modifs in abstract and intro

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Pierre-Francois Loos 2023-02-14 12:46:07 -05:00
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@ -81,7 +81,7 @@ Despite this, self-consistent versions still pose challenges in terms of converg
A recent study \href{https://doi.org/10.1063/5.0089317}{[J. Chem. Phys. 156, 231101 (2022)]} has linked these convergence issues to the intruder-state problem.
In this work, a perturbative analysis of the similarity renormalization group (SRG) approach is performed on Green's function methods.
The SRG formalism enables us to derive, from first principles, the expression of a new, naturally Hermitian form of the static self-energy that can be employed in quasiparticle self-consistent $GW$ (qs$GW$) calculations.
The resulting SRG-based regularized self-energy significantly accelerates the convergence of qs$GW$ calculations.
The resulting SRG-based regularized self-energy significantly accelerates the convergence of qs$GW$ calculations and slightly improves the overall accuracy.
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@ -97,7 +97,7 @@ The resulting SRG-based regularized self-energy significantly accelerates the co
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One-body Green's functions provide a natural and elegant way to access the charged excitation energies of a physical system. \cite{CsanakBook,FetterBook,Martin_2016,Golze_2019}
The non-linear Hedin equations consist of a closed set of equations leading to the exact interacting one-body Green's function and, therefore, to a wealth of properties such as the total energy, density, ionization potentials, electron affinities, as well as spectral functions, without the explicit knowledge of the wave functions associated with the neutral and charged states of the system. \cite{Hedin_1965}
The non-linear Hedin equations consist of a closed set of equations leading to the exact interacting one-body Green's function and, therefore, to a wealth of properties such as the total energy, density, ionization potentials, electron affinities, as well as spectral functions, without the explicit knowledge of the wave functions associated with the neutral and charged electronic states of the system. \cite{Hedin_1965}
Unfortunately, solving exactly Hedin's equations is usually out of reach and one must resort to approximations.
In particular, the $GW$ approximation, \cite{Hedin_1965,Aryasetiawan_1998,Onida_2002,Reining_2017,Golze_2019,Bruneval_2021} which has been first introduced in the context of solids \cite{Strinati_1980,Strinati_1982a,Strinati_1982b,Hybertsen_1985,Hybertsen_1986,Godby_1986,Godby_1987,Godby_1987a,Godby_1988,Blase_1995} and is now widely applied to molecular systems, \cite{Rohlfing_1999a,Horst_1999,Puschnig_2002,Tiago_2003,Rocca_2010,Boulanger_2014,Jacquemin_2015a,Bruneval_2015,Jacquemin_2015b,Hirose_2015,Jacquemin_2017a,Jacquemin_2017b,Rangel_2017,Krause_2017,Gui_2018,Blase_2018,Liu_2020,Li_2017,Li_2019,Li_2020,Li_2021,Blase_2020,Holzer_2018a,Holzer_2018b,Loos_2020e,Loos_2021,McKeon_2022} yields accurate charged excitation energies for weakly correlated systems \cite{Hung_2017,vanSetten_2015,vanSetten_2018,Caruso_2016,Korbel_2014,Bruneval_2021} at a relatively low computational cost. \cite{Foerster_2011,Liu_2016,Wilhelm_2018,Forster_2021,Duchemin_2019,Duchemin_2020,Duchemin_2021}
@ -121,34 +121,34 @@ Many-body perturbation theory can also be used to access optical excitation ener
Therefore, even if $GW$ offers a good trade-off between accuracy and computational cost, some situations might require higher precision.
