402,11 @@ Tr}\left[\left({\bmg}^{(K)}-{\bmg}^{(0)}\right){\bm h}\right]
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\nonumber\\
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&&+
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\int d\br\,\dfrac{\delta \overline{E}^{{\bw}}_{\rm
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Hxc}\left[n^{{\bw}}\right]}{\delta
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Hxc}\left[n_{\bmg^{\bw}}\right]}{\delta
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n({\br})}\left(n^{(K)}(\br)-n^{(0)}(\br)\right)
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\nonumber\\
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&&+\left. \dfrac{\partial \overline{E}^{{\bw}}_{\rm
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Hxc}\left[n\right]}{\partial w_K}\right|_{n=n^{{\bw}}},
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Hxc}\left[n\right]}{\partial w_K}\right|_{n=n_{\bmg^{\bw}}},
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\eeq
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we finally obtain from Eqs.~(\ref{eq:var_princ_Gamma_ens}) and (\ref{eq:indiv_ener_from_ens}) the following in-principle-exact expressions for the
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energy levels within the ensemble:
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@ -415,14 +417,14 @@ Tr}\left[{\bmg}^{(I)}{\bm h}\right]+
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\Tr\left[\left(\bmg^{(I)}-\dfrac{1}{2}\bmg^{\bw}\right) \, \bG \, \bmg^{\bw}\right]
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\nonumber\\
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&&+\overline{E}^{{\bw}}_{\rm
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Hxc}\left[n^{{\bw}}\right]
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Hxc}\left[n_{\bmg^{\bw}}\right]
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+\int d\br\,\dfrac{\delta \overline{E}^{{\bw}}_{\rm
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Hxc}\left[n^{{\bw}}\right]}{\delta
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n({\br})}\left(n^{(I)}(\br)-n^{\bw}(\br)\right)
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Hxc}\left[n_{\bmg^{\bw}}\right]}{\delta
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n({\br})}\left(n^{(I)}(\br)-n_{\bmg^{\bw}}(\br)\right)
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\nonumber\\
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&&
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+\sum_{K>0}\left(\delta_{IK}-w_K\right)\left. \dfrac{\partial \overline{E}^{{\bw}}_{\rm
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Hxc}\left[n\right]}{\partial w_K}\right|_{n=n^{{\bw}}}.
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Hxc}\left[n\right]}{\partial w_K}\right|_{n=n_{\bmg^{\bw}}}.
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\eeq
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%+\Tr(\bmg^{(I)} \, \bG \, \bmg^{\bw})
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%-\dfrac{1}{2}\Tr(\bmg^{\bw} \, \bG \, \bmg^{\bw})+...
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@ -430,7 +432,7 @@ Hxc}\left[n\right]}{\partial w_K}\right|_{n=n^{{\bw}}}.
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Note that
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\beq
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\overline{E}^{{\bw}}_{\rm
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Hx}\left[n^{{\bw}}\right]=
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Hx}\left[n_{\bmg^{\bw}}\right]=
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\frac{1}{2} \sum_{L\geq0}w_L \Tr(\bmg^{(L)} \, \bG \, \bmg^{(L)})
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-\frac{1}{2}\Tr(\bmg^{\bw} \, \bG \, \bmg^{\bw})
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\nonumber\\
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@ -438,7 +440,7 @@ Hx}\left[n^{{\bw}}\right]=
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and
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\beq
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\left.\dfrac{\partial \overline{E}^{{\bw}}_{\rm
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Hx}[n]}{\partial w_K}\right|_{n=n^{\bw}}&=&
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Hx}[n]}{\partial w_K}\right|_{n=n_{\bmg^{\bw}}}&=&
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\frac{1}{2} \Tr(\bmg^{(K)} \, \bG \, \bmg^{(K)})-\frac{1}{2}
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\Tr(\bmg^{(0)} \, \bG \, \bmg^{(0)})
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\nonumber\\
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@ -448,12 +450,12 @@ Hx}[n]}{\partial w_K}\right|_{n=n^{\bw}}&=&
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thus leading to
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\beq
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&&\overline{E}^{{\bw}}_{\rm
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Hx}\left[n^{{\bw}}\right]+\sum_{K>0}\left(\delta_{IK}-w_K\right)\left. \dfrac{\partial \overline{E}^{{\bw}}_{\rm
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Hx}\left[n\right]}{\partial w_K}\right|_{n=n^{{\bw}}}
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Hx}\left[n_{\bmg^{\bw}}\right]+\sum_{K>0}\left(\delta_{IK}-w_K\right)\left. \dfrac{\partial \overline{E}^{{\bw}}_{\rm
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Hx}\left[n\right]}{\partial w_K}\right|_{n=n_{\bmg^{\bw}}}
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\nonumber\\
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&&=
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\overline{E}^{{\bw}}_{\rm
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Hx}\left[n^{{\bw}}\right]+\frac{1}{2} \Tr(\bmg^{(I)} \, \bG \, \bmg^{(I)})
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Hx}\left[n_{\bmg^{\bw}}\right]+\frac{1}{2} \Tr(\bmg^{(I)} \, \bG \, \bmg^{(I)})
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-\frac{1}{2} \sum_{L\geq0}w_L \Tr(\bmg^{(L)} \, \bG \, \bmg^{(L)})
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\nonumber\\
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&&-\Tr\left[\left({\bmg}^{(I)}-{\bmg}^{\bw}\right) \, \bG \, \bmg^{\bw}\right]
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@ -489,16 +491,16 @@ Tr}\left[{\bmg}^{(I)}{\bm h}\right]+
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&&
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+\int d\br\,
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\overline{\epsilon}^{{\bw}}_{\rm
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Hxc}(n^{\bw}(\br))\,n^{(I)}(\br)
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Hxc}(n_{\bmg^{\bw}}(\br))\,n^{(I)}(\br)
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\nonumber\\
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&&
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+\int d\br\,\left.\dfrac{\partial \overline{\epsilon}^{{\bw}}_{\rm
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Hxc}(n)}{\partial n}\right|_{n=n^{\bw}(\br)}n^{\bw}(\br)\left(n^{(I)}(\br)-n^{\bw}(\br)\right)
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Hxc}(n)}{\partial n}\right|_{n=n_{\bmg^{\bw}}(\br)}n_{\bmg^{\bw}}(\br)\left(n^{(I)}(\br)-n_{\bmg^{\bw}}(\br)\right)
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\nonumber\\
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&&
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+\int d\br\,\sum_{K>0}\left(\delta_{IK}-w_K\right)n^{{\bw}}(\br)\left.
