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Pierre-Francois Loos 2020-04-08 13:57:24 +02:00
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@ -70,7 +70,7 @@
\newcommand{\SD}{\text{S}} \newcommand{\SD}{\text{S}}
\newcommand{\VWN}{\text{VWN5}} \newcommand{\VWN}{\text{VWN5}}
\newcommand{\SVWN}{\text{SVWN5}} \newcommand{\SVWN}{\text{SVWN5}}
\newcommand{\MSFL}{\text{MSFL}} \newcommand{\LIM}{\text{LIM}}
\newcommand{\CID}{\text{CID}} \newcommand{\CID}{\text{CID}}
\newcommand{\Hxc}{\text{Hxc}} \newcommand{\Hxc}{\text{Hxc}}
\newcommand{\Ha}{\text{H}} \newcommand{\Ha}{\text{H}}
@ -277,7 +277,7 @@ is the weight-dependent KS energy of state $I$, and $\eps{p}{\bw}$ is the KS orb
The latters are determined by solving the ensemble KS equation The latters are determined by solving the ensemble KS equation
\begin{equation} \begin{equation}
\label{eq:eKS} \label{eq:eKS}
\qty( \hHc(\br{}) + \fdv{\E{\Hxc}{\bw}[\n{}{\bw}]}{\n{}{}(\br{})}) \MO{p}{\bw}(\br{}) = \eps{p}{\bw} \MO{p}{\bw}(\br{}), \qty{ \hHc(\br{}) + \fdv{\E{\Hxc}{\bw}[\n{}{\bw}]}{\n{}{}(\br{})}} \MO{p}{\bw}(\br{}) = \eps{p}{\bw} \MO{p}{\bw}(\br{}),
\end{equation} \end{equation}
where $\hHc(\br{}) = -\nabla^2/2 + \vne(\br{})$, and where $\hHc(\br{}) = -\nabla^2/2 + \vne(\br{})$, and
\begin{equation} \begin{equation}
@ -319,7 +319,7 @@ Numerical quadratures are performed with the \texttt{numgrid} library using 194
This study deals only with spin-unpolarised systems, \ie, $\n{\uparrow}{} = \n{\downarrow}{} = \n{}{}/2$ (where $\n{\uparrow}{}$ and $\n{\downarrow}{}$ are the spin-up and spin-down electron densities). This study deals only with spin-unpolarised systems, \ie, $\n{\uparrow}{} = \n{\downarrow}{} = \n{}{}/2$ (where $\n{\uparrow}{}$ and $\n{\downarrow}{}$ are the spin-up and spin-down electron densities).
Moreover, we restrict our study to the case of a two-state ensemble (\ie, $\nEns = 2$) where both the ground state ($I=0$ with weight $1 - \ew{}$) and the first doubly-excited state ($I=1$ with weight $\ew{}$) are considered. Moreover, we restrict our study to the case of a two-state ensemble (\ie, $\nEns = 2$) where both the ground state ($I=0$ with weight $1 - \ew{}$) and the first doubly-excited state ($I=1$ with weight $\ew{}$) are considered.
Although we should have $0 \le \ew{} \le 1/2$ to ensure the GOK variational principle, we will sometimes ``violate'' this variational constraint. Although we should have $0 \le \ew{} \le 1/2$ to ensure the GOK variational principle, we will sometimes ``violate'' this variational constraint.
Indeed, the limit $\ew{} = 1$ is of particular interest as it corresponds to a genuine saddle point of the KS equations, and match perfectly the results obtained with the maximum overlap method developed by Gilbert, Gill and coworkers. \cite{Gilbert_2008,Barca_2018a,Barca_2018b} Indeed, the limit $\ew{} = 1$ is of particular interest as it corresponds to a genuine saddle point of the KS equations, and match perfectly the results obtained with the maximum overlap method (MOM) developed by Gilbert, Gill and coworkers. \cite{Gilbert_2008,Barca_2018a,Barca_2018b}
Moreover, the limits $\ew{} = 0$ and $\ew{} = 1$ are the only two weights for which there is no ghost-interaction error. Moreover, the limits $\ew{} = 0$ and $\ew{} = 1$ are the only two weights for which there is no ghost-interaction error.
