1950 lines
114 KiB
TeX
1950 lines
114 KiB
TeX
\documentclass[aps,prb,reprint,noshowkeys,superscriptaddress]{revtex4-1}
|
|
\usepackage{subcaption}
|
|
\usepackage{bm,graphicx,tabularx,array,booktabs,dcolumn,xcolor,microtype,multirow,amscd,amsmath,amssymb,amsfonts,physics,siunitx,mhchem}
|
|
\usepackage[utf8]{inputenc}
|
|
\usepackage[T1]{fontenc}
|
|
\usepackage{txfonts}
|
|
|
|
\usepackage[normalem]{ulem}
|
|
\definecolor{hughgreen}{RGB}{0, 128, 0}
|
|
\newcommand{\titou}[1]{\textcolor{red}{#1}}
|
|
\newcommand{\hugh}[1]{\textcolor{hughgreen}{#1}}
|
|
\newcommand{\hughDraft}[1]{\textcolor{orange}{#1}}
|
|
\newcommand{\trash}[1]{\textcolor{red}{\sout{#1}}}
|
|
\newcommand{\trashHB}[1]{\textcolor{orange}{\sout{#1}}}
|
|
\newcommand{\antoine}[1]{\textcolor{cyan}{#1}}
|
|
|
|
\usepackage[
|
|
colorlinks=true,
|
|
citecolor=blue,
|
|
linkcolor=blue,
|
|
filecolor=blue,
|
|
urlcolor=blue,
|
|
breaklinks=true
|
|
]{hyperref}
|
|
\urlstyle{same}
|
|
|
|
\newcommand{\ctab}{\multicolumn{1}{c}{---}}
|
|
\newcommand{\latin}[1]{#1}
|
|
%\newcommand{\latin}[1]{\textit{#1}}
|
|
\newcommand{\ie}{\latin{i.e.}}
|
|
\newcommand{\eg}{\latin{e.g.}}
|
|
\newcommand{\etal}{\textit{et al.}}
|
|
|
|
\newcommand{\mc}{\multicolumn}
|
|
\newcommand{\fnm}{\footnotemark}
|
|
\newcommand{\fnt}{\footnotetext}
|
|
\newcommand{\mcc}[1]{\multicolumn{1}{c}{#1}}
|
|
\newcommand{\mr}{\multirow}
|
|
|
|
% operators
|
|
\newcommand{\bH}{\mathbf{H}}
|
|
\newcommand{\bV}{\mathbf{V}}
|
|
\newcommand{\bh}{\mathbf{h}}
|
|
\newcommand{\bQ}{\mathbf{Q}}
|
|
\newcommand{\bSig}{\mathbf{\Sigma}}
|
|
\newcommand{\br}{\mathbf{r}}
|
|
\newcommand{\bp}{\mathbf{p}}
|
|
\newcommand{\cP}{\mathcal{P}}
|
|
\newcommand{\cS}{\mathcal{S}}
|
|
\newcommand{\cT}{\mathcal{T}}
|
|
\newcommand{\cC}{\mathcal{C}}
|
|
\newcommand{\PT}{\mathcal{PT}}
|
|
|
|
\newcommand{\EPT}{E_{\PT}}
|
|
\newcommand{\laPT}{\lambda_{\PT}}
|
|
|
|
\newcommand{\EEP}{E_\text{EP}}
|
|
\newcommand{\laEP}{\lambda_\text{EP}}
|
|
|
|
|
|
\newcommand{\Ne}{N} % Number of electrons
|
|
\newcommand{\Nn}{M} % Number of nuclei
|
|
\newcommand{\hI}{\Hat{I}}
|
|
\newcommand{\hH}{\Hat{H}}
|
|
\newcommand{\hS}{\Hat{S}}
|
|
\newcommand{\hT}{\Hat{T}}
|
|
\newcommand{\hW}{\Hat{W}}
|
|
\newcommand{\hV}{\Hat{V}}
|
|
\newcommand{\hc}[2]{\Hat{c}_{#1}^{#2}}
|
|
\newcommand{\hn}[1]{\Hat{n}_{#1}}
|
|
\newcommand{\n}[1]{n_{#1}}
|
|
\newcommand{\Dv}{\Delta v}
|
|
|
|
\newcommand{\ra}{\rightarrow}
|
|
\newcommand{\up}{\uparrow}
|
|
\newcommand{\dw}{\downarrow}
|
|
|
|
\newcommand{\updot}{%
|
|
\mathrel{\ooalign{\hfil$\vcenter{
|
|
\hbox{$\scriptscriptstyle\bullet$}}$\hfil\cr$\uparrow$\cr}
|
|
}%
|
|
}
|
|
\newcommand{\dwdot}{%
|
|
\mathrel{\ooalign{\hfil$\vcenter{
|
|
\hbox{$\scriptscriptstyle\bullet$}}$\hfil\cr$\downarrow$\cr}
|
|
}%
|
|
}
|
|
\newcommand{\vac}{%
|
|
\mathrel{\ooalign{\hfil$\vcenter{
|
|
\hbox{$\scriptscriptstyle\bullet$}}$\hfil\cr$ $\cr}
|
|
}%
|
|
}
|
|
|
|
\newcommand{\uddot}{%
|
|
\mathrel{\ooalign{\hfil$\vcenter{
|
|
\hbox{$\scriptscriptstyle\bullet$}}$\hfil\cr$\uparrow\downarrow$\cr}
|
|
}%
|
|
}
|
|
|
|
% Center tabularx columns
|
|
\newcolumntype{Y}{>{\centering\arraybackslash}X}
|
|
|
|
% HF rotation angles
|
|
\newcommand{\ta}{\theta_{\alpha}}
|
|
\newcommand{\tb}{\theta_{\beta}}
|
|
|
|
% Some constants
|
|
\renewcommand{\i}{\mathrm{i}} % Imaginary unit
|
|
\newcommand{\e}{\mathrm{e}} % Euler number
|
|
\newcommand{\rc}{r_{\text{c}}}
|
|
\newcommand{\lc}{\lambda_{\text{c}}}
|
|
\newcommand{\lp}{\lambda_{\text{p}}}
|
|
\newcommand{\lep}{\lambda_{\text{EP}}}
|
|
|
|
% Some energies
|
|
\newcommand{\Emp}{E_{\text{MP}}}
|
|
|
|
% Blackboard bold
|
|
\newcommand{\bbR}{\mathbb{R}}
|
|
\newcommand{\bbC}{\mathbb{C}}
|
|
|
|
% Making life easier
|
|
\newcommand{\Lup}{\mathcal{L}^{\uparrow}}
|
|
\newcommand{\Ldown}{\mathcal{L}^{\downarrow}}
|
|
\newcommand{\Lsi}{\mathcal{L}^{\sigma}}
|
|
\newcommand{\Rup}{\mathcal{R}^{\uparrow}}
|
|
\newcommand{\Rdown}{\mathcal{R}^{\downarrow}}
|
|
\newcommand{\Rsi}{\mathcal{R}^{\sigma}}
|
|
\newcommand{\vhf}{v_{\text{HF}}}
|
|
|
|
|
|
\newcommand{\LCPQ}{Laboratoire de Chimie et Physique Quantiques (UMR 5626), Universit\'e de Toulouse, CNRS, UPS, France.}
|
|
\newcommand{\UCAM}{Department of Chemistry, University of Cambridge, Lensfield Road, Cambridge, CB2 1EW, U.K.}
|
|
\newcommand{\UOX}{Physical and Theoretical Chemical Laboratory, Department of Chemistry, University of Oxford, Oxford, OX1 3QZ, U.K.}
|
|
\begin{document}
|
|
|
|
\title{Perturbation Theory in the Complex Plane: Exceptional Points and Where to Find Them}
|
|
|
|
\author{Antoine \surname{Marie}}
|
|
\affiliation{\LCPQ}
|
|
\author{Hugh G.~A.~\surname{Burton}}
|
|
\email{hugh.burton@chem.ox.ac.uk}
|
|
\affiliation{\UOX}
|
|
\author{Pierre-Fran\c{c}ois \surname{Loos}}
|
|
\email{loos@irsamc.ups-tlse.fr}
|
|
\affiliation{\LCPQ}
|
|
|
|
|
|
\begin{abstract}
|
|
We explore the non-Hermitian extension of quantum chemistry in the complex plane and its link with perturbation theory.
|
|
We observe that the physics of a quantum system is intimately connected to the position of energy singularities in the complex plane, known as exceptional points.
|
|
After presenting the fundamental concepts of non-Hermitian quantum chemistry in the complex plane, including the mean-field Hartree--Fock approximation and Rayleigh-Schr\"odinger perturbation theory, we provide a historical overview of the various research activities that have been performed on the physics of singularities.
|
|
In particular, we highlight the seminal work of several research groups on the convergence behaviour of perturbative series obtained within M{\o}ller--Plesset perturbation theory, and its links with quantum phase transitions.
|
|
We also discuss several resummation techniques (such as Pad\'e and quadratic approximants) that can improve the overall accuracy of the M{\o}ller--Plesset perturbative series in both convergent and divergent cases.
|
|
Each of these points is pedagogically illustrated using the Hubbard dimer at half filling, which proves to be a versatile model for understanding the subtlety of analytically-continued perturbation theory in the complex plane.
|
|
\end{abstract}
|
|
|
|
\maketitle
|
|
|
|
%\raggedbottom
|
|
%\tableofcontents
|
|
|
|
%%%%%%%%%%%%%%%%%%%%%%%
|
|
\section{Introduction}
|
|
\label{sec:intro}
|
|
%%%%%%%%%%%%%%%%%%%%%%%
|
|
|
|
% SPIKE THE READER
|
|
Perturbation theory isn't usually considered in the complex plane.
|
|
Normally it is applied using real numbers as one of very few availabe tools for
|
|
describing realistic quantum systems where exact solutions of the Schr\"odinger equation are impossible.\cite{Dirac_1929}
|
|
In particular, time-independent Rayleigh--Schr\"odinger perturbation theory\cite{RayleighBook,Schrodinger_1926}
|
|
has emerged as an instrument of choice among the vast array of methods developed for this purpose.%
|
|
\cite{SzaboBook,JensenBook,CramerBook,HelgakerBook,ParrBook,FetterBook,ReiningBook}
|
|
However, the properties of perturbation theory in the complex plane
|
|
are essential for understanding the quality of perturbative approximations on the real axis.
|
|
|
|
% Good old Schroedinger
|
|
%The electronic Schr\"odinger equation,
|
|
%\begin{equation}
|
|
% \hH \Psi = E \Psi,
|
|
%\end{equation}
|
|
%is the starting point for a fundamental understanding of the behaviour of electrons and, thence, of chemical structure, bonding and reactivity.
|
|
%However, as famously stated by Dirac: \cite{Dirac_1929}
|
|
%\begin{quote}
|
|
% \textit{``The underlying physical laws necessary for the mathematical theory of a large part of physics and the whole of chemistry are thus completely known, and the difficulty is only that the exact application of these laws leads to equations much too complicated to be soluble.
|
|
% It therefore becomes desirable that approximate practical methods of applying quantum mechanics should be developed, which can lead to an explanation of the main features of complex atomic systems without too much computation.''}
|
|
%\end{quote}
|
|
%Indeed, as anticipated by Dirac, accurately predicting the energetics of electronic states from first principles has been one of the grand challenges faced by theoretical chemists and physicists since the dawn of quantum mechanics.
|
|
|
|
% RSPT
|
|
%Together with the variational principle, perturbation theory is one of the very few essential tool for describing realistic quantum systems for which it is impossible to find the exact solution of the Schr\"odinger equation.
|
|
%In particular, time-independent Rayleigh--Schr\"odinger perturbation theory \cite{RayleighBook,Schrodinger_1926} has cemented itself as an instrument of choice in the armada of theoretical and computational methods that have been developed for this purpose. \cite{SzaboBook,JensenBook,CramerBook,HelgakerBook,ParrBook,FetterBook,ReiningBook}
|
|
|
|
% Moller-Plesset
|
|
%\hugh{Accurately predicting the electronic energy is the primary focus of electronic structure theory, in
|
|
%principle providing a fundamental understanding of chemical structure, bonding, and reactivity.
|
|
In electronic structure theory, the workhorse of time-independent perturbation theory is M\o{}ller--Plesset (MP) %perturbation
|
|
theory,\cite{Moller_1934} which remains one of the most popular methods for computing the electron
|
|
correlation energy.\cite{Wigner_1934,Lowdin_1958}
|
|
%\trashHB{an old yet important concept, first introduced by Wigner \cite{Wigner_1934} and later defined by L\"owdin. \cite{Lowdin_1958}}
|
|
This approach estimates the exact electronic energy by constructing a perturbative correction on top
|
|
of a mean-field Hartree--Fock (HF) approximation.\cite{SzaboBook}
|
|
The popularity of MP theory stems from its black-box nature, size-extensivity, and relatively low computational scaling,
|
|
making it easily applied in a broad range of molecular research.\cite{HelgakerBook}
|
|
However, it is now widely recognised that the series of MP approximations (defined for a given perturbation
|
|
order $n$ as MP$n$) can show erratic, slow, or divergent behaviour that limit its systematic improvability.%
|
|
\cite{Laidig_1985,Knowles_1985,Handy_1985,Gill_1986,Laidig_1987,Nobes_1987,Gill_1988,Gill_1988a,Lepetit_1988}
|
|
As a result, practical applications typically employ only the lowest-order MP2 approach, while
|
|
the successive MP3, MP4, and MP5 (and higher order) terms are generally not considered to offer enough improvement
|
|
to justify their increased cost.