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+\int d\br\,\sum_{K>0}\left(\delta_{IK}-w_K\right)n_{\bmg^{\bw}}(\br)\left.
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\dfrac{\partial \overline{\epsilon}^{{\bw}}_{\rm
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Hxc}(n)}{\partial w_K}\right|_{n=n^{{\bw}}(\br)}.
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Hxc}(n)}{\partial w_K}\right|_{n=n_{\bmg^{\bw}}(\br)}.
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\eeq
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\alert{
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or, equivalently,
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@ -511,20 +513,72 @@ Tr}\left[{\bmg}^{(I)}{\bm h}\right]+
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&&
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+\int d\br\,
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\dfrac{\delta \overline{E}^{{\bw}}_{\rm
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Hxc}\left[n^{\bw}\right]}{\delta
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Hxc}\left[n_{\bmg^{\bw}}\right]}{\delta
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n({\br})}\,n^{(I)}(\br)
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\nonumber\\
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&&
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-\int d\br\,\left.\dfrac{\partial \overline{\epsilon}^{{\bw}}_{\rm
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Hxc}(n)}{\partial n}\right|_{n=n^{\bw}(\br)}\Big(n^{\bw}(\br)\Big)^2
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Hxc}(n)}{\partial n}\right|_{n=n_{\bmg^{\bw}}(\br)}\Big(n_{\bmg^{\bw}}(\br)\Big)^2
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\nonumber\\
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&&
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+\int d\br\,\sum_{K>0}\left(\delta_{IK}-w_K\right)n^{{\bw}}(\br)\left.
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+\int d\br\,\sum_{K>0}\left(\delta_{IK}-w_K\right)n_{\bmg^{\bw}}(\br)\left.
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\dfrac{\partial \overline{\epsilon}^{{\bw}}_{\rm
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Hxc}(n)}{\partial w_K}\right|_{n=n^{{\bw}}(\br)}.
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Hxc}(n)}{\partial w_K}\right|_{n=n_{\bmg^{\bw}}(\br)}.
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\eeq
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}
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\subsection{OEP-like approach}
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In the exact theory, the minimizing density matrix in
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Eq.~(\ref{eq:var_princ_Gamma_ens}) is such that
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\beq
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{\bmg}^{(K)}[n_{{\bmg}^{{\bw}}}]={\bmg}^{(K)},\hspace{0.2cm}\forall
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K\geq0,
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\eeq
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and therefore
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\beq
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{\bmg}^{{\bw}}\left[n_{{\bmg}^{{\bw}}}\right]={\bmg}^{{\bw}}.
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\eeq
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Combining the latter Eqs. with
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Eqs. (\ref{eq:exact_GIC}), (\ref{eq:var_princ_Gamma_ens}) leads to
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the final ensemble energy expression
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\beq
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E^{{\bw}}={\rm
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Tr}\left[{\bmg}^{{\bw}}{\bm h}\right]+\frac{1}{2} \sum_{L\geq0}w_L
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\Tr(\bmg^{(L)} \, \bG \, \bmg^{(L)})
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+\overline{E}^{{\bw}}_{\rm
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c}\left[n_{\bmg^{\bw}}\right].
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\nonumber\\
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\eeq
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Note that
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\beq
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E^{{\bw}}&\neq& \underset{\left\{{\bmg}^{(L)}\right\}_{L\geq 0}}{\rm min}\Big\{
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{\rm
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Tr}\left[{\bmg}^{{\bw}}{\bm h}\right]+\frac{1}{2} \sum_{L\geq0}w_L
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\Tr(\bmg^{(L)} \, \bG \, \bmg^{(L)})
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\nonumber\\
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&&+\overline{E}^{{\bw}}_{\rm
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c}\left[n_{\bmg^{\bw}}\right]
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\Bigg\}
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\eeq
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\beq
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\dfrac{\partial E^{{\bw}}}{\partial w_K}&=&
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{\rm
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Tr}\left[\left({\bmg}^{(K)}-{\bmg}^{(0)}\right){\bm h}\right]
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+\frac{1}{2}\Tr(\bmg^{(K)} \, \bG \, \bmg^{(K)})
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\nonumber\\
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&&-\frac{1}{2}\Tr(\bmg^{(0)} \, \bG \, \bmg^{(0)})
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+\sum_{L\geq0}w_L{\rm
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Tr}\left[\dfrac{\partial\bmg^{(L)}}{\partial w_K}{\bm h}\right]
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\nonumber\\
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&&
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+\sum_{L\geq0}w_L
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\Tr(\bmg^{(L)} \, \bG \, \dfrac{\partial\bmg^{(L)}}{\partial w_K})
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\eeq
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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\subsection{KS-eDFT for excited states}
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\label{sec:KS-eDFT}
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