Unfortunately, defining a systematic way to go beyond $GW$ via the inclusion of vertex corrections has been demonstrated to be a tricky task. \cite{Baym_1961,Baym_1962,DeDominicis_1964a,DeDominicis_1964b,Bickers_1989a,Bickers_1989b,Bickers_1991,Hedin_1999,Bickers_2004,Shirley_1996,DelSol_1994,Schindlmayr_1998,Morris_2007,Shishkin_2007b,Romaniello_2009a,Romaniello_2012,Gruneis_2014,Hung_2017,Maggio_2017b,Mejuto-Zaera_2022}
For example, Lewis and Berkelbach have shown that naive vertex corrections can even worsen the quasiparticle energies with respect to $GW$. \cite{Lewis_2019}
We refer the reader to the recent review by Golze and co-workers (see Ref.~\onlinecite{Golze_2019}) for an extensive list of current challenges in many-body perturbation theory.
We refer the reader to the recent review by Golze and co-workers (see Ref.~\onlinecite{Golze_2019}) for an extensive list of current challenges in Green's function methods.
Many-body perturbation theory also suffers from the infamous intruder-state problem,\cite{Andersson_1994,Andersson_1995a,Roos_1995,Forsberg_1997,Olsen_2000,Choe_2001} where they manifest themselves as solutions of the quasiparticle equation with non-negligible spectral weights.
In some cases, this transfer of spectral weight makes it difficult to distinguish between a quasiparticle and a satellite.
These multiple solutions hinder the convergence of partially self-consistent schemes, \cite{Veril_2018,Forster_2021,Monino_2022} such as quasiparticle self-consistent $GW$ \cite{Faleev_2004,vanSchilfgaarde_2006,Kotani_2007,Ke_2011,Kaplan_2016} (qs$GW$) and eigenvalue-only self-consistent $GW$ \cite{Shishkin_2007a,Blase_2011b,Marom_2012,Kaplan_2016,Wilhelm_2016} (ev$GW$).
The simpler one-shot $G_0W_0$ scheme \cite{Strinati_1980,Hybertsen_1985a,Hybertsen_1986,Godby_1988,Linden_1988,Northrup_1991,Blase_1994,Rohlfing_1995,Shishkin_2007a} is also impacted by these intruder states, leading to discontinuities in a variety of physical quantities including charged and neutral excitation energies, correlation and total energies.\cite{Loos_2018b,Veril_2018,Loos_2020e,Berger_2021,DiSabatino_2021,Monino_2022,Scott_2023}
The simpler one-shot $G_0W_0$ scheme \cite{Strinati_1980,Hybertsen_1985a,Hybertsen_1986,Godby_1988,Linden_1988,Northrup_1991,Blase_1994,Rohlfing_1995,Shishkin_2007a} is also impacted by these intruder states, leading to discontinuities and/or irregularities in a variety of physical quantities including charged and neutral excitation energies, correlation and total energies.\cite{Loos_2018b,Veril_2018,Loos_2020e,Berger_2021,DiSabatino_2021,Monino_2022,Scott_2023}
These convergence problems and discontinuities can even happen in the weakly correlated regime where the $GW$ approximation is supposed to be valid.
In a recent study, Monino and Loos showed that the discontinuities could be removed by the introduction of a regularizer inspired by the similarity renormalization group (SRG) in the quasiparticle equation. \cite{Monino_2022}
Encouraged by the recent successes of regularization schemes in many-body quantum chemistry methods, such as in single- and multi-reference perturbation theory, \cite{Lee_2018a,Shee_2021,Evangelista_2014b,ChenyangLi_2019a,Battaglia_2022} the present work investigates the application of the SRG formalism in $GW$-based methods.
In particular, we focus here on the possibility of curing the qs$GW$ convergence problems using the SRG.
In particular, we focus here on the possibility of curing the qs$GW$ convergence issues using the SRG.
The SRG formalism has been developed independently by Wegner \cite{Wegner_1994} and Glazek and Wilson \cite{Glazek_1993,Glazek_1994} in the context of condensed matter systems and light-front quantum field theories, respectively.
The SRG formalism has been developed independently by Wegner \cite{Wegner_1994} in the context of condensed matter systems and Glazek \& Wilson \cite{Glazek_1993,Glazek_1994} in light-front quantum field theory.
