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BSE-PES.tex
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BSE-PES.tex
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The combination of the many-body Green's function $GW$ approximation and the Bethe-Salpeter equation (BSE) formalism has shown to be a promising alternative to time-dependent density-functional theory (TD-DFT) for computing vertical transition energies and oscillator strengths in molecular systems.
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The BSE formalism can also be employed to compute ground-state correlation energies thanks to the adiabatic-connection fluctuation-dissipation theorem (ACFDT).
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Here, we study the topology of the ground-state potential energy surfaces (PES) of several diatomic molecules near their equilibrium bond length.
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Thanks to comparisons with state-of-art computational approaches, we show that ACFDT@BSE is surprisingly accurate, and can even compete with coupled cluster methods in terms of total energies and equilibrium bond distances for the considered systems.
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Thanks to comparisons with state-of-art computational approaches (CC3), we show that ACFDT@BSE is surprisingly accurate, and can even compete with lower-order coupled cluster methods (CC2 and CCSD) in terms of total energies and equilibrium bond distances for the considered systems.
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However, we sometimes observe unphysical irregularities on the ground-state PES in relation with difficulties in the identification of a few $GW$ quasiparticle energies.
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\\
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\bigskip
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@ -204,26 +204,27 @@ However, we sometimes observe unphysical irregularities on the ground-state PES
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With a similar computational scaling as time-dependent density-functional theory (TD-DFT), \cite{Runge_1984,Casida} the many-body Green's function Bethe-Salpeter equation (BSE) formalism
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\cite{Salpeter_1951,Strinati_1988,Albrecht_1998,Rohlfing_1998,Benedict_1998,vanderHorst_1999} is a valuable alternative that has gained momentum in the past few years for studying molecular systems.\cite{Ma_2009,Pushchnig_2002,Tiago_2003,Palumno_2009,Rocca_2010,Sharifzadeh_2012,Cudazzo_2012,Boulanger_2014,Ljungberg_2015,Hirose_2015,Cocchi_2015,Ziaei_2017,Abramson_2017}
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It now stands as a cost-effective computational method that can model excited states \cite{Gonzales_2012,Loos_2020a} with a typical error of $0.1$--$0.3$ eV according to large and systematic benchmarks. \cite{Jacquemin_2015,Bruneval_2015,Hung_2016,Hung_2017,Krause_2017,Jacquemin_2017,Blase_2018}
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It now stands as a cost-effective computational method that can model excited states \cite{Gonzales_2012,Loos_2020a} with a typical error of $0.1$--$0.3$ eV for spin-conserving transitions according to large and systematic benchmarks. \cite{Jacquemin_2015,Bruneval_2015,Hung_2016,Hung_2017,Krause_2017,Jacquemin_2017,Blase_2018}
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One of the main advantages of BSE compared to TD-DFT is that it allows a faithful description of charge-transfer states. \cite{Lastra_2011,Blase_2011b,Baumeier_2012,Duchemin_2012,Cudazzo_2013,Ziaei_2016}
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Moreover, when performed on top of a (partially) self-consistent {\evGW} calculation, \cite{Hybertsen_1986, Shishkin_2007, Blase_2011, Faber_2011,Rangel_2016,Kaplan_2016,Gui_2018} BSE@{\evGW} has been shown to be weakly dependent on its starting point (\ie, on the exchange-correlation functional selected for the underlying DFT calculation). \cite{Jacquemin_2015,Gui_2018}
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Moreover, when performed on top of a (partially) self-consistent {\evGW} calculation, \cite{Hybertsen_1986, Shishkin_2007, Blase_2011, Faber_2011,Rangel_2016,Kaplan_2016,Gui_2018} BSE@{\evGW} has been shown to be weakly dependent on its starting point (\eg, on the exchange-correlation functional selected for the underlying DFT calculation). \cite{Jacquemin_2015,Gui_2018}