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
@ -331,7 +331,7 @@ Moreover, the limits $\ew{} = 0$ and $\ew{} = 1$ are the only two weights for wh
\subsection{Weight-independent exchange functional} \subsection{Weight-independent exchange functional}
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
First, we compute the ensemble energy of the \ce{H2} molecule using the aug-cc-pVTZ basis set and the weight-independent Slater-Dirac local exchange functional, \cite{Dirac_1930, Slater_1951} which is explicitly given by First, we compute the ensemble energy of the \ce{H2} molecule (at equilibrium bond length, \ie, $\RHH = 1.4$ bohr) using the aug-cc-pVTZ basis set and the weight-independent Slater-Dirac local exchange functional, \cite{Dirac_1930, Slater_1951} which is explicitly given by
\begin{align} \begin{align}
\e{\ex}{\text{S}}(\n{}{}) & = \Cx{} \n{}{1/3}, \e{\ex}{\text{S}}(\n{}{}) & = \Cx{} \n{}{1/3},
& &
@ -365,7 +365,7 @@ Note that the exact xc correlation ensemble functional would yield a perfectly l
\subsection{Weight-dependent exchange functional} \subsection{Weight-dependent exchange functional}
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
Second, in order to remove this spurious curvature of the ensemble energy (which is partly due to the ghost-interaction error, but not only), one can easily reverse-engineer (for this particular system and basis set) a local exchange functional to make $\E{}{\ew{}}$ as linear as possible for $0 \le \ew{} \le 1$. Second, in order to remove this spurious curvature of the ensemble energy (which is mostly due to the ghost-interaction error, but not only), one can easily reverse-engineer (for this particular system and basis set) a local exchange functional to make $\E{}{\ew{}}$ as linear as possible for $0 \le \ew{} \le 1$.
Doing so, we have found that the present weight-dependent exchange functional (denoted as GIC-S in the following as its main purpose is to correct for the ghost-interaction error), represented in Fig.~\ref{fig:Cx_H2}, Doing so, we have found that the present weight-dependent exchange functional (denoted as GIC-S in the following as its main purpose is to correct for the ghost-interaction error), represented in Fig.~\ref{fig:Cx_H2},
\begin{equation} \begin{equation}
\e{\ex}{\ew{},\text{GIC-S}}(\n{}{}) = \Cx{\ew{}} \n{}{1/3}, \e{\ex}{\ew{},\text{GIC-S}}(\n{}{}) = \Cx{\ew{}} \n{}{1/3},
@ -385,7 +385,7 @@ and
\gamma & = - 0.367\,189, \gamma & = - 0.367\,189,
\end{align} \end{align}
\end{subequations} \end{subequations}
makes the ensemble almost perfectly linear (see Fig.~\ref{fig:Ew_H2}), and the excitation energy much more stable and closer to the full configuration interaction (FCI) reference of $28.75$ eV \cite{Barca_2018a} (see Fig.~\ref{fig:Om_H2}) makes the ensemble almost perfectly linear (see Fig.~\ref{fig:Ew_H2}), and the excitation energy much more stable and closer to the FCI reference (see Fig.~\ref{fig:Om_H2}).
As readily seen from Eq.~\eqref{eq:Cxw}, $\Cx{\ew{}}$ reduces to $\Cx{}$ for $\ew{} = 0$. As readily seen from Eq.~\eqref{eq:Cxw}, $\Cx{\ew{}}$ reduces to $\Cx{}$ for $\ew{} = 0$.
Note that we are not only using data from $\ew{} = 0$ to $\ew{} = 1/2$, but we also consider $1/2 < \ew{} \le 1$. Note that we are not only using data from $\ew{} = 0$ to $\ew{} = 1/2$, but we also consider $1/2 < \ew{} \le 1$.
We ensure that the weight-dependent functional does not affect the two ghost-interaction-free limits at $\ew{} = 0$ and $1$. We ensure that the weight-dependent functional does not affect the two ghost-interaction-free limits at $\ew{} = 0$ and $1$.
@ -405,7 +405,7 @@ It is interesting to note that, around $\ew{} = 0$, the behavior of Eq.~\eqref{e
Third, we add up correlation via the VWN5 local correlation functional. \cite{Vosko_1980} Third, we add up correlation via the VWN5 local correlation functional. \cite{Vosko_1980}
For the sake of clarity, the explicit expression of the VWN5 functional is not reported here but it can be found in Ref.~\onlinecite{Vosko_1980}. For the sake of clarity, the explicit expression of the VWN5 functional is not reported here but it can be found in Ref.~\onlinecite{Vosko_1980}.
The combination of the Slater and VWN5 functionals (SVWN5) yield a highly convex ensemble energy (as shown in Fig.~\ref{fig:Ew_H2}), while the combination of the GIC-S and VWN5 functionals (GIC-SVWN5) exhibit a small curvature (the ensemble energy is now slightly concave) and improved excitation energies, especially at small weights. The combination of the Slater and VWN5 functionals (SVWN5) yield a highly convex ensemble energy (as shown in Fig.~\ref{fig:Ew_H2}), while the combination of the GIC-S and VWN5 functionals (GIC-SVWN5) exhibit a small curvature (the ensemble energy is now slightly concave) and improved excitation energies, especially at small weights, where the SVWN5 excitation energy is almost spot on.