|
|
Turning the MP approximations into a convergent and
|
|
systematically improvable series largely remains an open challenge.
|
|
|
|
% COMPLEX PLANE
|
|
Our conventional view of electronic structure theory is centred around the Hermitian notion of quantised energy levels,
|
|
where the different electronic states of a molecular are discrete and energetically ordered.
|
|
The lowest energy state defines the ground electronic state, while higher energy states
|
|
represent electronic excited states.
|
|
However, an entirely different perspective on quantisation can be found by analytically continuing
|
|
quantum mechanics into the complex domain.
|
|
In this inherently non-Hermitian framework, the energy levels emerge as individual \textit{sheets} of a complex
|
|
multi-valued function and can be connected as one continuous \textit{Riemann surface}.\cite{BenderPTBook}
|
|
This connection is possible because the orderability of real numbers is lost when energies are extended to the
|
|
complex domain.
|
|
As a result, our quantised view of conventional quantum mechanics only arises from
|
|
restricting our domain to Hermitian approximations.
|
|
|
|
% NON-HERMITIAN HAMILTONIANS
|
|
Non-Hermitian Hamiltonians already have a long history in quantum chemistry and have been extensively used to
|
|
describe metastable resonance phenomena.\cite{MoiseyevBook}
|
|
Through the methods of complex-scaling\cite{Moiseyev_1998} and complex absorbing
|
|
potentials,\cite{Riss_1993,Ernzerhof_2006,Benda_2018} outgoing resonances can be stabilised as square-integrable
|
|
wave functions with a complex energy that allows the resonance energy and lifetime to be computed.
|
|
We refer the interested reader to the excellent book by Moiseyev for a general overview. \cite{MoiseyevBook}
|
|
|
|
% EXCEPTIONAL POINTS
|
|
The Riemann surface for the electronic energy $E(\lambda)$ with a coupling parameter $\lambda$ can be
|
|
constructed by analytically continuing the function into the complex $\lambda$ domain.
|
|
In the process, the ground and excited states become smoothly connected and form a continuous complex-valued
|
|
energy surface.
|
|
\textit{Exceptional points} (EPs) can exist on this energy surface, corresponding to branch point
|
|
singularities where two (or more) states become exactly degenerate.%
|
|
\cite{MoiseyevBook,Heiss_1988,Heiss_1990,Heiss_1999,Berry_2011,Heiss_2012,Heiss_2016,Benda_2018}
|
|
While EPs can be considered as the non-Hermitian analogues of conical intersections,\cite{Yarkony_1996}
|
|
the behaviour of their eigenvalues near a degeneracy could not be more different.
|
|
Incredibly, following the eigenvalues around an EP leads to the interconversion of the degenerate states,
|
|
and multiple loops around the EP are required to recover the initial energy.\cite{MoiseyevBook,Heiss_2016,Benda_2018}
|
|
In contrast, encircling a conical intersection leaves the states unchanged.
|
|
Furthermore, while the eigenvectors remain orthogonal at a conical intersection, the eigenvectors at an EP
|
|
become identical and result in a \textit{self-orthogonal} state. \cite{MoiseyevBook}
|
|
An EP effectively creates a ``portal'' between ground and excited-states in the complex plane.%
|
|
\cite{Burton_2019,Burton_2019a}
|
|
This transition between states has been experimentally observed in electronics,
|
|
microwaves, mechanics, acoustics, atomic systems and optics.\cite{Bittner_2012,Chong_2011,Chtchelkatchev_2012,Doppler_2016,Guo_2009,Hang_2013,Liertzer_2012,Longhi_2010,Peng_2014, Peng_2014a,Regensburger_2012,Ruter_2010,Schindler_2011,Szameit_2011,Zhao_2010,Zheng_2013,Choi_2018,El-Ganainy_2018}
|
|
|
|
% MP THEORY IN THE COMPLEX PLANE
|
|
The MP energy correction can be considered as a function of the perturbation parameter $\lambda$.
|
|
When the domain of $\lambda$ is extended to the complex plane, EPs can also occur in the MP energy.
|
|
Although these EPs generally exist in the complex plane, their positions are intimately related to the
|
|
convergence of the perturbation expansion on the real axis.%
|
|
\cite{BenderBook,Olsen_1996,Olsen_2000,Olsen_2019,Mihalka_2017a,Mihalka_2017b,Mihalka_2019}
|
|
Furthermore, the existence of an avoided crossing on the real axis is indicative of a nearby EP
|
|
in the complex plane.
|
|
Our aim in this article is to provide a comprehensive review of the fundamental relationship between EPs
|
|
and the convergence properties of the MP series.
|
|
In doing so, we will demonstrate how understanding the MP energy in the complex plane can
|
|
be harnessed to significantly improve estimates of the exact energy using only the lowest-order terms
|
|
in the MP series.
|
|
|
|
In Sec.~\ref{sec:EPs}, we introduce the key concepts such as Rayleigh-Schr\"odinger perturbation theory and the mean-field HF approximation, and discuss their non-Hermitian analytic continuation into the complex plane.
|
|
Section \ref{sec:MP} presents MP perturbation theory and we report a comprehensive historical overview of the research that
|
|
has been performed on the physics of MP singularities.
|
|
In Sec.~\ref{sec:Resummation}, we discuss several resummation techniques for improving the accuracy
|
|
of low-order MP approximations, including Pad\'e and quadratic approximants.
|
|
Finally, we draw our conclusions in Sec.~\ref{sec:ccl} and highlight our perspective on directions for
|
|
future research.
|
|
Throughout this review, we present illustrative and pedagogical examples based on the ubiquitous
|
|
Hubbard dimer, reinforcing the amazing versatility of this powerful simplistic model.
|
|
|
|
%%%%%%%%%%%%%%%%%%%%%%%
|
|
\section{Exceptional Points in Electronic Structure}
|
|
\label{sec:EPs}
|
|
%%%%%%%%%%%%%%%%%%%%%%%
|
|
|
|
%%%%%%%%%%%%%%%%%%%%%%%
|
|
\subsection{Time-Independent Schr\"odinger Equation}
|
|
\label{sec:TDSE}
|
|
%%%%%%%%%%%%%%%%%%%%%%%
|
|
Within the Born-Oppenheimer approximation, the exact molecular Hamiltonian with $\Ne$ electrons and
|
|
$\Nn$ (clamped) nuclei is defined for a given nuclear framework as
|
|
\begin{equation}\label{eq:ExactHamiltonian}
|
|
\hH(\vb{R}) =
|
|
- \frac{1}{2} \sum_{i}^{\Ne} \grad_i^2
|
|
- \sum_{i}^{\Ne} \sum_{A}^{\Nn} \frac{Z_A}{\abs{\vb{r}_i-\vb{R}_A}}
|
|
+ \sum_{i<j}^{\Ne}\frac{1}{\abs{\vb{r}_i-\vb{r}_j}},
|
|
\end{equation}
|
|
where $\vb{r}_i$ defines the position of the $i$th electron, $\vb{R}_{A}$ and $Z_{A}$ are the position
|
|
and charge of the $A$th nucleus respectively, and $\vb{R} = (\vb{R}_{1}, \dots, \vb{R}_{\Nn})$ is a
|
|
collective vector for the nuclear positions.
|
|
The first term represents the kinetic energy of the electrons, while
|
|
the two following terms account for the electron-nucleus attraction and the electron-electron repulsion.
|
|
|
|
% EXACT SCHRODINGER EQUATION
|
|
The exact many-electron wave function at a given nuclear geometry $\Psi(\vb{R})$ corresponds
|
|
to the solution of the (time-independent) Schr\"{o}dinger equation
|
|
\begin{equation}
|
|
\hH(\vb{R})\, \Psi(\vb{R}) = E(\vb{R})\, \Psi(\vb{R}),
|
|
\label{eq:SchrEq}
|
|
\end{equation}
|
|
with the eigenvalues $E(\vb{R})$ providing the exact energies.
|
|
The energy $E(\vb{R})$ can be considered as a ``one-to-many'' function since each input nuclear geometry
|
|
yields several eigenvalues corresponding to the ground and excited states of the exact spectrum.
|
|
However, exact solutions to Eq.~\eqref{eq:SchrEq} are only possible in the simplest of systems, such as
|
|
the one-electron hydrogen atom and some specific two-electron systems with well-defined mathematical
|
|
properties.\cite{Taut_1993,Loos_2009b,Loos_2010e,Loos_2012}
|
|
In practice, approximations to the exact Schr\"{o}dinger equation must be introduced, including
|
|
perturbation theories and the Hartree--Fock approximation considered in this review.
|
|
In what follows, we will drop the parametric dependence on the nuclear geometry and,
|
|
unless otherwise stated, atomic units will be used throughout.
|
|
|
|
%===================================%
|
|
\subsection{Exceptional Points in the Hubbard Dimer}
|
|
\label{sec:example}
|
|
%===================================%
|
|
|
|
%%% FIG 1 %%%
|
|
\begin{figure*}[t]
|
|
\begin{subfigure}{0.49\textwidth}
|
|
\includegraphics[height=0.65\textwidth]{fig1a}
|
|
\subcaption{\label{subfig:FCI_real}}
|
|
\end{subfigure}
|
|
\begin{subfigure}{0.49\textwidth}
|
|
\includegraphics[height=0.65\textwidth]{fig1b}
|
|
\subcaption{\label{subfig:FCI_cplx}}
|
|
\end{subfigure}
|
|
\caption{%
|
|
Exact energies for the Hubbard dimer ($U=4t$) as functions of $\lambda$ on the real axis (\subref{subfig:FCI_real}) and in the complex plane (\subref{subfig:FCI_cplx}).
|
|
Only the interacting closed-shell singlets are plotted in the complex plane, becoming degenerate at the EP (black dot).
|
|
The contour followed around the EP in order to interchange states is also represented.
|
|
\label{fig:FCI}}
|
|
\end{figure*}
|
|
|
|
To illustrate the concepts discussed throughout this article, we consider the symmetric Hubbard dimer at half filling, \ie\ with two opposite-spin fermions.
|
|
Analytically solvable models are essential in theoretical chemistry and physics as their mathematical simplicity compared to realistic systems (e.g., atoms and molecules) allows new concepts and methods to be
|
|
easily tested while retaining the key physical phenomena.
|
|
|
|
Using the (localised) site basis, the Hilbert space of the Hubbard dimer comprises the four configurations
|
|
\begin{align*}
|
|
& \ket{\Lup \Ldown} & & \ket{\Lup\Rdown} & & \ket{\Rup\Ldown} & & \ket{\Rup\Rdown}
|
|
\end{align*}
|
|
where $\Lsi$ ($\Rsi$) denotes an electron with spin $\sigma$ on the left (right) site.
|
|
The exact, or full configuration interaction (FCI), Hamiltonian is then
|
|
\begin{equation}
|
|
\label{eq:H_FCI}
|
|
\bH =
|
|
\begin{pmatrix}
|
|
U & - t & - t & 0 \\
|
|
- t & 0 & 0 & - t \\
|
|
- t & 0 & 0 & - t \\
|
|
0 & - t & - t & U \\
|
|
\end{pmatrix},
|
|
\end{equation}
|
|
where $t$ is the hopping parameter and $U$ is the on-site Coulomb repulsion.
|
|
We refer the interested reader to Refs.~\onlinecite{Carrascal_2015,Carrascal_2018} for more details about this system.
|
|
The parameter $U$ controls the strength of the electron correlation.
|
|
In the weak correlation regime (small $U$), the kinetic energy dominates and the electrons are delocalised over both sites.
|
|
In the large-$U$ (or strong correlation) regime, the electron repulsion term becomes dominant
|
|
and the electrons localise on opposite sites to minimise their Coulomb repulsion.
|
|
This phenomenon is often referred to as Wigner crystallisation. \cite{Wigner_1934}
|
|
|
|
To illustrate the formation of an EP, we scale the off-diagonal coupling strength by introducing the complex parameter $\lambda$ through the transformation $t \to \lambda t$ to give the parameterised Hamiltonian $\hH(\lambda)$.
|
|
When $\lambda$ is real, the Hamiltonian~\eqref{eq:H_FCI} is Hermitian with the distinct (real-valued) (eigen)energies
|
|
\begin{subequations}
|
|
\begin{align}
|
|
E_{\mp} &= \frac{1}{2} \qty(U \mp \sqrt{ (4 \lambda t)^2 + U^2 } ),
|
|
\label{eq:singletE}
|
|
\\
|
|
E_{\text{T}} &= 0,
|
|
\\
|
|
E_{\text{S}} &= U.
|
|
\end{align}
|
|
\end{subequations}
|
|
While the open-shell triplet ($E_{\text{T}}$) and singlet ($E_{\text{S}}$) are independent of $\lambda$, the closed-shell singlet ground state ($E_{-}$) and doubly-excited state ($E_{+}$) couple strongly to form an avoided crossing at $\lambda=0$ (see Fig.~\ref{subfig:FCI_real}).
|
|
|
|
At non-zero values of $U$ and $t$, these closed-shell singlets can only become degenerate at a pair of complex conjugate points in the complex $\lambda$ plane
|
|
\begin{equation}
|
|
\lambda_{\text{EP}} = \pm \i \frac{U}{4t},
|
|
\end{equation}
|
|
with energy
|
|
\begin{equation}
|
|
\label{eq:E_EP}
|
|
E_\text{EP} = \frac{U}{2}.
|
|
\end{equation}
|
|
These $\lambda$ values correspond to so-called EPs and connect the ground and excited states in the complex plane.
