Corrected my comments.

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Bruno Senjean 2020-04-03 15:08:58 +02:00
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@ -193,36 +193,51 @@ Unless otherwise stated, atomic units are used throughout.
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\section{Theory} \section{Theory}
\label{sec:theo} \label{sec:theo}
As mentioned above, eDFT for excited states is based on the GOK variational principle \cite{Gross_1988a} which states that a variational principle holds for the ensemble energy\bruno{I would write the variational principle equation here}
Let us consider a GOK ensemble of $\nEns$ electronic states with individual energies $\E{}{(0)} \le \ldots \le \E{}{(\nEns-1)}$, and (normalised) monotonically decreasing weights $\bw = (\ew{0},\ldots,\ew{M-1})$, \ie, $\sum_{I=0}^{\nEns-1} \ew{I} = 1$, and $\ew{0} \ge \ldots \ge \ew{\nEns-1}$.
The corresponding ensemble energy
\begin{equation} \begin{equation}
\E{}{\bw} = \sum_{I=0}^{\nEns-1} \ew{I} \E{}{(I)} \E{}{\bw} = \sum_{I=0}^{\nEns-1} \ew{I} \E{}{(I)}
\end{equation} \end{equation}
built from an ensemble of $\nEns$ electronic states with individual energies $\E{}{(0)} \le \ldots \le \E{}{(\nEns-1)}$, and (normalised) monotonically decreasing weights $\bw = (\ew{0},\ldots,\ew{M-1})$, \ie, $\sum_{I=0}^{\nEns-1} \ew{I} = 1$, and $\ew{0} \ge \ldots \ge \ew{\nEns-1}$. fulfils the variational principle
as follows\cite{Gross_1988a}
\begin{eqnarray}\label{eq:ens_energy}
\E{}{\bw} = \min_{\hat{\Gamma}^w} {\rm Tr}\left[ \hat{\Gamma}^w \hat{H} \right],
\end{eqnarray}
where $\hat{H} = \hat{T} + \hat{W}_{\rm ee} + \hat{V}_{\rm ne}$ contains the kinetic, electron-electron and nuclei-electron interaction potential operators, respectively,
Tr denotes the trace and $\hat{\Gamma}^w$
is a trial density matrix of the form
\begin{eqnarray}
\hat{\Gamma}^w = \sum_{I=0}^{\nEns - 1}
\ew{I} \dyad{\overline{\Psi}^{(I)}},
\end{eqnarray}
where $\lbrace \overline{\Psi}^{(I)} \rbrace$ is a set of $M$ orthonormal trial wavefunctions. The lower bound of Eq.~(\ref{eq:ens_energy}) is reached when the set of wavefunctions correspond to the exact eigenstates of $\hat{H}$, \ie, $\lbrace \Psi^{(I)} \rbrace$.
Multiplet degeneracies can be easily handled by assigning the same weight to the degenerate states. Multiplet degeneracies can be easily handled by assigning the same weight to the degenerate states.
One of the key feature of the GOK ensemble is that individual excitation energies are extracted from the ensemble energy via differentiation with respect to individual weights:
One of the key feature of GOK-DFT in the present context is that one can easily extract individual excitation energies from the ensemble energy via differentiation with respect to individual weights:
\begin{equation} \begin{equation}
\pdv{\E{}{\bw}}{\ew{I}} = \E{}{(I)} - \E{}{(0)} = \Ex{}{(I)}. \pdv{\E{}{\bw}}{\ew{I}} = \E{}{(I)} - \E{}{(0)} = \Ex{}{(I)}.
\end{equation} \end{equation}
\bruno{Turning to the DFT formulation... $\rightarrow$ I think you should not mention GOK-DFT prior to this part, as you simply described an ensemble without any DFT contributions.} Turning to GOK-DFT, the extension of the Hohenberg--Kohn theorem to ensembles allows to rewrite the exact variational expression for the ensemble energy as\cite{Gross_1988a}
In GOK-DFT, one defines a universal (weight-dependent) ensemble functional $\F{}{\bw}[\n{}{}]$ such that
\begin{equation} \begin{equation}
\label{eq:Ew-GOK} \label{eq:Ew-GOK}
\E{}{\bw} = \min_{\n{}{}} \qty{ \F{}{\bw}[\n{}{}] + \int \vext(\br{}) \n{}{}(\br{}) d\br{} }, \E{}{\bw} = \min_{\n{}{}} \qty{ \F{}{\bw}[\n{}{}] + \int \vext(\br{}) \n{}{}(\br{}) d\br{} },
\end{equation} \end{equation}
where $\vext(\br{})$ is the external potential. where $\vext(\br{})$ is the external potential
In the KS formulation of GOK-DFT, the universal ensemble functional (the weight-dependent analog of the Hohenberg-Kohn universal functional for ensembles) is decomposed as and $\F{}{\bw}[\n{}{}]$ is the universal ensemble functional
(the weight-dependent analog of the Hohenberg-Kohn universal functional for ensembles).