%%%%%%%%%%%%%%%%%% %%%%%%%%%%%%%%%%%%
%%% FUNCTIONAL %%% %%% FUNCTIONAL %%%
@ -489,7 +489,6 @@ The reduced (\ie, per electron) Hartree-Fock (HF) energies for these two states
% \Cx{\ew{}} = (1-\ew{}) \Cx{(0)} + \ew{} \Cx{(1)}. % \Cx{\ew{}} = (1-\ew{}) \Cx{(0)} + \ew{} \Cx{(1)}.
%\end{equation} %\end{equation}
%Conveniently, the weight dependence of the exchange functional can be transferred to the $\Cx{}$ coefficient; an expected feature from a theoretical point of view, yet a nice property from a more practical aspect. %Conveniently, the weight dependence of the exchange functional can be transferred to the $\Cx{}$ coefficient; an expected feature from a theoretical point of view, yet a nice property from a more practical aspect.
Thanks to highly-accurate calculations and the expressions of the HF energies provided by Eqs.~\eqref{eq:eHF_0} and \eqref{eq:eHF_1}, \cite{Loos_2009a,Loos_2009c,Loos_2010e} one can write down, for each state, an accurate analytical expression of the reduced correlation energy \cite{Loos_2013a, Loos_2014a} via the following Pad\'e approximant \cite{Sun_2016,Loos_2020} Thanks to highly-accurate calculations and the expressions of the HF energies provided by Eqs.~\eqref{eq:eHF_0} and \eqref{eq:eHF_1}, \cite{Loos_2009a,Loos_2009c,Loos_2010e} one can write down, for each state, an accurate analytical expression of the reduced correlation energy \cite{Loos_2013a, Loos_2014a} via the following Pad\'e approximant \cite{Sun_2016,Loos_2020}
\begin{equation} \begin{equation}
\label{eq:ec} \label{eq:ec}
@ -570,7 +569,7 @@ Because our intent is to incorporate into standard functionals (which are ``univ
As explained further in Ref.~\onlinecite{Loos_2020}, this embedding procedure can be theoretically justified by the generalised adiabatic connection formalism for ensembles originally derived by Franck and Fromager. \cite{Franck_2014} As explained further in Ref.~\onlinecite{Loos_2020}, this embedding procedure can be theoretically justified by the generalised adiabatic connection formalism for ensembles originally derived by Franck and Fromager. \cite{Franck_2014}
The weight-dependence of the correlation functional is then carried exclusively by the impurity [\ie, the functional defined in \eqref{eq:ecw}], while the remaining effects are produced by the bath (\ie, the usual LDA correlation functional). The weight-dependence of the correlation functional is then carried exclusively by the impurity [\ie, the functional defined in \eqref{eq:ecw}], while the remaining effects are produced by the bath (\ie, the usual LDA correlation functional).
Consistently with such a strategy, Eq.~\eqref{eq:ecw} is ``centred'' on its corresponding weight-independent LDA reference Consistently with such a strategy, Eq.~\eqref{eq:ecw} is ``centred'' on its corresponding weight-independent VWN5 LDA reference
\begin{equation} \begin{equation}
\label{eq:becw} \label{eq:becw}
\be{\co}{\ew{}}(\n{}{}) = (1-\ew{}) \be{\co}{(0)}(\n{}{}) + \ew{} \be{\co}{(1)}(\n{}{}) \be{\co}{\ew{}}(\n{}{}) = (1-\ew{}) \be{\co}{(0)}(\n{}{}) + \ew{} \be{\co}{(1)}(\n{}{})
@ -592,14 +591,16 @@ Equation \eqref{eq:becw} can be recast
\end{equation} \end{equation}
which nicely highlights the centrality of the LDA in the present weight-dependent density-functional approximation for ensembles. which nicely highlights the centrality of the LDA in the present weight-dependent density-functional approximation for ensembles.
In particular, $\be{\co}{(0)}(\n{}{}) = \e{\co}{\VWN}(\n{}{})$. In particular, $\be{\co}{(0)}(\n{}{}) = \e{\co}{\VWN}(\n{}{})$.
Consequently, in the following, we name this weight-dependent correlation functional ``eVWN5'' as it is a natural extension of the LDA for ensembles. Consequently, in the following, we name this weight-dependent correlation functional ``eVWN5'' as it is a natural extension of the VWN5 local correlation functional for ensembles.
Also, we note that, by construction, Also, we note that, by construction,
\begin{equation} \begin{equation}
\label{eq:dexcdw} \label{eq:dexcdw}
\pdv{\be{\co}{\ew{}}(\n{}{})}{\ew{}} \pdv{\be{\co}{\ew{}}(\n{}{})}{\ew{}}
= \be{\co}{(1)}(n) - \be{\co}{(0)}(n), = \be{\co}{(1)}(n) - \be{\co}{(0)}(n),
\end{equation} \end{equation}
which shows that the weight correction is purely linear. which shows that the weight correction is purely linear in eVWN5.