|
|
Crucially, the energy surface becomes non-analytic at $\lambda_{\text{EP}}$ and a square-root singularity forms with two branch cuts running along the imaginary axis from $\lambda_{\text{EP}}$ to $\pm \i \infty$ (see Fig.~\ref{subfig:FCI_cplx}).
|
|
On the real $\lambda$ axis, these EPs lead to the singlet avoided crossing at $\lambda = \Re(\lambda_{\text{EP}})$.
|
|
The ``shape'' of this avoided crossing is related to the magnitude of $\Im(\lambda_{\text{EP}})$, with smaller values giving a ``sharper'' interaction.
|
|
|
|
Remarkably, the existence of these square-root singularities means that following a complex contour around an EP in the complex $\lambda$ plane will interconvert the closed-shell ground and excited states (see Fig.~\ref{subfig:FCI_cplx}).
|
|
This behaviour can be seen by expanding the radicand in Eq.~\eqref{eq:singletE} as a Taylor series around $\lambda_{\text{EP}}$ to give
|
|
\begin{equation}
|
|
E_{\pm} \approx E_{\text{EP}} \pm \sqrt{32t^2 \lambda_{\text{EP}}} \sqrt{\lambda - \lambda_{\text{EP}}}.
|
|
\end{equation}
|
|
Parametrising the complex contour as $\lambda(\theta) = \lambda_{\text{EP}} + R \exp(\i \theta)$ gives the continuous energy pathways
|
|
\begin{equation}
|
|
E_{\pm} \qty(\theta) \approx E_{\text{EP}} \pm \sqrt{32t^2 \lambda_{\text{EP}} R}\, \exp(\i \theta/2)
|
|
\end{equation}
|
|
such that $E_{\pm}(2\pi) = E_{\mp}(0)$ and $E_{\pm}(4\pi) = E_{\pm}(0)$.
|
|
As a result, completely encircling an EP leads to the interconversion of the two interacting states, while a second complete rotation returns the two states to their original energies.
|
|
Additionally, the wave functions can pick up a geometric phase in the process, and four complete loops are required to recover their starting forms.\cite{MoiseyevBook}
|
|
|
|
% LOCATING EPS
|
|
To locate EPs in practice, one must simultaneously solve
|
|
\begin{subequations}
|
|
\begin{align}
|
|
\label{eq:PolChar}
|
|
\det[E\hI-\hH(\lambda)] & = 0,
|
|
\\
|
|
\label{eq:DPolChar}
|
|
\pdv{E}\det[E\hI-\hH(\lambda)] & = 0,
|
|
\end{align}
|
|
\end{subequations}
|
|
where $\hI$ is the identity operator.\cite{Cejnar_2007}
|
|
Equation \eqref{eq:PolChar} is the well-known secular equation providing the (eigen)energies of the system.
|
|
If the energy is also a solution of Eq.~\eqref{eq:DPolChar}, then this energy value is at least two-fold degenerate.
|
|
These degeneracies can be conical intersections between two states with different symmetries
|
|
for real values of $\lambda$,\cite{Yarkony_1996} or EPs between two states with the
|
|
same symmetry for complex values of $\lambda$.
|
|
|
|
|
|
%============================================================%
|
|
\subsection{Rayleigh-Schr\"odinger Perturbation Theory}
|
|
%============================================================%
|
|
|
|
One of the most common routes to approximately solving the Schr\"odinger equation
|
|
is to introduce a perturbative expansion of the exact energy.
|
|
% SUMMARY OF RS-PT
|
|
Within Rayleigh-Schr\"odinger perturbation theory, the time-independent Schr\"odinger equation
|
|
is recast as
|
|
\begin{equation}
|
|
\hH(\lambda) \Psi(\lambda)
|
|
= \qty(\hH^{(0)} + \lambda \hV ) \Psi(\lambda)
|
|
= E(\lambda) \Psi(\lambda),
|
|
\label{eq:SchrEq-PT}
|
|
\end{equation}
|
|
where $\hH^{(0)}$ is a zeroth-order Hamiltonian and $\hV = \hH - \hH^{(0)}$ represents the perturbation operator.
|
|
Expanding the wave function and energy as power series in $\lambda$ as
|
|
\begin{subequations}
|
|
\begin{align}
|
|
\Psi(\lambda) &= \sum_{k=0}^{\infty} \lambda^{k}\,\Psi^{(k)}
|
|
\label{eq:psi_expansion}
|
|
\\
|
|
E(\lambda) &= \sum_{k=0}^{\infty} \lambda^{k}\,E^{(k)},
|
|
\label{eq:E_expansion}
|
|
\end{align}
|
|
\end{subequations}
|
|
solving the corresponding perturbation equations up to a given order $k$, and
|
|
setting $\lambda = 1$ then yields approximate solutions to Eq.~\eqref{eq:SchrEq}.
|
|
|
|
% MATHEMATICAL REPRESENTATION
|
|
Mathematically, Eq.~\eqref{eq:E_expansion} corresponds to a Taylor series expansion of the exact energy
|
|
around the reference system $\lambda = 0$.
|
|
The energy of the target ``physical'' system is recovered at the point $\lambda = 1$.
|
|
However, like all series expansions, Eq.~\eqref{eq:E_expansion} has a radius of convergence $\rc$.
|
|
When $\rc < 1$, the Rayleigh--Schr\"{o}dinger expansion will diverge
|
|
for the physical system.
|
|
The value of $\rc$ can vary significantly between different systems and strongly depends on the particular decomposition
|
|
of the reference and perturbation Hamiltonians in Eq.~\eqref{eq:SchrEq-PT}.\cite{Mihalka_2017b}
|
|
%
|
|
% LAMBDA IN THE COMPLEX PLANE
|
|
From complex-analysis, \cite{BenderBook} the radius of convergence for the energy can be obtained by looking for the
|
|
singularities of $E(\lambda)$ in the complex $\lambda$ plane.
|
|
This property arises from the following theorem: \cite{Goodson_2011}
|
|
\begin{quote}
|
|
\it
|
|
``The Taylor series about a point $z_0$ of a function over the complex $z$ plane will converge at a value $z_1$
|
|
if the function is non-singular at all values of $z$ in the circular region centred at $z_0$ with radius $\abs{z_1-z_0}$.
|
|
If the function has a singular point $z_s$ such that $\abs{z_s-z_0} < \abs{z_1-z_0}$,
|
|
then the series will diverge when evaluated at $z_1$.''
|
|
\end{quote}
|
|
As a result, the radius of convergence for a function is equal to the distance from the origin of the closest singularity
|
|
in the complex plane, referred to as the ``dominant'' singularity.
|
|
This singularity may represent a pole of the function, or a branch point (\eg, square-root or logarithmic)
|
|
in a multi-valued function.
|
|
|
|
For example, the simple function
|
|
\begin{equation} \label{eq:DivExample}
|
|
f(x)=\frac{1}{1+x^4}.
|
|
\end{equation}
|
|
is smooth and infinitely differentiable for $x \in \mathbb{R}$, and one might expect that its Taylor series expansion would
|
|
converge in this domain.
|
|
However, this series diverges for $x \ge 1$.
|
|
This divergence occurs because $f(x)$ has four poles in the complex
|
|
($\e^{\i\pi/4}$, $\e^{-\i\pi/4}$, $\e^{\i3\pi/4}$, and $\e^{-\i3\pi/4}$) with a modulus equal to $1$, demonstrating
|
|
that complex singularities are essential to fully understand the series convergence on the real axis.\cite{BenderBook}
|
|
|
|
The radius of convergence for the perturbation series Eq.~\eqref{eq:E_expansion} is therefore dictated by the magnitude $r_c = \abs{\lambda_c}$ of the
|
|
singularity in $E(\lambda)$ that is closest to the origin.
|
|
Note that when $\abs{\lambda} = r_c$, one cannot \textit{a priori} predict if the series is convergent or not.
|
|
For example, the series $\sum_{k=1}^\infty \lambda^k/k$ diverges at $\lambda = 1$ but converges at $\lambda = -1$.
|
|
|
|
Like the exact system in Sec.~\ref{sec:example}, the perturbation energy $E(\lambda)$ represents
|
|
a ``one-to-many'' function with the output elements representing an approximation to both the ground and excited states.
|
|
The most common singularities on $E(\lambda)$ therefore correspond to non-analytic EPs in the complex
|
|
$\lambda$ plane where two states become degenerate.
|
|
Later we will demonstrate how the choice of reference Hamiltonian controls the position of these EPs, and
|
|
ultimately determines the convergence properties of the perturbation series.
|
|
|
|
%===========================================%
|
|
\subsection{Hartree--Fock Theory}
|
|
\label{sec:HF}
|
|
%===========================================%
|
|
|
|
% SUMMARY OF HF
|
|
In the Hartree--Fock (HF) approximation, the many-electron wave function is approximated as a single Slater determinant $\Psi^{\text{HF}}(\vb{x}_1,\ldots,\vb{x}_N)$, where $\vb{x} = (\sigma,\vb{r})$ is a composite vector gathering spin and spatial coordinates.
|
|
This Slater determinant is defined as an antisymmetric combination of $\Ne$ (real-valued) occupied one-electron spin-orbitals $\phi_p(\vb{x})$, which are, by definition, eigenfunctions of the one-electron Fock operator
|
|
\begin{equation}\label{eq:FockOp}
|
|
\Hat{f}(\vb{x}) \phi_p(\vb{x}) = \qty[ \Hat{h}(\vb{x}) + \Hat{v}_\text{HF}(\vb{x}) ] \phi_p(\vb{x}) = \epsilon_p \phi_p(\vb{x}).
|
|
\end{equation}
|
|
Here the (one-electron) core Hamiltonian is
|
|
\begin{equation}
|
|
\label{eq:Hcore}
|
|
\Hat{h}(\vb{x}) = -\frac{\grad^2}{2} + \sum_{A}^{M} \frac{Z_A}{\abs{\vb{r}-\vb{R}_A}}
|
|
\end{equation}
|
|
and
|
|
\begin{equation}
|
|
\Hat{v}_\text{HF}(\vb{x}) = \sum_i^{N} \qty[ \Hat{J}_i(\vb{x}) - \Hat{K}_i(\vb{x}) ]
|
|
\end{equation}
|
|
is the HF mean-field electron-electron potential with
|
|
\begin{subequations}
|
|
\begin{gather}
|
|
\label{eq:CoulOp}
|
|
\Hat{J}_i(\vb{x})\phi_j(\vb{x})=\qty(\int \phi_i(\vb{x}')\frac{1}{\abs{\vb{r} - \vb{r}'}}\phi_i(\vb{x}') \dd\vb{x}' ) \phi_j(\vb{x}),
|
|
\\
|
|
\label{eq:ExcOp}
|
|
\Hat{K}_i(\vb{x})\phi_j(\vb{x})=\qty(\int \phi_i(\vb{x}')\frac{1}{\abs{\vb{r} - \vb{r}'}}\phi_j(\vb{x}') \dd\vb{x}')\phi_i(\vb{x}),
|
|
\end{gather}
|
|
\end{subequations}
|
|
defining the Coulomb and exchange operators (respectively) in the spin-orbital basis.\cite{SzaboBook}
|
|
The HF energy is then defined as
|
|
\begin{equation}
|
|
\label{eq:E_HF}
|
|
E_\text{HF} = \frac{1}{2} \sum_i^{N} \qty( h_i + f_i ),
|
|
\end{equation}
|
|
with the corresponding matrix elements
|
|
\begin{align}
|
|
h_i & = \mel{\phi_i}{\Hat{h}}{\phi_i},
|
|
&
|
|
f_i & = \mel{\phi_i}{\Hat{f}}{\phi_i}.
|
|
\end{align}
|
|
The optimal HF wave function is identified by using the variational principle to minimise the HF energy.
|
|
For any system with more than one electron, the resulting Slater determinant is not an eigenfunction of the exact Hamiltonian $\hH$.
|
|
However, it is by definition an eigenfunction of the approximate many-electron HF Hamiltonian constructed
|
|
from the one-electron Fock operators as
|
|
\begin{equation}\label{eq:HFHamiltonian}
|
|
\hH_{\text{HF}} = \sum_{i}^{N} f(\vb{x}_i).
|
|
\end{equation}
|
|
From hereon, $i$ and $j$ denote occupied orbitals, $a$ and $b$ denote unoccupied (or virtual) orbitals, while $p$, $q$, $r$, and $s$ denote arbitrary orbitals.
|
|
|
|
% BRIEF FLAVOURS OF HF
|
|
In the most flexible variant of real HF theory (generalised HF) the one-electron orbitals can be complex-valued
|
|
and contain a mixture of spin-up and spin-down components.\cite{Mayer_1993,Jimenez-Hoyos_2011}
|
|
However, the application of HF with some level of constraint on the orbital structure is far more common.
|
|
Forcing the spatial part of the orbitals to be the same for spin-up and spin-down electrons leads to restricted HF (RHF) method,
|
|
while allowing different orbitals for different spins leads to the so-called unrestricted HF (UHF) approach.\cite{StuberPaldus}
|
|
The advantage of the UHF approximation is its ability to correctly describe strongly correlated systems,
|
|
such as antiferromagnetic phases\cite{Slater_1951} or the dissociation of the hydrogen dimer.\cite{Coulson_1949}
|
|
However, by allowing different orbitals for different spins, the UHF is no longer required to be an eigenfunction of
|
|
the total spin operator $\hat{\mathcal{S}}^2$, leading to ``spin-contamination'' in the wave function.