In the KS formulation, this functional is decomposed as
\begin{equation} \begin{equation}
\F{}{\bw}[\n{}{}] \F{}{\bw}[\n{}{}]
= \Ts{\bw}[\n{}{}] + \E{\Hxc}{\bw}[\n{}{}] = \Ts{\bw}[\n{}{}] + \E{\Hxc}{\bw}[\n{}{}]
= \Tr[ \hGam{\bw} \hT ] + \Tr[ \hGam{\bw} \hWee ], = \Tr[ \hat{\gamma}^w \hT ] + \Tr[ \hat{\gamma}^w \hWee ],
\end{equation} \end{equation}
where $\hT$ and $\hWee$ are the kinetic and electron-electron interaction potential operators, respectively, $\Ts{\bw}[\n{}{}]$ is the noninteracting ensemble kinetic energy functional, where
$\Ts{\bw}[\n{}{}]$ is the noninteracting ensemble kinetic energy functional,
\begin{equation} \begin{equation}
\hGam{\bw} = \sum_{I=0}^{M-1} \ew{I} \dyad{\Det{I}{\bw}} \hat{\gamma}^w = \sum_{I=0}^{M-1} \ew{I} \dyad{\Det{I}{\bw}}
\end{equation} \end{equation}
is the density matrix operator, $\Det{I}{\bw}$ are single-determinant wave functions (or configuration state functions) built with KS orbitals $\MO{p}{\bw}(\br{})$, and is the density matrix operator, $\lbrace \Det{I}{\bw} \rbrace_{0 \leq I \leq \nEns - 1}$ are single-determinant wave functions (or configuration state functions) built with KS orbitals $\lbrace \MO{p}{\bw}(\br{}) \rbrace$, and
\begin{equation} \begin{equation}
\label{eq:exc_def} \label{eq:exc_def}
\begin{split} \begin{split}
@ -230,7 +245,7 @@ is the density matrix operator, $\Det{I}{\bw}$ are single-determinant wave funct
& = \E{\Ha}{}[\n{}{}] + \E{\xc}{\bw}[\n{}{}] & = \E{\Ha}{}[\n{}{}] + \E{\xc}{\bw}[\n{}{}]
\\ \\
& = \frac{1}{2} \iint \frac{\n{}{}(\br{}) \n{}{}(\br{}')}{\abs{\br{}-\br{}'}} d\br{} d\br{}' & = \frac{1}{2} \iint \frac{\n{}{}(\br{}) \n{}{}(\br{}')}{\abs{\br{}-\br{}'}} d\br{} d\br{}'
+ \int \e{\xc}{\bw}(\n{}{}(\br{})) \n{}{}(\br{}) d\br{}. + \int \e{\xc}{\bw}(\n{}{}(\br{})) \n{}{}(\br{}) d\br{}
\end{split} \end{split}
\end{equation} \end{equation}
is the ensemble Hartree-exchange-correlation (Hxc) functional. is the ensemble Hartree-exchange-correlation (Hxc) functional.
@ -256,7 +271,8 @@ are the ensemble and individual one-electron densities, respectively,
\label{eq:KS-energy} \label{eq:KS-energy}
\Eps{I}{\bw} = \sum_{p}^{\Norb} \ON{p}{(I)} \eps{p}{\bw} \Eps{I}{\bw} = \sum_{p}^{\Norb} \ON{p}{(I)} \eps{p}{\bw}
\end{equation} \end{equation}
is the weight-dependent KS energy of state $I$, and $\eps{p}{\bw}$ is the KS orbital energy associated with $\MO{p}{\bw}(\br{})$ [$\ON{p}{(I)}$ being its occupancy for the state $I$]. The latters are determined by solving the ensemble KS equation is the weight-dependent KS energy of state $I$, and $\eps{p}{\bw}$ is the KS orbital energy associated with $\MO{p}{\bw}(\br{})$ [$\ON{p}{(I)}$ being its occupancy for the state $I$].