As shown in Fig.~\ref{fig:Ew_H2}, the SGIC-eVWN5 is slightly less concave than its SGIC-VWN5 counterpart and it also improves (not by much) the excitation energy (see Fig.~\ref{fig:Om_H2}).
%This embedding procedure can be theoretically justified by the generalised adiabatic connection formalism for ensembles (GACE) %This embedding procedure can be theoretically justified by the generalised adiabatic connection formalism for ensembles (GACE)
%\begin{equation} %\begin{equation}
@ -613,18 +614,21 @@ which shows that the weight correction is purely linear.
%In the case of a homogeneous system (or equivalently within the LDA), substituting Eq.~\eqref{eq:dexcdw} into \eqref{eq:GACE} yields, in the case of a bi-ensemble, Eq.~\eqref{eq:eLDA}. \bruno{La formule me semble pas juste. Les exposants sont pas bons d'après moi. Pour le bi-ensemble, on devrait avoir %In the case of a homogeneous system (or equivalently within the LDA), substituting Eq.~\eqref{eq:dexcdw} into \eqref{eq:GACE} yields, in the case of a bi-ensemble, Eq.~\eqref{eq:eLDA}. \bruno{La formule me semble pas juste. Les exposants sont pas bons d'après moi. Pour le bi-ensemble, on devrait avoir
%$\pdv{\E{\xc}{(1-\xi,\xi)}[\n{}{}]}{\xi}$ dans l'intégrale, non ?} %$\pdv{\E{\xc}{(1-\xi,\xi)}[\n{}{}]}{\xi}$ dans l'intégrale, non ?}
%%%%%%%%%%%%%%%%%% For a more qualitative picture, Table \ref{tab:BigTab_H2} reports excitation energies for various methods and basis sets.
%%% DISCUSSION %%% In particular, we report the excitation energies obtained with GOK-DFT in the zero-weight limit (\ie, $\ew{} = 0$) and for the equi-ensemble (\ie, $\ew{} = 1/2$).
%%%%%%%%%%%%%%%%%% For comparison purposes, we also report the linear interpolation method (LIM) excitation energies, \cite{Senjean_2015,Senjean_2016} which are defined as
\section{Discussion} \begin{equation}
\label{sec:dis} \Ex{\LIM}{(1)} = 2 (\E{}{\ew{}=1/2} - \E{}{\ew{}=0}),
\end{equation}
as well as the MOM excitation energies.
We point out that the MOM excitation energy is obtained by the difference in energy between the doubly-excited state at $\ew{} = 1$ and the ground-state at $\ew{} = 0$.
MOM excitation energies can then be obtained via GOK-DFT ensemble calculations by performing a linear interpolation between $\ew{} = 0$ and $\ew{} = 1$.
%%% TABLE I %%% %%% TABLE I %%%
\begin{table*} \begin{table*}
\caption{ \caption{
Excitation energies (in eV) associated with the lowest double excitation of \ce{H2} with $\RHH = 1.4$ bohr for various methods and basis sets. Excitation energies (in eV) associated with the lowest double excitation of \ce{H2} with $\RHH = 1.4$ bohr for various methods, combinations of xc functionals, and basis sets.
\label{tab:Energies} \label{tab:BigTab_H2}
} }
\begin{ruledtabular} \begin{ruledtabular}
\begin{tabular}{llccccc} \begin{tabular}{llccccc}
@ -660,6 +664,7 @@ Excitation energies (in eV) associated with the lowest double excitation of \ce{
B3 & LYP & aug-mcc-pV8Z\fnm[1] & & & & 27.77\fnm[2] \\ B3 & LYP & aug-mcc-pV8Z\fnm[1] & & & & 27.77\fnm[2] \\
HF & LYP & aug-mcc-pV8Z\fnm[1] & & & & 29.18\fnm[2] \\ HF & LYP & aug-mcc-pV8Z\fnm[1] & & & & 29.18\fnm[2] \\
HF & & aug-mcc-pV8Z\fnm[1] & & & & 28.65\fnm[2] \\ HF & & aug-mcc-pV8Z\fnm[1] & & & & 28.65\fnm[2] \\
\\
HF & FCI & aug-mcc-pV8Z\fnm[1] & & & & 28.75\fnm[2] \\ HF & FCI & aug-mcc-pV8Z\fnm[1] & & & & 28.75\fnm[2] \\
\end{tabular} \end{tabular}
\end{ruledtabular} \end{ruledtabular}