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However, similar to adiabatic TD-DFT, \cite{Levine_2006,Tozer_2000,Huix-Rotllant_2010,Elliott_2011} the static version of BSE cannot describe multiple excitations. \cite{Romaniello_2009a,Sangalli_2011,Loos_2019}
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A significant limitation of the BSE formalism, as compared to TD-DFT, lies in the lack of analytical nuclear gradients (\ie, the first derivatives of the energy with respect to the nuclear displacements) for both the ground and excited states, \cite{Furche_2002} preventing efficient studies of excited-state processes (\eg, chemoluminescence and fluorescence) associated with geometric relaxation of ground and excited states, and structural changes upon electronic excitation. \cite{Bernardi_1996,Olivucci_2010,Navizet_2011,Robb_2007}
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While calculations of the $GW$ quasiparticle energy ionic gradients is becoming increasingly popular,
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\cite{Lazzeri_2008,Faber_2011b,Yin_2013,Faber_2015,Montserrat_2016,Zhenglu_2019} only one pioneering study of the excited-state BSE gradients has been published so far. \cite{Beigi_2003} In this seminar work devoted to small molecules (\ce{CO} and \ce{NH3}), only the BSE excitation energy gradients were calculated, while computing the Kohn-Sham (KS) LDA forces as its ground-state contribution.
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\cite{Lazzeri_2008,Faber_2011b,Yin_2013,Faber_2015,Montserrat_2016,Zhenglu_2019} only one pioneering study of the excited-state BSE gradients has been published so far. \cite{Beigi_2003}
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In this seminal work devoted to small molecules (\ce{CO} and \ce{NH3}), only the BSE excitation energy gradients were calculated, while computing the Kohn-Sham (KS) LDA forces as its ground-state contribution.
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In contrast to TD-DFT which relies on KS-DFT \cite{Hohenberg_1964,Kohn_1965,ParrBook} as its ground-state analog, the ground-state BSE energy is not a well-defined quantity, and no clear consensus has been found regarding its formal definition.
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Consequently, the BSE ground-state formalism remains in its infancy with very few available studies for atomic and molecular systems. \cite{Olsen_2014,Holzer_2018,Li_2019,Li_2020}
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In the largest available benchmark study \cite{Holzer_2018} encompassing the total energies of the atoms \ce{H}--\ce{Ne}, the atomization energies of the 26 small molecules forming the HEAT test set, \cite{Harding_2008} and the bond lengths and harmonic vibrational frequencies of $3d$ transition-metal monoxides, the BSE correlation energy, as evaluated within the adiabatic-connection fluctuation-dissipation theorem (ACFDT) framework, \cite{Furche_2005} was mostly discarded from the set of tested techniques due to instabilities (negative frequency modes in the BSE polarization propagator) and replaced by an approximate (RPAsX) approach where the screened-Coulomb potential matrix elements was removed from the resonant electron-hole contribution. \cite{Maggio_2016,Holzer_2018}
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Such a modified BSE polarization propagator was inspired by a previous study on the homogeneous electron gas (HEG). \cite{Maggio_2016}
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With such an approximation, amounting to neglect excitonic effects in the electron-hole propagator, the question of using either KS-DFT or $GW$ eigenvalues in the construction of the propagator becomes further relevant, increasing accordingly the number of possible definitions for the ground-state correlation energy.
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Within RPAsX, amounting to neglect excitonic effects in the electron-hole propagator, the question of using either KS-DFT or $GW$ eigenvalues in the construction of the propagator becomes further relevant, increasing accordingly the number of possible definitions for the ground-state correlation energy.
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Finally, renormalizing or not the Coulomb interaction by the interaction strength $\IS$ in the Dyson equation for the interacting polarizability (see below) leads to two different versions of the BSE correlation energy, \cite{Holzer_2018} emphasizing further the lack of general agreement around the definition of the ground-state BSE energy.