|
|
|
|
%================================================================%
|
|
\subsection{Hartree--Fock in the Hubbard Dimer}
|
|
\label{sec:HF_hubbard}
|
|
%================================================================%
|
|
|
|
%%% FIG 2 (?) %%%
|
|
% HF energies as a function of U/t
|
|
%%%%%%%%%%%%%%%%%
|
|
\begin{figure}
|
|
\includegraphics[width=\linewidth]{fig2}
|
|
\caption{\label{fig:HF_real}
|
|
RHF and UHF energies in the Hubbard dimer as a function of the correlation strength $U/t$.
|
|
The symmetry-broken UHF solution emerges at the coalescence point $U=2t$ (black dot), often known as the Coulson-Fischer point.}
|
|
\end{figure}
|
|
%%%%%%%%%%%%%%%%%
|
|
|
|
In the Hubbard dimer, the HF energy can be parametrised using two rotation angles $\ta$ and $\tb$ as
|
|
\begin{equation}
|
|
E_\text{HF}(\ta, \tb) = -t\, \qty( \sin \ta + \sin \tb ) + \frac{U}{2} \qty( 1 + \cos \ta \cos \tb ),
|
|
\end{equation}
|
|
where we have introduced bonding $\mathcal{B}^{\sigma}$ and anti-bonding $\mathcal{A}^{\sigma}$ molecular orbitals for
|
|
the spin-$\sigma$ electrons as
|
|
\begin{subequations}
|
|
\begin{align}
|
|
\mathcal{B}^{\sigma} & = \hphantom{-} \cos(\frac{\theta_\sigma}{2}) \Lsi + \sin(\frac{\theta_\sigma}{2}) \Rsi,
|
|
\\
|
|
\mathcal{A}^{\sigma} & = - \sin(\frac{\theta_\sigma}{2}) \Lsi + \cos(\frac{\theta_\sigma}{2}) \Rsi
|
|
\end{align}
|
|
\label{eq:RHF_orbs}
|
|
\end{subequations}
|
|
In the weak correlation regime $0 \le U \le 2t$, the angles which minimise the HF energy,
|
|
\ie, $\pdv*{E_\text{HF}}{\theta_\sigma} = 0$, are
|
|
\begin{equation}
|
|
\ta^\text{RHF} = \tb^\text{RHF} = \pi/2,
|
|
\end{equation}
|
|
giving the symmetry-pure molecular orbitals
|
|
\begin{align}
|
|
\mathcal{B}_\text{RHF}^{\sigma} & = \frac{\Lsi + \Rsi}{\sqrt{2}},
|
|
&
|
|
\mathcal{A}_\text{RHF}^{\sigma} & = \frac{\Lsi - \Rsi}{\sqrt{2}},
|
|
\end{align}
|
|
and the ground-state RHF energy (Fig.~\ref{fig:HF_real})
|
|
\begin{equation}
|
|
E_\text{RHF} \equiv E_\text{HF}(\ta^\text{RHF}, \tb^\text{RHF}) = -2t + \frac{U}{2}
|
|
\end{equation}
|
|
However, in the strongly correlated regime $U>2t$, the closed-shell orbital restriction prevents RHF from
|
|
modelling the correct physics with the two electrons on opposite sites.
|
|
|
|
%%% FIG 3 (?) %%%
|
|
% Analytic Continuation of HF
|
|
%%%%%%%%%%%%%%%%%
|
|
\begin{figure*}[t]
|
|
\begin{subfigure}{0.49\textwidth}
|
|
\includegraphics[height=0.65\textwidth,trim={0pt 0pt 0pt -35pt},clip]{fig3a}
|
|
\subcaption{\label{subfig:UHF_cplx_angle}}
|
|
\end{subfigure}
|
|
\begin{subfigure}{0.49\textwidth}
|
|
\includegraphics[height=0.65\textwidth]{fig3b}
|
|
\subcaption{\label{subfig:UHF_cplx_energy}}
|
|
\end{subfigure}
|
|
\caption{%
|
|
(\subref{subfig:UHF_cplx_angle}) Real component of the UHF angle $\ta^{\text{UHF}}$ for $\lambda \in \bbC$ in the Hubbard dimer for $U/t = 2$.
|
|
Symmetry-broken solutions correspond to individual sheets and become equivalent at
|
|
the \textit{quasi}-EP $\lambda_{\text{c}}$ (black dot).
|
|
The RHF solution is independent of $\lambda$, giving the constant plane at $\pi/2$.
|
|
(\subref{subfig:UHF_cplx_energy}) The corresponding HF energy surfaces show a non-analytic
|
|
point at the \textit{quasi}-EP.
|
|
\label{fig:HF_cplx}}
|
|
\end{figure*}
|
|
%%%%%%%%%%%%%%%%%
|
|
|
|
As the on-site repulsion is increased from 0, the HF approximation reaches a critical value at $U=2t$ where a symmetry-broken
|
|
UHF solution appears with a lower energy than the RHF one.
|
|
Note that the RHF wave function remains a genuine solution of the HF equations for $U \ge 2t$, but corresponds to a saddle point
|
|
of the HF energy rather than a minimum.
|
|
This critical point is analogous to the infamous Coulson--Fischer point identified in the hydrogen dimer.\cite{Coulson_1949}
|
|
For $U \ge 2t$, the optimal orbital rotation angles for the UHF orbitals become
|
|
\begin{subequations}
|
|
\begin{align}
|
|
\ta^\text{UHF} & = \arctan (-\frac{2t}{\sqrt{U^2 - 4t^2}}),
|
|
\label{eq:ta_uhf}
|
|
\\
|
|
\tb^\text{UHF} & = \arctan (+\frac{2t}{\sqrt{U^2 - 4t^2}}),
|
|
\label{eq:tb_uhf}
|
|
\end{align}
|
|
\end{subequations}
|
|
with the corresponding UHF ground-state energy (Fig.~\ref{fig:HF_real})
|
|
\begin{equation}
|
|
E_\text{UHF} \equiv E_\text{HF}(\ta^\text{UHF}, \tb^\text{UHF}) = - \frac{2t^2}{U}.
|
|
\end{equation}
|
|
Time-reversal symmetry dictates that this UHF wave function must be degenerate with its spin-flipped pair, obtained
|
|
by swapping $\ta^{\text{UHF}}$ and $\tb^{\text{UHF}}$ in Eqs.~\eqref{eq:ta_uhf} and \eqref{eq:tb_uhf}.
|
|
This type of symmetry breaking is also called a spin-density wave in the physics community as the system
|
|
``oscillates'' between the two symmetry-broken configurations. \cite{GiulianiBook}
|
|
Symmetry breaking can also occur in RHF theory when a charge-density wave is formed from an oscillation
|
|
between the two closed-shell configurations with both electrons localised on one site or the other.\cite{StuberPaldus,Fukutome_1981}
|
|
|
|
%============================================================%
|
|
\subsection{Self-Consistency as a Perturbation} %OR {Complex adiabatic connection}
|
|
%============================================================%
|
|
|
|
% INTRODUCE PARAMETRISED FOCK HAMILTONIAN
|
|
The inherent non-linearity in the Fock eigenvalue problem arises from self-consistency
|
|
in the HF approximation, and is usually solved through an iterative approach.\cite{Roothaan_1951,Hall_1951}
|
|
Alternatively, the non-linear terms arising from the Coulomb and exchange operators can
|
|
be considered as a perturbation from the core Hamiltonian \eqref{eq:Hcore} by introducing the
|
|
transformation $U \to \lambda\, U$, giving the parametrised Fock operator
|
|
\begin{equation}
|
|
\Hat{f}(\vb{x} ; \lambda) = \Hat{h}(\vb{x}) + \lambda\, \Hat{v}_\text{HF}(\vb{x}).
|
|
\end{equation}
|
|
The orbitals in the reference problem $\lambda=0$ correspond to the symmetry-pure eigenfunctions of the one-electron core
|
|
Hamiltonian, while self-consistent solutions at $\lambda = 1$ represent the orbitals of the true HF solution.
|
|
|
|
% INTRODUCE COMPLEX ANALYTIC-CONTINUATION
|
|
For real $\lambda$, the self-consistent HF energies at given (real) $U$ and $t$ values
|
|
in the Hubbard dimer directly mirror the energies shown in Fig.~\ref{fig:HF_real},
|
|
with coalesence points at
|
|
\begin{equation}
|
|
\lambda_{\text{c}} = \pm \frac{2t}{U}.
|
|
\label{eq:scaled_fock}
|
|
\end{equation}
|
|
In contrast, when $\lambda$ becomes complex, the HF equations become non-Hermitian and
|
|
each HF solutions can be analytically continued for all $\lambda$ values using
|
|
the holomorphic HF approach.\cite{Hiscock_2014,Burton_2016,Burton_2018}
|
|
Remarkably, the coalescence point in this analytic continuation emerges as a
|
|
\textit{quasi}-EP on the real $\lambda$ axis (Fig.~\ref{fig:HF_cplx}), where
|
|
the different HF solutions become equivalent but not self-orthogonal.\cite{Burton_2019}
|
|
By analogy with perturbation theory, the regime where this \textit{quasi}-EP occurs
|
|
within $\lambda_{\text{c}} \le 1$ can be interpreted as an indication that
|
|
the symmetry-pure reference orbitals no longer provide a qualitatively
|
|
accurate representation for the true HF ground state at $\lambda = 1$.
|
|
For example, in the Hubbard dimer with $U > 2t$, one finds $\lambda_{\text{c}} < 1$ and the symmetry-pure orbitals
|
|
do not provide a good representation of the HF ground state.
|
|
In contrast, $U < 2t$ yields $\lambda_{\text{c}} > 1$ and corresponds to
|
|
the regime where the HF ground state is correctly represented by symmetry-pure orbitals.
|
|
|
|
% COMPLEX ADIABATIC CONNECTION
|
|
We have recently shown that the complex scaled Fock operator \eqref{eq:scaled_fock}
|
|
also allows states of different symmetries to be interconverted by following a well-defined
|
|
contour in the complex $\lambda$-plane.\cite{Burton_2019}
|
|
In particular, by slowly varying $\lambda$ in a similar (yet different) manner
|
|
to an adiabatic connection in density-functional theory,\cite{Langreth_1975,Gunnarsson_1976,Zhang_2004}
|
|
a ground-state wave function can be ``morphed'' into an excited-state wave function
|
|
via a stationary path of HF solutions.
|
|
This novel approach to identifying excited-state wave functions demonstrates the fundamental
|
|
role of \textit{quasi}-EPs in determining the behaviour of the HF approximation.
|
|
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
|
\section{M{\o}ller--Plesset Perturbation Theory in the Complex Plane}
|
|
\label{sec:MP}
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
|
|
|
%=====================================================%
|
|
\subsection{Background Theory}
|
|
%=====================================================%
|
|
|
|
In electronic structure, the HF Hamiltonian \eqref{eq:HFHamiltonian} is often used as the zeroth-order Hamiltonian
|
|
to define M\o{}ller--Plesset (MP) perturbation theory.\cite{Moller_1934}
|
|
This approach can recover a large proportion of the electron correlation energy,\cite{Lowdin_1955a,Lowdin_1955b,Lowdin_1955c}
|
|
and provides the foundation for numerous post-HF approximations.
|
|
With the MP partitioning, the parametrised perturbation Hamiltonian becomes
|
|
\begin{multline}\label{eq:MPHamiltonian}
|
|
\hH(\lambda) =
|
|
\sum_{i}^{N} \qty[ - \frac{\grad_i^2}{2} - \sum_{A}^{M} \frac{Z_A}{\abs{\vb{r}_i-\vb{R}_A}} ]
|
|
\\
|
|
+ (1-\lambda) \sum_{i}^{N} v^{\text{HF}}(\vb{x}_i)
|
|
+ \lambda\sum_{i<j}^{N}\frac{1}{\abs{\vb{r}_i-\vb{r}_j}}.
|
|
\end{multline}
|
|
Any set of orbitals can be used to define the HF Hamiltonian, although either the RHF or UHF orbitals are usually chosen to
|
|
define the RMP or UMP series respectively.
|
|
The MP energy at a given order $n$ (\ie, MP$n$) is then defined as
|
|
\begin{equation}
|
|
E_{\text{MP}n}= \sum_{k=0}^n E_{\text{MP}}^{(k)},
|
|
\end{equation}
|
|
where $E_{\text{MP}}^{(k)}$ is the $k$th-order MP correction and
|
|
\begin{equation}
|
|
E_{\text{MP1}} = E_{\text{MP}}^{(0)} + E_{\text{MP}}^{(1)} = E_\text{HF}.
|
|
\end{equation}
|
|
The second-order MP2 energy is given by
|
|
\begin{equation}\label{eq:EMP2}
|
|
E_{\text{MP2}} = \frac{1}{4} \sum_{ij} \sum_{ab} \frac{\abs{\mel{ij}{}{ab}}^2}{\epsilon_i + \epsilon_j - \epsilon_a - \epsilon_b},
|
|
\end{equation}
|
|
where $\mel{pq}{}{rs} = \braket{pq}{rs} - \braket{pq}{sr}$ are the anti-symmetrised two-electron integrals
|
|
in the molecular spin-orbital basis\cite{Gill_1994}
|
|
\begin{equation}
|
|
\braket{pq}{rs}
|
|
= \iint \dd\vb{x}_1\dd\vb{x}_2
|
|
\frac{\phi^{*}_p(\vb{x}_1)\phi^{*}_q(\vb{x}_2)\phi^{\vphantom{*}}_r(\vb{x}_1)\phi^{\vphantom{*}}_s(\vb{x}_2)}%
|
|
{\abs{\vb{r}_1 - \vb{r}_2}}.