This formalism has been introduced in quantum chemistry by White \cite{White_2002} before being explored in more detail by Evangelista and coworkers in the context of multi-reference electron correlation theories. \cite{Evangelista_2014b,ChenyangLi_2015, ChenyangLi_2016,ChenyangLi_2017,ChenyangLi_2018,ChenyangLi_2019a,Zhang_2019,ChenyangLi_2021,Wang_2021,Wang_2023}
The SRG has also been successful in the context of nuclear structure theory, where it was first developed as a mature computational tool thanks to the work of several research groups.
\cite{Bogner_2007,Tsukiyama_2011,Tsukiyama_2012,Hergert_2013,Hergert_2016,Frosini_2022,Frosini_2022a,Frosini_2022b}
See Ref.~\onlinecite{Hergert_2016a} for a recent review in this field.
See Ref.~\onlinecite{Hergert_2016} for a recent review in this field.
The SRG transformation aims at decoupling an internal (or reference) space from an external space while incorporating information about their coupling in the reference space.
This process often results in the appearance of intruder states. \cite{Evangelista_2014b,ChenyangLi_2019a}
However, SRG is particularly well-suited to avoid them because the decoupling of each external configuration is inversely proportional to its energy difference with the reference space.
However, SRG is particularly well-suited to avoid these because the decoupling of each external configuration is inversely proportional to its energy difference with the reference space.
By definition, intruder states have energies that are close to the reference energy, and therefore are the last to be decoupled.
By stopping the SRG transformation once all external configurations except the intruder states have been decoupled,
correlation effects between the internal and external spaces can be incorporated (or folded) without the presence of intruder states.
The goal of this manuscript is to determine if the SRG formalism can effectively address the issue of intruder states in many-body perturbation theory, as it has in other areas of electronic and nuclear structure theory.
This open question will lead us to an intruder-state-free static approximation of the self-energy derived from first-principles that can be employed in partially self-consistent $GW$ calculations.
Note that throughout the manuscript we focus on the $GW$ approximation but the subsequent derivations can be straightforwardly applied to other self-energies such as the one derived from the GF(2) \cite{Casida_1989,Casida_1991,SzaboBook,Stefanucci_2013,Ortiz_2013,Phillips_2014,Phillips_2015,Rusakov_2014,Rusakov_2016,Hirata_2015,Hirata_2017,Backhouse_2021,Backhouse_2020b,Backhouse_2020a,Pokhilko_2021a,Pokhilko_2021b,Pokhilko_2022} (or second Born) or $T$-matrix \cite{Liebsch_1981,Bickers_1989a,Bickers_1991,Katsnelson_1999,Katsnelson_2002,Zhukov_2005,vonFriesen_2010,Romaniello_2012,Gukelberger_2015,Muller_2019,Friedrich_2019,Biswas_2021,Zhang_2017,Li_2021b,Loos_2022} (or Bethe-Goldstone) approximations.
Note that throughout the manuscript we focus on the $GW$ approximation but the subsequent derivations can be straightforwardly applied to other self-energies such as the one derived from second-order Green's function \cite{Casida_1989,Casida_1991,SzaboBook,Stefanucci_2013,Ortiz_2013,Phillips_2014,Phillips_2015,Rusakov_2014,Rusakov_2016,Hirata_2015,Hirata_2017,Backhouse_2021,Backhouse_2020b,Backhouse_2020a,Pokhilko_2021a,Pokhilko_2021b,Pokhilko_2022} or the $T$-matrix approximation.\cite{Liebsch_1981,Bickers_1989a,Bickers_1991,Katsnelson_1999,Katsnelson_2002,Zhukov_2005,vonFriesen_2010,Romaniello_2012,Gukelberger_2015,Muller_2019,Friedrich_2019,Biswas_2021,Zhang_2017,Li_2021b,Loos_2022}
The manuscript is organized as follows.
We begin by reviewing the $GW$ approximation in Sec.~\ref{sec:gw} and then briefly introduce the SRG formalism in Sec.~\ref{sec:srg}.