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Here, in analogy to the random-phase approximation (RPA)-type formalisms \cite{Furche_2008,Toulouse_2009,Toulouse_2010,Angyan_2011,Ren_2012} and similarly to Refs.~\onlinecite{Olsen_2014,Maggio_2016,Holzer_2018}, the ground-state BSE energy is calculated in the adiabatic connection framework.
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Embracing this definition, the purpose of the present study is to investigate the quality of ground-state PES near equilibrium obtained within the BSE approach for several diatomic molecules.
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Embracing this definition, the purpose of the present Letter is to investigate the quality of ground-state PES near equilibrium obtained within the BSE approach for several diatomic molecules.
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The location of the minimum on the ground-state PES is of particular interest.
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This study is a preliminary step towards the development of analytical nuclear gradients within the BSE@$GW$ formalism.
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This study is a first necessary step towards the development of analytical nuclear gradients within the BSE@$GW$ formalism.
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Thanks to comparisons with both similar and state-of-art computational approaches, we show that the ACFDT@BSE@$GW$ approach is surprisingly accurate, and can even compete with high-order coupled cluster (CC) methods in terms of absolute energies and equilibrium distances.
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However, we also observe that, in some cases, unphysical irregularities on the ground-state PES, which are due to the appearance of a satellite resonance with a weight similar to that of the $GW$ quasiparticle peak. \cite{vanSetten_2015,Maggio_2017,Loos_2018,Veril_2018,Duchemin_2020}
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@ -419,7 +420,7 @@ is the interaction kernel \cite{Angyan_2011, Holzer_2018} [with $\tA{ia,jb}{\IS}
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\end{equation}
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is the correlation part of the two-electron density matrix at interaction strength $\IS$, and $\Tr$ denotes the matrix trace.
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Note that the present definition of the BSE correlation energy [see Eq.~\eqref{eq:EcBSE}], which we refer to as BSE@$GW$@HF in the following, has been named ``XBS'' for ``extended Bethe Salpeter'' by Holzer \textit{et al.} \cite{Holzer_2018}
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Contrary to DFT where the electron density is fixed along the adiabatic path, in the present formalism, the density is not maintained as $\IS$ varies.
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In contrast to DFT where the electron density is fixed along the adiabatic path, in the present formalism, the density is not maintained as $\IS$ varies.
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Therefore, an additional contribution to Eq.~\eqref{eq:EcBSE} originating from the variation of the Green's function along the adiabatic connection should be, in principle, added.
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However, as commonly done within RPA and RPAx, \cite{Toulouse_2009, Toulouse_2010, Holzer_2018} we shall neglect it in the present study.
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@ -436,7 +437,7 @@ Even for weakly correlated systems, triplet instabilities are much more common,
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%\section{Computational details}
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%\label{sec:comp_details}
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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All the $GW$ calculations performed to obtain the screened Coulomb operator and the quasiparticle energies are done using a (restricted) HF starting point, which is a very adequate choice in the case of the (small) systems that we have considered here.
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All the $GW$ calculations performed to obtain the screened Coulomb operator and the quasiparticle energies are done using a (restricted) HF starting point, which is an adequate choice in the case of the (small) systems that we have considered here.
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Perturbative $GW$ (or {\GOWO}) \cite{Hybertsen_1985a, Hybertsen_1986} calculations are employed as starting points to compute the BSE neutral excitations.
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In the case of {\GOWO}, the quasiparticle energies are obtained by linearizing the frequency-dependent quasiparticle equation.
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Further details about our implementation of {\GOWO} can be found in Refs.~\onlinecite{Loos_2018, Veril_2018}.
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@ -451,11 +452,11 @@ As shown in Refs.~\onlinecite{Hattig_2005c,Budzak_2017}, CC3 provides extremely
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All the other calculations have been performed with our locally developed $GW$ software. \cite{Loos_2018,Veril_2018}
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As one-electron basis sets, we employ the Dunning family (cc-pVXZ) defined with cartesian Gaussian functions.
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Unless otherwise stated, the frozen-core approximation is not applied in order to provide a fair comparison between methods.