|
|
\end{equation}
|
|
|
|
While most practical calculations generally consider only the MP2 or MP3 approximations, higher order terms can
|
|
be computed to understand the convergence of the MP$n$ series.\cite{Handy_1985}
|
|
\textit{A priori}, there is no guarantee that this series will provide the smooth convergence that is desirable for a
|
|
systematically improvable theory.
|
|
In fact, when the reference HF wave function is a poor approximation to the exact wave function,
|
|
for example in multi-configurational systems, MP theory can yield highly oscillatory,
|
|
slowly convergent, or catastrophically divergent results.\cite{Gill_1986,Gill_1988,Handy_1985,Lepetit_1988,Leininger_2000}
|
|
Furthermore, the convergence properties of the MP series can depend strongly on the choice of restricted or
|
|
unrestricted reference orbitals.
|
|
|
|
Although practically convenient for electronic structure calculations, the MP partitioning is not
|
|
the only possibility and alternative partitionings have been considered including:
|
|
i) the Epstein-Nesbet (EN) partitioning which consists in taking the diagonal elements of $\hH$ as the zeroth-order Hamiltonian. \cite{Nesbet_1955,Epstein_1926}
|
|
ii) the weak correlation partitioning in which the one-electron part is consider as the unperturbed Hamiltonian $\hH^{(0)}$ and the two-electron part is the perturbation operator $\hV$, and
|
|
iii) the strong coupling partitioning where the two operators are inverted compared to the weak correlation partitioning. \cite{Seidl_2018}
|
|
While an in-depth comparison of these different approaches can offer insight into
|
|
their relative strengths and weaknesses for various situations, we will restrict our current discussion
|
|
to the convergence properties of the MP expansion.
|
|
|
|
%=====================================================%
|
|
\subsection{Early Studies of M{\o}ller--Plesset Convergence} % in Molecular Systems}
|
|
%=====================================================%
|
|
|
|
% GENERAL DESIRE FOR WELL-BEHAVED CONVERGENCE AND LOW-ORDER TERMS
|
|
Among the most desirable properties of any electronic structure technique is the existence of
|
|
a systematic route to increasingly accurate energies.
|
|
In the context of MP theory, one would like a monotonic convergence of the perturbation
|
|
series towards the exact energy such that the accuracy increases as each term in the series is added.
|
|
If such well-behaved convergence can be established, then our ability to compute individual
|
|
terms in the series becomes the only barrier to computing the exact correlation in a finite basis set.
|
|
Unfortunately, the computational scaling of each term in the MP series increases with the perturbation
|
|
order, and practical calculations must rely on fast convergence
|
|
to obtain high-accuracy results using only the lowest order terms.
|
|
|
|
% INITIAL POSITIVITY AROUND THE CONVERGENCE PROPERTIES AND EARLY WORK SCOPE
|
|
MP theory was first introduced to quantum chemistry through the pioneering
|
|
works of Bartlett \etal\ in the context of many-body perturbation theory,\cite{Bartlett_1975}
|
|
and Pople and co-workers in the context of determinantal expansions.\cite{Pople_1976,Pople_1978}
|
|
Early implementations were restricted to the fourth-order MP4 approach that was considered
|
|
to offer state-of-the-art quantitative accuracy.\cite{Pople_1978,Krishnan_1980}
|
|
However, it was quickly realised that the MP series often demonstrated very slow, oscillatory,
|
|
or erratic convergence, with the UMP series showing particularly slow convergence.\cite{Laidig_1985,Knowles_1985,Handy_1985}
|
|
For example, RMP5 is worse than RMP4 for predicting the homolytic barrier fission of \ce{He2^2+} using a minimal basis set,
|
|
while the UMP series monotonically converges but becomes increasingly slow beyond UMP5.\cite{Gill_1986}
|
|
The first examples of divergent MP series were observed in the \ce{N2} and \ce{F2}
|
|
diatomics, where low-order RMP and UMP expansions give qualitatively wrong binding curves.\cite{Laidig_1987}
|
|
|
|
% SLOW UMP CONVERGENCE AND SPIN CONTAMINATION
|
|
The divergence of RMP expansions for stretched bonds can be easily understood from two perspectives.\cite{Gill_1988a}
|
|
Firstly, the exact wave function becomes increasingly multi-configurational as the bond is stretched, and the
|
|
RHF wave function no longer provides a qualitatively correct reference for the perturbation expansion.
|
|
Secondly, the energy gap between the bonding and antibonding orbitals associated with the stretch becomes
|
|
increasingly small at larger bond lengths, leading to a divergence, for example, in the second-order MP correction \eqref{eq:EMP2}.
|
|
In contrast, the origin of slow UMP convergence is less obvious as the reference UHF energy remains
|
|
qualitatively correct at large bond lengths and the orbital degeneracy is avoided.
|
|
Furthermore, this slow convergence can also be observed in molecules with a UHF ground state at the equilibrium
|
|
geometry (\eg, \ce{CN-}), suggesting a more fundamental link with spin-contamination
|
|
in the reference wave function.\cite{Nobes_1987}
|
|
|
|
Using the UHF framework allows the singlet ground state wave function to mix with triplet wave functions,
|
|
leading to spin contamination where the wave function is no longer an eigenfunction of the $\Hat{\cS}^2$ operator.
|
|
The link between slow UMP convergence and this spin-contamination was first systematically investigated
|
|
by Gill \etal\ using the minimal basis \ce{H2} model.\cite{Gill_1988}
|
|
In this work, the authors %compared titou{the UMP series with the exact RHF- and UHF-based FCI expansions (T2: I don't understand this)} and
|
|
identified that the slow UMP convergence arises from its failure to correctly predict the amplitude of the
|
|
low-lying double excitation.
|
|
This erroneous description of the double excitation amplitude has the same origin as the spin-contamination in the reference
|
|
UHF wave function, creating the first direct link between spin-contamination and slow UMP convergence.\cite{Gill_1988}
|
|
%
|
|
% LEPETIT CHAT
|
|
Lepetit \etal\ later analysed the difference between perturbation convergence using the UMP
|
|
and EN partitionings. \cite{Lepetit_1988}
|
|
They argued that the slow UMP convergence for stretched molecules arises from
|
|
(i) the fact that the MP denominator (see Eq.~\ref{eq:EMP2})
|
|
tends to a constant value instead of vanishing, and (ii) the slow convergence of contributions from the
|
|
singly-excited configurations that strongly couple to the doubly-excited configurations and first
|
|
appear at fourth-order.\cite{Lepetit_1988}
|
|
Drawing these ideas together, we believe that slow UMP convergence occurs because the single excitations must focus on removing
|
|
spin-contamination from the reference wave function, limiting their ability to fine-tune the amplitudes of the higher
|
|
excitations that capture the correlation energy.
|
|
|
|
% SPIN-PROJECTION SCHEMES
|
|
A number of spin-projected extensions have been derived to reduce spin-contamination in the wave function
|
|
and overcome the slow UMP convergence.
|
|
Early versions of these theories, introduced by Schlegel \cite{Schlegel_1986, Schlegel_1988} or
|
|
Knowles and Handy,\cite{Knowles_1988a,Knowles_1988b} exploited the ``projection-after-variation'' philosophy,
|
|
where the spin-projection is applied directly to the UMP expansion.
|
|
These methods succeeded in accelerating the convergence of the projected MP series and were
|
|
considered as highly effective methods for capturing the electron correlation at low computational cost.\cite{Knowles_1988b}
|
|
However, the use of projection-after-variation leads to gradient discontinuities in the vicinity of the UHF symmetry-breaking point,
|
|
and can result in spurious minima along a molecular binding curve.\cite{Schlegel_1986,Knowles_1988a}
|
|
More recent formulations of spin-projected perturbations theories have considered the
|
|
``variation-after-projection'' framework using alternative definitions of the reference
|
|
Hamiltonian.\cite{Tsuchimochi_2014,Tsuchimochi_2019}
|
|
These methods yield more accurate spin-pure energies without
|
|
gradient discontinuities or spurious minima.
|
|
|
|
%==========================================%
|
|
\subsection{Spin-Contamination in the Hubbard Dimer}
|
|
\label{sec:spin_cont}
|
|
%==========================================%
|
|
|
|
%%% FIG 2 %%%
|
|
\begin{figure*}
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig4a}
|
|
\subcaption{\label{subfig:RMP_3.5} $U/t = 3.5$}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig4b}
|
|
\subcaption{\label{subfig:RMP_cvg}}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig4c}
|
|
\subcaption{\label{subfig:RMP_4.5} $U/t = 4.5$}
|
|
\end{subfigure}
|
|
\caption{
|
|
Convergence of the RMP series as a function of the perturbation order $n$ for the Hubbard dimer at $U/t = 3.5$ (where $r_c > 1$) and $4.5$ (where $r_c < 1$).
|
|
The Riemann surfaces associated with the exact energies of the RMP Hamiltonian \eqref{eq:H_RMP} are also represented for these two values of $U/t$ as functions of $\lambda$.
|
|
\label{fig:RMP}}
|
|
\end{figure*}
|
|
|
|
The behaviour of the RMP and UMP series observed in \ce{H2} can also be illustrated by considering
|
|
the analytic Hubbard dimer with a complex-valued perturbation strength.
|
|
In this system, the stretching of the \ce{H\bond{-}H} bond is directly mirrored by an increase in the ratio $U/t$.
|
|
Using the ground-state RHF reference orbitals leads to the parametrised RMP Hamiltonian
|
|
\begin{widetext}
|
|
\begin{equation}
|
|
\label{eq:H_RMP}
|
|
\bH_\text{RMP}\qty(\lambda) =
|
|
\begin{pmatrix}
|
|
-2t + U - \lambda U/2 & 0 & 0 & \lambda U/2 \\
|
|
0 & U - \lambda U/2 & \lambda U/2 & 0 \\
|
|
0 & \lambda U/2 & U - \lambda U/2 & 0 \\
|
|
\lambda U/2 & 0 & 0 & 2t + U - \lambda U/2 \\
|
|
\end{pmatrix},
|
|
\end{equation}
|
|
\end{widetext}
|
|
which yields the ground-state energy
|
|
\begin{equation}
|
|
\label{eq:E0MP}
|
|
E_{-}(\lambda) = U - \frac{\lambda U}{2} - \frac{1}{2} \sqrt{(4t)^2 + \lambda ^2 U^2}.
|
|
\end{equation}
|
|
From this expression, the EPs can be identified as $\lep = \pm \i 4t / U$,
|
|
giving the radius of convergence
|
|
\begin{equation}
|
|
\rc = \abs{\frac{4t}{U}}.
|
|
\end{equation}
|
|
Remarkably, these EPs are identical to the exact EPs discussed in Sec.~\ref{sec:example}.
|
|
The Taylor expansion of the RMP energy can then be evaluated to obtain the $k$th-order MP correction
|
|
\begin{equation}
|
|
E_\text{RMP}^{(k)} = U \delta_{0,k} - \frac{1}{2} \frac{U^k}{(4t)^{k-1}} \mqty( 1/2 \\ k/2).
|
|
\end{equation}
|
|
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
|
% RADIUS OF CONVERGENCE PLOTS
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
|
The RMP series is convergent for $U = 3.5\,t$ with $\rc > 1$, as illustrated for the individual terms at each order
|
|
of perturbation in Fig.~\ref{subfig:RMP_cvg}.
|
|
In contrast, for $U = 4.5t$ one finds $\rc < 1$, and the RMP series becomes divergent.
|
|
The corresponding Riemann surfaces for $U = 3.5\,t$ and $4.5\,t$ are shown in Figs.~\ref{subfig:RMP_3.5} and
|
|
\ref{subfig:RMP_4.5}, respectively, with the single EP at $\lep$ (black dot) and the radius of convergence indicated
|
|
by the vertical cylinder of unit radius.
|
|
For the divergent case, the $\lep$ lies inside this cylinder of convergence, while in the convergent case $\lep$ lies
|
|
outside this cylinder.
|
|
In both cases, the EP connects the ground state with the doubly-excited state, and thus the convergence behaviour
|
|
for the two states using the ground-state RHF orbitals is identical.
|
|
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
|
% RADIUS OF CONVERGENCE PLOTS
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
|
\begin{figure}[htb]
|
|
\includegraphics[width=\linewidth]{fig5}
|
|
\caption{
|
|
Radius of convergence $r_c$ for the RMP ground state (red), the UMP ground state (blue), and the UMP excited state (orange)
|
|
series as functions of the ratio $U/t$.
|
|
\label{fig:RadConv}}
|
|
\end{figure}
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
|
|
|
|
|
%%% FIG 3 %%%
|
|
\begin{figure*}
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig6a}
|
|
\subcaption{\label{subfig:UMP_3} $U/t = 3$}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig6b}
|
|
\subcaption{\label{subfig:UMP_cvg}}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig6c}
|
|
\subcaption{\label{subfig:UMP_7} $U/t = 7$}
|
|
\end{subfigure} \caption{
|
|
Convergence of the UMP series as a function of the perturbation order $n$ for the Hubbard dimer at $U/t = 3$ and $7$.
|
|
The Riemann surfaces associated with the exact energies of the UMP Hamiltonian \eqref{eq:H_UMP} are also represented for these two values of $U/t$ as functions of $\lambda$.