The latters are determined by solving the ensemble KS equation
\begin{equation} \begin{equation}
\label{eq:eKS} \label{eq:eKS}
\qty( \hHc(\br{}) + \fdv{\E{\Hxc}{\bw}[\n{}{}]}{\n{}{}(\br{})}) \MO{p}{\bw}(\br{}) = \eps{p}{\bw} \MO{p}{\bw}(\br{}), \qty( \hHc(\br{}) + \fdv{\E{\Hxc}{\bw}[\n{}{}]}{\n{}{}(\br{})}) \MO{p}{\bw}(\br{}) = \eps{p}{\bw} \MO{p}{\bw}(\br{}),
@ -484,11 +500,11 @@ Equation \eqref{eq:becw} can be recast
which nicely highlights the centrality of the LDA in the present eDFA. which nicely highlights the centrality of the LDA in the present eDFA.
In particular, $\be{\xc}{(0)}(\n{}{}) = \e{\xc}{\LDA}(\n{}{})$. In particular, $\be{\xc}{(0)}(\n{}{}) = \e{\xc}{\LDA}(\n{}{})$.
Consequently, in the following, we name this weight-dependent xc functional ``eLDA'' as it is a natural extension of the LDA for ensembles. Consequently, in the following, we name this weight-dependent xc functional ``eLDA'' as it is a natural extension of the LDA for ensembles.
Also, we note that, by construction,\bruno{no need to specify $n = n^w$ for now right ?} Also, we note that, by construction,
\begin{equation} \begin{equation}
\label{eq:dexcdw} \label{eq:dexcdw}
\left. \pdv{\be{\xc}{\ew{}}[\n{}{}]}{\ew{}}\right|_{\n{}{} = \n{}{\ew{}}(\br)} \pdv{\be{\xc}{\ew{}}(\n{}{})}{\ew{}}
= \be{\xc}{(1)}(\n{}{\ew{}}(\br)) - \be{\xc}{(0)}(\n{}{\ew{}}(\br)). = \be{\xc}{(1)}(n(\br)) - \be{\xc}{(0)}(n(\br)).
\end{equation} \end{equation}
This embedding procedure can be theoretically justified by the generalised adiabatic connection formalism for ensembles (GACE) This embedding procedure can be theoretically justified by the generalised adiabatic connection formalism for ensembles (GACE)
@ -501,7 +517,14 @@ This embedding procedure can be theoretically justified by the generalised adiab
(where $\E{\xc}{}[\n{}{}]$ is the usual ground-state xc functional) originally derived by Franck and Fromager. \cite{Franck_2014} (where $\E{\xc}{}[\n{}{}]$ is the usual ground-state xc functional) originally derived by Franck and Fromager. \cite{Franck_2014}
Within this in-principle-exact formalism, the (weight-dependent) xc energy of the ensemble is constructed from the (weight-independent) ground-state functional. Within this in-principle-exact formalism, the (weight-dependent) xc energy of the ensemble is constructed from the (weight-independent) ground-state functional.
In the case of a homogeneous system (or equivalently within the LDA), substituting Eq.~\eqref{eq:dexcdw} into \eqref{eq:GACE} yields, in the case of a bi-ensemble, Eq.~\eqref{eq:eLDA}. \bruno{La formule me semble pas juste. Les exposants sont pas bons d'après moi. Pour le bi-ensemble, on devrait avoir In the case of a homogeneous system (or equivalently within the LDA), substituting Eq.~\eqref{eq:dexcdw} into \eqref{eq:GACE} yields, in the case of a bi-ensemble, Eq.~\eqref{eq:eLDA}. \bruno{La formule me semble pas juste. Les exposants sont pas bons d'après moi. Pour le bi-ensemble, on devrait avoir
$\pdv{\E{\xc}{(1-\xi,\xi)}[\n{}{}]}{\xi}$ dans l'intégrale, non ?} $\pdv{\E{\xc}{(1-\xi,\xi)}[\n{}{}]}{\xi}$ dans l'intégrale, non ? Can it be :
\begin{equation}
\label{eq:GACE2}
\E{\xc}{\bw}[\n{}{}]
= \E{\xc}{}[\n{}{}]
+ \sum_{I=0}^{\nEns-1} \int_0^{\ew{I}} \pdv{\E{\xc}{(0,\ldots,0,\xi,\ew{I+1},\ldots,\ew{\nEns-1})}[\n{}{}]}{\xi} d\xi
\end{equation}
?}
%%% TABLE I %%% %%% TABLE I %%%
\begin{table*} \begin{table*}