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We have, however, found that the conclusions drawn in the present study hold within the frozen-core approximation (see the {\SI} for additional information).
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We have, however, found that our conclusions hold within the frozen-core approximation (see the {\SI} for information).
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Because Eq.~\eqref{eq:EcBSE} requires the entire BSE singlet excitation spectrum for each quadrature point, we perform several complete diagonalization of the $\Nocc \Nvir \times \Nocc \Nvir$ BSE linear response matrix [see Eq.~\eqref{eq:small-LR}], which corresponds to a $\order{\Nocc^3 \Nvir^3} = \order{\Norb^6}$ computational cost.
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This step is, by far, the computational bottleneck in our current implementation.
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However, we are currently pursuing different avenues to lower the cost of this step by computing the two-electron density matrix of Eq.~\eqref{eq:2DM} via a quadrature in frequency space. \cite{Duchemin_2019,Duchemin_2020}
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However, we are currently pursuing different avenues to lower the formal scaling and practical cost of this step by computing the two-electron density matrix of Eq.~\eqref{eq:2DM} via a quadrature in frequency space. \cite{Duchemin_2019,Duchemin_2020}
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%%% FIG 1 %%%
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\begin{figure*}
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@ -512,7 +513,7 @@ Ground-state PES of \ce{F2} around its equilibrium geometry obtained at various
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In order to illustrate the performance of the BSE-based adiabatic connection formulation, we compute the ground-state PES of several closed-shell diatomic molecules around their equilibrium geometry: \ce{H2}, \ce{LiH}, \ce{LiF}, \ce{HCl}, \ce{N2}, \ce{CO}, \ce{BF}, and \ce{F2}.
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The PES of these molecules are represented in Figs.~\ref{fig:PES-H2-LiH}, \ref{fig:PES-LiF-HCl}, \ref{fig:PES-N2-CO-BF}, and \ref{fig:PES-F2}, while the computed equilibrium distances and correlation energies are gathered in Table \ref{tab:Req}.
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Both of these properties are computed with Dunning's cc-pVQZ basis set.
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Graphs and tables for additional basis sets can be found in the {\SI}.
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Graphs and tables for the corresponding double- and triple-$\zeta$ basis sets can be found in the {\SI}.
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%%% TABLE I %%%
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\begin{squeezetable}
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@ -559,19 +560,19 @@ The error (in \%) compared to the reference CC3 values are reported in square br
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Let us start with the two smallest molecules, \ce{H2} and \ce{LiH}.
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Their PES computed with the cc-pVQZ basis are reported in Fig.~\ref{fig:PES-H2-LiH}.
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For \ce{H2}, we take as reference the full configuration interaction (FCI) energies \cite{QP2} and we also report the MP2 curve and its third-order variant (MP3), which improves upon MP2 towards FCI.
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RPA@HF and RPA@{\GOWO}@HF yield almost identical results, and both significantly overestimate the FCI correlation energy, while RPAx@HF and BSE@{\GOWO}@HF slightly over- and undershoot the FCI energy, respectively, RPAx@HF being the best match to FCI in the case of \ce{H2}.
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RPA@HF and RPA@{\GOWO}@HF yield almost identical results, and both significantly overestimate the FCI correlation energy, while RPAx@HF and BSE@{\GOWO}@HF slightly over- and undershoot the FCI energy, respectively, RPAx@HF yielding the best match to FCI in the case of \ce{H2}.
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Interestingly, the BSE@{\GOWO}@HF scheme yields a more accurate equilibrium bond length than any other method irrespectively of the basis set (see Table in the {\SI}).
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For example, BSE@{\GOWO}@HF/cc-pVQZ is only off by $0.003$ bohr as compared to FCI/cc-pVQZ, while RPAx@HF, MP2, and CC2 underestimate the bond length by $0.008$, $0.011$, and $0.011$ bohr, respectively.