|
|
\label{fig:UMP}}
|
|
\end{figure*}
|
|
|
|
The behaviour of the UMP series is more subtle than the RMP series as the spin-contamination in the wave function
|
|
introduces additional coupling between the singly- and doubly-excited configurations.
|
|
Using the ground-state UHF reference orbitals in the Hubbard dimer yields the parametrised UMP Hamiltonian
|
|
\begin{widetext}
|
|
\begin{equation}
|
|
\label{eq:H_UMP}
|
|
\bH_\text{UMP}\qty(\lambda) =
|
|
\begin{pmatrix}
|
|
-2t^2 \lambda/U & 0 & 0 & 2t^2 \lambda/U \\
|
|
0 & U - 2t^2 \lambda/U & 2t^2\lambda/U & 2t \sqrt{U^2 - (2t)^2} \lambda/U \\
|
|
0 & 2t^2\lambda/U & U - 2t^2 \lambda/U & -2t \sqrt{U^2 - (2t)^2} \lambda/U \\
|
|
2t^2 \lambda/U & 2t \sqrt{U^2 - (2t)^2} \lambda/U & -2t \sqrt{U^2 - (2t)^2} \lambda/U & 2U(1-\lambda) + 6t^2\lambda/U \\
|
|
\end{pmatrix}.
|
|
\end{equation}
|
|
\end{widetext}
|
|
While a closed-form expression for the ground-state energy exists, it is cumbersome and we eschew reporting it.
|
|
Instead, the radius of convergence of the UMP series can be obtained numerically as a function of $U/t$, as shown
|
|
in Fig.~\ref{fig:RadConv}.
|
|
These numerical values reveal that the UMP ground-state series has $\rc > 1$ for all $U/t$ and always converges.
|
|
However, in the strong correlation limit (large $U/t$), this radius of convergence tends to unity, indicating that
|
|
the convergence of the corresponding UMP series becomes increasingly slow.
|
|
Furthermore, the doubly-excited state using the ground-state UHF orbitals has $\rc < 1$ for almost any value
|
|
of $U/t$, reaching the limiting value of $1/2$ for $U/t \to \infty$. Hence, the
|
|
excited-state UMP series will always diverge.
|
|
|
|
% DISCUSSION OF UMP RIEMANN SURFACES
|
|
The convergence behaviour can be further elucidated by considering the full structure of the UMP energies
|
|
in the complex $\lambda$-plane (see Figs.~\ref{subfig:UMP_3} and \ref{subfig:UMP_7}).
|
|
These Riemann surfaces are illustrated for $U = 3t$ and $7t$ alongside the perturbation terms at each order
|
|
in Fig.~\ref{subfig:UMP_cvg}.
|
|
At $U = 3t$, the RMP series is convergent, while RMP becomes divergent for $U=7t$.
|
|
The ground-state UMP expansion is convergent in both cases, although the rate of convergence is significantly slower
|
|
for larger $U/t$ as the radius of convergence becomes increasingly close to one (Fig.~\ref{fig:RadConv}).
|
|
|
|
% EFFECT OF SYMMETRY BREAKING
|
|
As the UHF orbitals break the spin symmetry, new coupling terms emerge between the electronic states that
|
|
cause fundamental changes to the structure of EPs in the complex $\lambda$-plane.
|
|
For example, while the RMP energy shows only one EP between the ground state and
|
|
the doubly-excited state (Fig.~\ref{fig:RMP}), the UMP energy has two EPs: one connecting the ground state with the
|
|
singly-excited open-shell singlet, and the other connecting this single excitation to the
|
|
doubly-excited second excitation (Fig.~\ref{fig:UMP}).
|
|
This new ground-state EP always appears outside the unit cylinder and guarantees convergence of the ground-state energy.
|
|
However, the excited-state EP is moved within the unit cylinder and causes the
|
|
convergence of the excited-state UMP series to deteriorate.
|
|
Our interpretation of this effect is that the symmetry-broken orbital optimisation has redistributed the strong
|
|
coupling between the ground- and doubly-excited states into weaker couplings between all states, and has thus
|
|
sacrificed convergence of the excited-state series so that the ground-state convergence can be maximised.
|
|
|
|
Since the UHF ground state already provides a good approximation to the exact energy, the ground-state sheet of
|
|
the UMP energy is relatively flat and the corresponding EP in the Hubbard dimer always lies outside the unit cylinder.
|
|
The slow convergence observed in stretched \ce{H2}\cite{Gill_1988} can then be seen as this EP
|
|
moves increasingly close to the unit cylinder at large $U/t$ and $\rc$ approaches one (from above).
|
|
Furthermore, the majority of the UMP expansion in this regime is concerned with removing spin-contamination from the wave
|
|
function rather than improving the energy.
|
|
It is well-known that the spin-projection needed to remove spin-contamination can require non-linear combinations
|
|
of highly-excited determinants,\cite{Lowdin_1955c} and thus it is not surprising that this process proceeds
|
|
very slowly as the perturbation order is increased.
|
|
|
|
%==========================================%
|
|
\subsection{Classifying Types of Convergence} % Behaviour} % Further insights from a two-state model}
|
|
%==========================================%
|
|
|
|
% CREMER AND HE
|
|
As computational implementations of higher-order MP terms improved, the systematic investigation
|
|
of convergence behaviour in a broader class of molecules became possible.
|
|
Cremer and He introduced an efficient MP6 approach and used it to analyse the RMP convergence of
|
|
29 atomic and molecular systems with respect to the FCI energy.\cite{Cremer_1996}
|
|
They established two general classes: ``class A'' systems that exhibit monotonic convergence;
|
|
and ``class B'' systems for which convergence is erratic after initial oscillations.
|
|
By analysing the different cluster contributions to the MP energy terms, they proposed that
|
|
class A systems generally include well-separated and weakly correlated electron pairs, while class B systems
|
|
are characterised by dense electron clustering in one or more spatial regions.\cite{Cremer_1996}
|
|
In class A systems, they showed that the majority of the correlation energy arises from pair correlation,
|
|
with little contribution from triple excitations.
|
|
On the other hand, triple excitations have an important contribution in class B systems, including providing
|
|
orbital relaxation, and these contributions lead to oscillations of the total correlation energy.
|
|
|
|
Using these classifications, Cremer and He then introduced simple extrapolation formulas for estimating the
|
|
exact correlation energy $\Delta E$ using terms up to MP6\cite{Cremer_1996}
|
|
\begin{subequations}
|
|
\begin{align}
|
|
\Delta E_{\text{A}}
|
|
&= \Emp^{(2)} + \Emp^{(3)} + \Emp^{(4)}
|
|
+ \frac{\Emp^{(5)}}{1 - (\Emp^{(6)} / \Emp^{(5)})},
|
|
\\[5pt]
|
|
\Delta E_{\text{B}}
|
|
&= \Emp^{(2)} + \Emp^{(3)} + \qty(\Emp^{(4)} + \Emp^{(5)}) \exp(\Emp^{(6)} / \Emp^{(5)}).
|
|
\end{align}
|
|
\end{subequations}
|
|
These class-specific formulas reduced the mean absolute error from the FCI correlation energy by a
|
|
factor of four compared to previous class-independent extrapolations,
|
|
highlighting how one can leverage a deeper understanding of MP convergence to improve estimates of
|
|
the correlation energy at lower computational costs.
|
|
In Sec.~\ref{sec:Resummation}, we consider more advanced extrapolation routines that take account of EPs in the complex $\lambda$-plane.
|
|
|
|
In the late 90's, Olsen \etal\ discovered an even more concerning behaviour of the MP series. \cite{Olsen_1996}
|
|
They showed that the series could be divergent even in systems that were considered to be well understood,
|
|
such as \ce{Ne} or the \ce{HF} molecule. \cite{Olsen_1996, Christiansen_1996}
|
|
Cremer and He had already studied these two systems and classified them as \textit{class B} systems.\cite{Cremer_1996}
|
|
However, Olsen and co-workers performed their analysis in larger basis sets containing diffuse functions,
|
|
finding that the corresponding MP series becomes divergent at (very) high order.
|
|
The discovery of this divergent behaviour is particularly worrying as large basis sets
|
|
are required to get meaningful and accurate energies.\cite{Loos_2019d,Giner_2019}
|
|
Furthermore, diffuse functions are particularly important for anions and/or Rydberg excited states, where the wave function
|
|
is inherently more diffuse than the ground state.\cite{Loos_2018a,Loos_2020a}
|
|
|
|
Olsen \etal\ investigated the causes of these divergences and the different types of convergence by
|
|
analysing the relation between the dominant singularity (\ie, the closest singularity to the origin)
|
|
and the convergence behaviour of the series.\cite{Olsen_2000}
|
|
Their analysis is based on Darboux's theorem: \cite{Goodson_2011}
|
|
\begin{quote}
|
|
\textit{``In the limit of large order, the series coefficients become equivalent to
|
|
the Taylor series coefficients of the singularity closest to the origin. ''}
|
|
\end{quote}
|
|
Following this theory, a singularity in the unit circle is designated as an intruder state,
|
|
with a front-door (or back-door) intruder state if the real part of the singularity is positive (or negative).
|
|
|
|
Using their observations in Ref.~\onlinecite{Olsen_1996}, Olsen and collaborators proposed
|
|
a simple method that performs a scan of the real axis to detect the avoided crossing responsible
|
|
for the dominant singularities in the complex plane. \cite{Olsen_2000}
|
|
By modelling this avoided crossing using a two-state Hamiltonian, one can obtain an approximation for
|
|
the dominant singularities as the EPs of the two-state matrix
|
|
\begin{equation}
|
|
\label{eq:Olsen_2x2}
|
|
\underbrace{\mqty(\alpha & \delta \\ \delta & \beta )}_{\bH}
|
|
= \underbrace{\mqty(\alpha + \alpha_{\text{s}} & 0 \\ 0 & \beta + \beta_{\text{s}} )}_{\bH^{(0)}}
|
|
+ \underbrace{\mqty( -\alpha_{\text{s}} & \delta \\ \delta & - \beta_{\text{s}})}_{\bV},
|
|
\end{equation}
|
|
where the diagonal matrix is the unperturbed Hamiltonian matrix $\bH^{(0)}$ with level shifts
|
|
$\alpha_{\text{s}}$ and $\beta_{\text{s}}$, and $\bV$ represents the perturbation.
|
|
|
|
The authors first considered molecules with low-lying doubly-excited states with the same spatial
|
|
and spin symmetry as the ground state. \cite{Olsen_2000}
|
|
In these systems, the exact wave function has a non-negligible contribution from the doubly-excited states,
|
|
and thus the low-lying excited states are likely to become intruder states.
|
|
For \ce{CH_2} in a diffuse, yet rather small basis set, the series is convergent at least up to the 50th order, and
|
|
the dominant singularity lies close (but outside) the unit circle, causing slow convergence of the series.
|
|
These intruder-state effects are analogous to the EP that dictates the convergence behaviour of
|
|
the RMP series for the Hubbard dimer (Fig.~\ref{fig:RMP}).
|
|
Furthermore, the authors demonstrated that the divergence for \ce{Ne} is due to a back-door intruder state
|
|
that arise when the ground state undergoes sharp avoided crossings with highly diffuse excited states.
|
|
This divergence is related to a more fundamental critical point in the MP energy surface that we will
|
|
discuss in Sec.~\ref{sec:MP_critical_point}.
|
|
|
|
Finally, Ref.~\onlinecite{Olsen_1996} proved that the extrapolation formulas of Cremer and He \cite{Cremer_1996}
|
|
are not mathematically motivated when considering the complex singularities causing the divergence, and therefore
|
|
cannot be applied for all systems.
|
|
For example, the \ce{HF} molecule contains both back-door intruder states and low-lying doubly-excited states that
|
|
result in alternating terms up to 10th order.
|
|
The series becomes monotonically convergent at higher orders since
|
|
the two pairs of singularities are approximately the same distance from the origin.
|
|
|
|
More recently, this two-state model has been extended to non-symmetric Hamiltonians as\cite{Olsen_2019}
|
|
\begin{equation}
|
|
\underbrace{\mqty(\alpha & \delta_1 \\ \delta_2 & \beta)}_{\bH} = \underbrace{\mqty(\alpha & 0 \\ 0 & \beta + \gamma )}_{\bH^{(0)}} + \underbrace{\mqty( 0 & \delta_2 \\ \delta_1 & - \gamma)}_{\bV}.
|
|
\end{equation}
|
|
This extension allows various choices of perturbation to be analysed, including coupled cluster
|
|
perturbation expansions \cite{Pawlowski_2019a,Pawlowski_2019b,Pawlowski_2019c,Pawlowski_2019d,Pawlowski_2019e}
|
|
and other non-Hermitian perturbation methods.
|
|
Note that new forms of perturbation expansions only occur when the sign of $\delta_1$ and $\delta_2$ differ.
|
|
Using this non-Hermitian two-state model, the convergence of a perturbation series can be characterised
|
|
according to a so-called ``archetype'' that defines the overall ``shape'' of the energy convergence.\cite{Olsen_2019}
|
|
For Hermitian Hamiltonians, these archetypes can be subdivided into five classes
|
|
(zigzag, interspersed zigzag, triadic, ripples, and geometric),
|
|
while two additional archetypes (zigzag-geometric and convex-geometric) are observed in non-Hermitian Hamiltonians.
|
|
%
|
|
The geometric archetype appears to be the most common for MP expansions,\cite{Olsen_2019} but the
|
|
ripples archetype corresponds to some of the early examples of MP convergence. \cite{Handy_1985,Lepetit_1988,Leininger_2000}
|
|
The three remaining Hermitian archetypes seem to be rarely observed in MP perturbation theory.