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The RPA-based schemes are much less accurate, with even shorter equilibrium bond lengths.
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This is a general trend that is magnified in larger systems as the ones discussed below.
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Despite the shallow nature of its PES, the scenario is almost identical for \ce{LiH} for which we report the CC2, CCSD and CC3 energies in addition to MP2.
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Despite the shallow nature of its PES, the scenario is almost identical for \ce{LiH} for which we report the CC2, CCSD and CC3 energies in addition to MP2 energies.
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In this case, RPAx@HF and BSE@{\GOWO}@HF nestle the CCSD and CC3 energy curves, theses surfaces running almost perfectly parallel to one another.
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Here again, the BSE@{\GOWO}@HF/cc-pVQZ equilibrium bond length is extremely accurate ($3.017$ bohr) as compared to CC3/cc-pVQZ ($3.019$ bohr).
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The cases of \ce{LiF} and \ce{HCl} (see Fig.~\ref{fig:PES-LiF-HCl}) are chemically interesting as they correspond to strongly polarized bonds towards the halogen atoms which are much more electronegative than the first-column elements.
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For these partially ionic bonds, the performance of BSE@{\GOWO}@HF is terrific with an almost perfect match to the CC3 curve.
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Maybe surprisingly, BSE@{\GOWO}@HF is on par with both CC2 and CCSD, and outperforms RPAx@HF by a big margin for these two molecules exhibiting charge transfer, the latter fact being also observed for the other diatomics discussed below.
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Maybe surprisingly, BSE@{\GOWO}@HF is on par with both CC2 and CCSD, and outperforms RPAx@HF by a big margin, the latter fact being also observed for the other diatomics discussed below.
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Interestingly, while CCSD and CC2 systematically underestimates the total energy, the BSE@{\GOWO}@HF energy is always lower than the reference CC3 energy.
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This observation is not only true for \ce{LiF} and \ce{HCl}, but holds for every single systems that is considered herein.
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Moreover, this is consistent with the study by Maggio and Kresse on the HEG showing that BSE slightly overestimates the correlation energy as compared to QMC reference data. \cite{Maggio_2016}
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@ -593,7 +594,8 @@ The conclusions drawn for the previous systems also apply to these molecules.
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In particular, as shown in Fig.~\ref{fig:PES-N2-CO-BF}, the performance of BSE@{\GOWO}@HF is outstanding with an error of the order of $1\%$ on the correlation energy.
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Importantly, it systematically outperforms both CC2 and CCSD.
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One can notice some irregularities in the PES of \ce{BF} with the cc-pVDZ et cc-pVTZ basis sets (see the {\SI}).
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The PES of \ce{N2} and \ce{CO} are smooth though, and yield accurate equilibrium bond lengths once again: at the BSE@{\GOWO}@HF/cc-pVQZ level of theory, we obtain $2.065$, $2.134$, and $2.385$ bohr for \ce{N2}, \ce{CO}, and \ce{BF}, respectively, which has to be compared with the CC3/cc-pVQZ values of $2.075$, $2.136$ and $2.390$ bohr, respectively.
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The PES of \ce{N2} and \ce{CO} are smooth though, and yield accurate equilibrium bond lengths once more.
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Indeed, at the BSE@{\GOWO}@HF/cc-pVQZ level of theory, we obtain $2.065$, $2.134$, and $2.385$ bohr for \ce{N2}, \ce{CO}, and \ce{BF}, respectively, which has to be compared with the CC3/cc-pVQZ values of $2.075$, $2.136$ and $2.390$ bohr, respectively.
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As a final example, we consider the \ce{F2} molecule, a notoriously difficult case to treat due to the weakness of its covalent bond (see Fig.~\ref{fig:PES-F2}), hence its relatively long equilibrium bond length ($2.663$ bohr at the CC3/cc-pVQZ level).
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Similarly to what is observed for \ce{LiF} and \ce{BF}, there are irregularities near the minimum of the {\GOWO}-based curves.
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