|
|
In contrast, the non-Hermitian coupled cluster perturbation theory,%
|
|
\cite{Pawlowski_2019a,Pawlowski_2019b,Pawlowski_2019c,Pawlowski_2019d,Pawlowski_2019e} exhibits a range of archetypes
|
|
including the interspersed zigzag, triadic, ripple, geometric, and zigzag-geometric forms.
|
|
This analysis highlights the importance of the primary critical point in controlling the high-order convergence,
|
|
regardless of whether this point is inside or outside the complex unit circle. \cite{Handy_1985,Olsen_2000}
|
|
|
|
%=======================================
|
|
\subsection{M{\o}ller--Plesset Critical Point}
|
|
\label{sec:MP_critical_point}
|
|
%=======================================
|
|
|
|
% STILLINGER INTRODUCES THE CRITICAL POINT
|
|
In the early 2000's, Stillinger reconsidered the mathematical origin behind the divergent series with odd-even
|
|
sign alternation.\cite{Stillinger_2000}
|
|
This type of convergence behaviour corresponds to Cremer and He's class B systems with closely spaced
|
|
electron pairs and includes \ce{Ne}, \ce{HF}, \ce{F-}, and \ce{H2O}.\cite{Cremer_1996}
|
|
Stillinger proposed that these series diverge due to a dominant singularity
|
|
on the negative real $\lambda$ axis, corresponding to a multielectron autoionisation threshold.\cite{Stillinger_2000}
|
|
To understand Stillinger's argument, consider the parametrised MP Hamiltonian in the form
|
|
\begin{multline}
|
|
\label{eq:HamiltonianStillinger}
|
|
\hH(\lambda) =
|
|
\sum_{i}^{\Ne} \Bigg[
|
|
\overbrace{-\frac{1}{2}\grad_i^2
|
|
- \sum_{A}^{\Nn} \frac{Z_A}{\abs{\vb{r}_i-\vb{R}_A}}}^{\text{independent of $\lambda$}}
|
|
\\
|
|
+ \underbrace{(1-\lambda)v^{\text{HF}}(\vb{x}_i)}_{\text{repulsive for $\lambda < 1$}}
|
|
+ \underbrace{\lambda\sum_{i<j}^{\Ne}\frac{1}{|\vb{r}_i-\vb{r}_j|}}_{\text{attractive for $\lambda < 0$}}
|
|
\Bigg].
|
|
\end{multline}
|
|
The mean-field potential $v^{\text{HF}}$ essentially represents a negatively charged field with the spatial extent
|
|
controlled by the extent of the HF orbitals, usually located close to the nuclei.
|
|
When $\lambda$ is negative, the mean-field potential becomes increasingly repulsive, while the explicit two-electron
|
|
Coulomb interaction becomes attractive.
|
|
There is therefore a negative critical point $\lc$ where it becomes energetically favourable for the electrons
|
|
to dissociate and form a bound cluster at an infinite separation from the nuclei.\cite{Stillinger_2000}
|
|
This autoionisation effect is closely related to the critial point for electron binding in two-electron
|
|
atoms (see Ref.~\onlinecite{Baker_1971}).
|
|
Furthermore, a similar set of critical points exists along the positive real axis, corresponding to single-electron ionisation
|
|
processes.\cite{Sergeev_2005}
|
|
While these critical points are singularities on the real axis, their exact mathematical form is difficult
|
|
to identify and remains an open question.
|
|
|
|
% CLASSIFICATIONS BY GOODSOON AND SERGEEV
|
|
To further develop the link between the critical point and types of MP convergence, Sergeev and Goodson investigated
|
|
the relationship with the location of the dominant singularity that controls the radius of convergence.\cite{Goodson_2004}
|
|
They demonstrated that the dominant singularity in class A systems corresponds to a EP with a positive real component,
|
|
where the magnitude of the imaginary component controls the oscillations in the signs of successive MP
|
|
terms.\cite{Goodson_2000a,Goodson_2000b}
|
|
In contrast, class B systems correspond to a dominant singularity on the negative real $\lambda$ axis representing
|
|
the MP critical point.
|
|
The divergence of class B systems, which contain closely spaced electrons (\eg, \ce{F-}), can then be understood as the
|
|
HF potential $v^{\text{HF}}$ is relatively localised and the autoionization is favoured at negative
|
|
$\lambda$ values closer to the origin.
|
|
With these insights, they regrouped the systems into new classes: i) $\alpha$ singularities which have ``large'' imaginary parts,
|
|
and ii) $\beta$ singularities which have very small imaginary parts.\cite{Goodson_2004,Sergeev_2006}
|
|
|
|
% RELATIONSHIP TO BASIS SET SIZE
|
|
The existence of the MP critical point can also explain why the divergence observed by Olsen \etal\ in the \ce{Ne} atom
|
|
and the \ce{HF} molecule occurred when diffuse basis functions were included.\cite{Olsen_1996}
|
|
Clearly diffuse basis functions are required for the electrons to dissociate from the nuclei, and indeed using
|
|
only compact basis functions causes the critical point to disappear.
|
|
While a finite basis can only predict complex-conjugate branch point singularities, the critical point is modelled
|
|
by a cluster of sharp avoided crossings between the ground state and high-lying excited states.\cite{Sergeev_2005}
|
|
Alternatively, Sergeev \etal\ demonstrated that the inclusion of a ``ghost'' atom also
|
|
allows the formation of the critical point as the electrons form a bound cluster occupying the ghost atom orbitals.\cite{Sergeev_2005}
|
|
This effect explains the origin of the divergence in the \ce{HF} molecule as the fluorine valence electrons jump to hydrogen at
|
|
a sufficiently negative $\lambda$ value.\cite{Sergeev_2005}
|
|
Furthermore, the two-state model of Olsen and collaborators \cite{Olsen_2000} was simply too minimal to understand the complexity of
|
|
divergences caused by the MP critical point.
|
|
|
|
% RELATIONSHIP TO QUANTUM PHASE TRANSITION
|
|
When a Hamiltonian is parametrised by a variable such as $\lambda$, the existence of abrupt changes in the
|
|
eigenstates as a function of $\lambda$ indicate the presence of a zero-temperature quantum phase transition (QPT).%
|
|
\cite{Heiss_1988,Heiss_2002,Borisov_2015,Sindelka_2017,CarrBook,Vojta_2003,SachdevBook,GilmoreBook}
|
|
Meanwhile, as an avoided crossing becomes increasingly sharp, the corresponding EPs move increasingly close to the real axis, eventually forming a critical point.
|
|
The existence of an EP \emph{on} the real axis is therefore diagnostic of a QPT.\cite{Cejnar_2005, Cejnar_2007a}
|
|
Since the MP critical point corresponds to a singularity on the real $\lambda$ axis, it can immediately be
|
|
recognised as a QPT with respect to varying the perturbation parameter $\lambda$.
|
|
However, a conventional QPT can only occur in the thermodynamic limit, which here is analogous to the complete
|
|
basis set limit.\cite{Kais_2006}
|
|
The MP critical point and corresponding $\beta$ singularities in a finite basis must therefore be modelled by pairs of EPs
|
|
that tend towards the real axis, exactly as described by Sergeev \etal\cite{Sergeev_2005}
|
|
In contrast, $\alpha$ singularities correspond to large avoided crossings that are indicative of low-lying excited
|
|
states which share the symmetry of the ground state,\cite{Goodson_2004} and are thus not manifestations of a QPT.
|
|
|
|
%=======================================
|
|
\subsection{Critical Points in the Hubbard Dimer}
|
|
\label{sec:critical_point_hubbard}
|
|
%=======================================
|
|
|
|
%------------------------------------------------------------------%
|
|
% Figure on the RMP critical point
|
|
%------------------------------------------------------------------%
|
|
\begin{figure*}[t]
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig7a}
|
|
\subcaption{\label{subfig:rmp_cp}}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig7b}
|
|
\subcaption{\label{subfig:rmp_cp_surf}}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig7c}
|
|
\subcaption{\label{subfig:rmp_ep_to_cp}}
|
|
\end{subfigure}
|
|
\caption{%
|
|
RMP critical point using the asymmetric Hubbard dimer with $\epsilon = 2.5 U$.
|
|
(\subref{subfig:rmp_cp}) Exact critical points with $t=0$ occur on the negative real $\lambda$ axis (dashed).
|
|
(\subref{subfig:rmp_cp_surf}) Modelling a finite basis using $t=0.1$ yields complex-conjugate EPs close to the
|
|
real axis, giving a sharp avoided crossing on the real axis (solid).
|
|
(\subref{subfig:rmp_ep_to_cp}) Convergence of the ground-state EP onto the real axis in the limit $t \to 0$.
|
|
\label{fig:RMP_cp}}
|
|
\end{figure*}
|
|
%------------------------------------------------------------------%
|
|
|
|
% INTRODUCING THE MODEL
|
|
The simplified site basis of the Hubbard dimer makes explicilty modelling the ionisation continuum impossible.
|
|
Instead, we can use an asymmetric version of the Hubbard dimer \cite{Carrascal_2015,Carrascal_2018}
|
|
where we consider one of the sites as a ``ghost atom'' that acts as a
|
|
destination for ionised electrons being originally localised on the other site.
|
|
To mathematically model this scenario in this asymmetric Hubbard dimer, we introduce a one-electron potential $-\epsilon$ on the left site to
|
|
represent the attraction between the electrons and the model ``atomic'' nucleus, where we define $\epsilon > 0$.
|
|
The reference Slater determinant for a doubly-occupied atom can be represented using RHF
|
|
orbitals [see Eq.~\eqref{eq:RHF_orbs}] with $\theta_{\alpha}^{\text{RHF}} = \theta_{\beta}^{\text{RHF}} = 0$,
|
|
which corresponds to strictly localising the two electrons on the left site.
|
|
%and energy
|
|
%\begin{equation}
|
|
% E_\text{HF}(0, 0) = \frac{1}{2} (2 U - 4 \epsilon).
|
|
%\end{equation}
|
|
With this representation, the parametrised asymmetric RMP Hamiltonian becomes
|
|
\begin{widetext}
|
|
\begin{equation}
|
|
\label{eq:H_asym}
|
|
\bH_\text{asym}\qty(\lambda) =
|
|
\begin{pmatrix}
|
|
2(U-\epsilon) - \lambda U & -\lambda t & -\lambda t & 0 \\
|
|
-\lambda t & (U-\epsilon) - \lambda U & 0 & -\lambda t \\
|
|
-\lambda t & 0 & (U-\epsilon) -\lambda U & -\lambda t \\
|
|
0 & -\lambda t & -\lambda t & \lambda U \\
|
|
\end{pmatrix}.
|
|
\end{equation}
|
|
\end{widetext}
|
|
|
|
% DERIVING BEHAVIOUR OF THE CRITICAL SITE
|
|
For the ghost site to perfectly represent ionised electrons, the hopping term between the two sites must vanish (\ie, $t=0$).
|
|
This limit corresponds to the dissociative regime in the asymmetric Hubbard dimer as discussed in Ref.~\onlinecite{Carrascal_2018},
|
|
and the RMP energies become
|
|
\begin{subequations}
|
|
\begin{align}
|
|
E_{-} &= 2(U - \epsilon) - \lambda U,
|
|
\\
|
|
E_{\text{S}} &= (U - \epsilon) - \lambda U,
|
|
\\
|
|
E_{+} &= U \lambda,
|
|
\end{align}
|
|
\end{subequations}
|
|
as shown in Fig.~\ref{subfig:rmp_cp} (dashed lines).
|
|
The RMP critical point then corresponds to the intersection $E_{-} = E_{+}$, giving the critical $\lambda$ value
|
|
\begin{equation}
|
|
\lc = 1 - \frac{\epsilon}{U}.
|
|
\end{equation}
|
|
Clearly the radius of convergence $\rc = \abs{\lc}$ is controlled directly by the ratio $\epsilon / U$,
|
|
with a convergent RMP series occurring for $\epsilon > 2 U$.
|
|
The on-site repulsion $U$ controls the strength of the HF potential localised around the ``atomic site'', with a
|
|
stronger repulsion encouraging the electrons to be ionised at a less negative value of $\lambda$.
|
|
Large $U$ can be physically interpreted as strong electron repulsion effects in electron dense molecules.
|
|
In contrast, smaller $\epsilon$ gives a weaker attraction to the atomic site,
|
|
representing strong screening of the nuclear attraction by core and valence electrons,
|
|
and again a less negative $\lambda$ is required for ionisation to occur.
|
|
Both of these factors are common in atoms on the right-hand side of the periodic table, \eg\ \ce{F},
|
|
\ce{O}, \ce{Ne}.
|
|
Molecules containing these atoms are therefore often class $\beta$ systems with
|
|
a divergent RMP series due to the MP critical point. \cite{Goodson_2004,Sergeev_2006}
|
|
|
|
% EXACT VERSUS APPROXIMATE
|
|
The critical point in the exact case $t=0$ lies on the negative real $\lambda$ axis (Fig.~\ref{subfig:rmp_cp}: dashed lines),
|
|
mirroring the behaviour of a quantum phase transition.\cite{Kais_2006}
|
|
However, in practical calculations performed with a finite basis set, the critical point is modelled as a cluster
|
|
of branch points close to the real axis.
|
|
The use of a finite basis can be modelled in the asymmetric dimer by making the second site a less
|
|
idealised destination for the ionised electrons with a non-zero (yet small) hopping term $t$.
|
|
Taking the value $t=0.1$ (Fig.~\ref{subfig:rmp_cp}: solid lines), the critical point becomes a
|
|
sharp avoided crossing with a complex-conjugate pair of EPs close to the real axis (Fig.~\ref{subfig:rmp_cp_surf}).
|
|
In the limit $t \to 0$, these EPs approach the real axis (Fig.~\ref{subfig:rmp_ep_to_cp}),
|
|
mirroring Sergeev's discussion on finite basis
|
|
set representations of the MP critical point.\cite{Sergeev_2006}
|
|
|
|
%------------------------------------------------------------------%
|
|
% Figure on the UMP critical point
|
|
%------------------------------------------------------------------%
|
|
\begin{figure*}[t]
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth,trim={0pt 5pt -10pt 15pt},clip]{fig8a}
|
|
\subcaption{\label{subfig:ump_cp}}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig8b}
|
|
\subcaption{\label{subfig:ump_cp_surf}}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.75\textwidth]{fig8c}
|
|
\subcaption{\label{subfig:ump_ep_to_cp}}
|
|
\end{subfigure}
|
|
% \includegraphics[height=0.65\textwidth,trim={0pt 5pt 0pt 15pt}, clip]{ump_critical_point}
|
|
\caption{%
|
|
The UMP ground-state EP in the symmetric Hubbard dimer becomes a critical point in the strong correlation limit (\ie, large $U/t$).
|
|
(\subref{subfig:ump_cp}) As $U/t$ increases, the avoided crossing on the real $\lambda$ axis
|
|
becomes increasingly sharp.
|
|
(\subref{subfig:ump_cp_surf}) Complex energy surfaces for $U = 5t$.
|
|
(\subref{subfig:ump_ep_to_cp}) Convergence of the EPs at $\lep$ onto the real axis for $U/t \to \infty$.
|
|
%mirrors the formation of the RMP critical point and other QPTs in the complete basis set limit.
|
|
\label{fig:UMP_cp}}
|
|
|
|
\end{figure*}
|
|
%------------------------------------------------------------------%
|
|
|
|
% RELATIONSHIP BETWEEN QPT AND UMP
|
|
Returning to the symmetric Hubbard dimer, we showed in Sec.~\ref{sec:spin_cont} that the slow
|
|
convergence of the strongly correlated UMP series
|
|
was due to a complex-conjugate pair of EPs just outside the radius of convergence.
|
|
These EPs have positive real components and small imaginary components (see Fig.~\ref{fig:UMP}), suggesting a potential
|
|
connection to MP critical points and QPTs (see Sec.~\ref{sec:MP_critical_point}).
|
|
For $\lambda>1$, the HF potential becomes an attractive component in Stillinger's
|
|
Hamiltonian displayed in Eq.~\eqref{eq:HamiltonianStillinger}, while the explicit electron-electron interaction
|
|
becomes increasingly repulsive.
|
|
Closed--shell critical points along the positive real $\lambda$ axis then represent
|
|
points where the two-electron repulsion overcomes the attractive HF potential
|
|
and a single electron dissociates from the molecule (see Ref.~\onlinecite{Sergeev_2006})
|
|
|
|
In contrast, symmetry-breaking in the UMP reference creates different HF potentials for the spin-up and spin-down electrons.
|
|
Consider one of the two reference UHF solutions where the spin-up and spin-down electrons are localised on the left and right sites respectively.
|
|
The spin-up HF potential will then be a repulsive interaction from the spin-down electron
|
|
density that is centred around the right site (and vice-versa).
|
|
As $\lambda$ becomes greater than 1 and the HF potentials become attractive, there will be a sudden
|
|
driving force for the electrons to swap sites.
|
|
This swapping process can also be represented as a double excitation, and thus an avoided crossing will occur
|
|
for $\lambda \geq 1$ (Fig.~\ref{subfig:ump_cp}).
|
|
While this appears to be an avoided crossing between the ground and first-excited state,
|
|
the presence of an earlier excited-state avoided crossing means that the first-excited state qualitatively
|
|
represents the reference double excitation for $\lambda > 1/2$.
|
|
|
|
% SHARPNESS AND QPT
|
|
The ``sharpness'' of the avoided crossing is controlled by the correlation strength $U/t$.
|
|
For small $U/t$, the HF potentials will be weak and the electrons will delocalise over the two sites,
|
|
both in the UHF reference and the exact wave function.
|
|
This delocalisation dampens the electron swapping process and leads to a ``shallow'' avoided crossing
|
|
that corresponds to EPs with non-zero imaginary components (solid lines in Fig.~\ref{subfig:ump_cp}).
|
|
As $U/t$ becomes larger, the HF potentials become stronger and the on-site repulsion dominates the hopping
|
|
term to make electron delocalisation less favourable.
|
|
In other words, the electrons localise on individual sites to form a Wigner crystal.
|
|
These effects create a stronger driving force for the electrons to swap sites until eventually this swapping
|
|
occurs exactly at $\lambda = 1$.
|
|
In this limit, the ground-state EPs approach the real axis (Fig.~\ref{subfig:ump_ep_to_cp}) and the avoided
|
|
crossing creates a gradient discontinuity in the ground-state energy (dashed lines in Fig.~\ref{subfig:ump_cp}).
|
|
We therefore find that, in the strong correlation limit, the symmetry-broken ground-state EP becomes
|
|
a new type of MP critical point and represents a QPT as the perturbation parameter $\lambda$ is varied.
|
|
Furthermore, this argument explains why the dominant UMP singularity lies so close, but always outside, the
|
|
radius of convergence (see Fig.~\ref{fig:RadConv}).
|
|
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
|
\section{Resummation Methods}
|
|
\label{sec:Resummation}
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
|
|
|
%%%%%%%%%%%%%%%%%
|
|
\begin{figure*}
|
|
\includegraphics[height=0.23\textheight]{fig9a}
|
|
\includegraphics[height=0.23\textheight]{fig9b}
|
|
\caption{\label{fig:PadeRMP}
|
|
RMP ground-state energy as a function of $\lambda$ obtained using various resummation
|
|
techniques at $U/t = 3.5$ (left) and $U/t = 4.5$ (right).}
|
|
\end{figure*}
|
|
%%%%%%%%%%%%%%%%%
|
|
|
|
|
|
%As frequently claimed by Carl Bender,
|
|
It is frequently stated that
|
|
\textit{``the most stupid thing that one can do with a series is to sum it.''}
|
|
Nonetheless, quantum chemists are basically doing this on a daily basis.
|
|
As we have seen throughout this review, the MP series can often show erratic,
|
|
slow, or divergent behaviour.
|
|
In these cases, estimating the correlation energy by simply summing successive
|
|
low-order terms is almost guaranteed to fail.
|
|
Here, we discuss alternative tools that can be used to sum slowly convergent or divergent series.
|
|
These so-called ``resummation'' techniques form a vast field of research and thus we will
|
|
provide details for only the most relevant methods.
|
|
We refer the interested reader to more specialised reviews for additional information.%
|
|
\cite{Goodson_2011,Goodson_2019}
|
|
|
|
|
|
%==========================================%
|
|
\subsection{Pad\'e Approximant}
|
|
%==========================================%
|
|
|
|
The failure of a Taylor series for correctly modelling the MP energy function $E(\lambda)$
|
|
arises because one is trying to model a complicated function containing multiple branches, branch points and
|
|
singularities using a simple polynomial of finite order.
|
|
A truncated Taylor series can only predict a single sheet and does not have enough
|
|
flexibility to adequately describe functions such as the MP energy.
|
|
Alternatively, the description of complex energy functions can be significantly improved
|
|
by introducing Pad\'e approximants, \cite{Pade_1892} and related techniques. \cite{BakerBook,BenderBook}
|
|
|
|
A Pad\'e approximant can be considered as the best approximation of a function by a
|
|
rational function of given order.
|
|
More specifically, a $[d_A/d_B]$ Pad\'e approximant is defined as
|
|
\begin{equation}
|
|
\label{eq:PadeApp}
|
|
E_{[d_A/d_B]}(\lambda) = \frac{A(\lambda)}{B(\lambda)}
|
|
= \frac{\sum_{k=0}^{d_A} a_k\, \lambda^k}{1 + \sum_{k=1}^{d_B} b_k\, \lambda^k},
|
|
\end{equation}
|
|
where the coefficients of the polynomials $A(\lambda)$ and $B(\lambda)$ are determined by collecting terms for each power of $\lambda$.
|
|
Pad\'e approximants are extremely useful in many areas of physics and
|
|
chemistry\cite{Loos_2013,Pavlyukh_2017,Tarantino_2019,Gluzman_2020} as they can model poles,
|
|
which appear at the roots of $B(\lambda)$.
|
|
However, they are unable to model functions with square-root branch points
|
|
(which are ubiquitous in the singularity structure of a typical perturbative treatment)
|
|
and more complicated functional forms appearing at critical points
|
|
(where the nature of the solution undergoes a sudden transition).
|
|
Despite this limitation, the successive diagonal Pad\'e approximants (\ie, $d_A = d_B $)
|
|
often define a convergent perturbation series in cases where the Taylor series expansion diverges.
|
|
|
|
\begin{table}[b]
|
|
\caption{RMP ground-state energy estimate at $\lambda = 1$ provided by various truncated Taylor
|
|
series and Pad\'e approximants at $U/t = 3.5$ and $4.5$.
|
|
We also report the distance of the closest pole to the origin $\abs{\lc}$ provided by the diagonal Pad\'e approximants.
|
|
\label{tab:PadeRMP}}
|
|
\begin{ruledtabular}
|
|
\begin{tabular}{lccccc}
|
|
& & \mc{2}{c}{$\abs{\lc}$} & \mc{2}{c}{$E_{-}(\lambda = 1)$} \\
|
|
\cline{3-4} \cline{5-6}
|
|
Method & Degree & $U/t = 3.5$ & $U/t = 4.5$ & $U/t = 3.5$ & $U/t = 4.5$ \\
|
|
\hline
|
|
Taylor & 2 & & & $-1.01563$ & $-1.01563$ \\
|
|
& 3 & & & $-1.01563$ & $-1.01563$ \\
|
|
& 4 & & & $-0.86908$ & $-0.61517$ \\
|
|
& 5 & & & $-0.86908$ & $-0.61517$ \\
|
|
& 6 & & & $-0.92518$ & $-0.86858$ \\
|
|
\hline
|
|
Pad\'e & [1/1] & $2.29$ & $1.78$ & $-1.61111$ & $-2.64286$ \\
|
|
& [2/2] & $2.29$ & $1.78$ & $-0.82124$ & $-0.48446$ \\
|
|
& [3/3] & $1.73$ & $1.34$ & $-0.91995$ & $-0.81929$ \\
|
|
& [4/4] & $1.47$ & $1.14$ & $-0.90579$ & $-0.74866$ \\
|
|
& [5/5] & $1.35$ & $1.05$ & $-0.90778$ & $-0.76277$ \\
|
|
\hline
|
|
Exact & & $1.14$ & $0.89$ & $-0.90754$ & $-0.76040$ \\
|
|
\end{tabular}
|
|
\end{ruledtabular}
|
|
\end{table}
|
|
|
|
Figure~\ref{fig:PadeRMP} illustrates the improvement provided by diagonal Pad\'e
|
|
approximants compared to the usual Taylor expansion in cases where the RMP series of
|
|
the Hubbard dimer converges ($U/t = 3.5$) and diverges ($U/t = 4.5$).
|
|
More quantitatively, Table \ref{tab:PadeRMP} gathers estimates of the RMP ground-state
|
|
energy at $\lambda = 1$ provided by various truncated Taylor series and Pad\'e
|
|
approximants for these two values of the ratio $U/t$.
|
|
While the truncated Taylor series converges laboriously to the exact energy as the truncation
|
|
degree increases at $U/t = 3.5$, the Pad\'e approximants yield much more accurate results.
|
|
Furthermore, the distance of the closest pole to the origin $\abs{\lc}$ in the Pad\'e approximants
|
|
indicate that they provide a relatively good approximation to the position of the
|
|
true branch point singularity in the RMP energy.
|
|
For $U/t = 4.5$, the Taylor series expansion performs worse and eventually diverges,
|
|
while the Pad\'e approximants still offer relatively accurate energies and recovers
|
|
a convergent series.
|
|
|
|
%%%%%%%%%%%%%%%%%
|
|
\begin{figure}[t]
|
|
\includegraphics[width=\linewidth]{fig10}
|
|
\caption{\label{fig:QuadUMP}
|
|
UMP energies as a function of $\lambda$ obtained using various resummation techniques at $U/t = 3$.}
|
|
\end{figure}
|
|
%%%%%%%%%%%%%%%%%
|
|
|
|
We can expect the UMP energy function to be much more challenging
|
|
to model properly as it contains three connected branches
|
|
(see Figs.~\ref{subfig:UMP_3} and \ref{subfig:UMP_7}).
|
|
Figure~\ref{fig:QuadUMP} and Table~\ref{tab:QuadUMP} indicate that this is indeed the case.
|
|
In particular, Fig.~\ref{fig:QuadUMP} illustrates that the Pad\'e approximants are trying to model
|
|
the square root branch point that lies close to $\lambda = 1$ by placing a pole on the real axis
|
|
(\eg, [3/3]) or with a very small imaginary component (\eg, [4/4]).
|
|
The proximity of these poles to the physical point $\lambda = 1$ means that any error in the Pad\'e
|
|
functional form becomes magnified in the estimate of the exact energy, as seen for the low-order
|
|
approximants in Table~\ref{tab:QuadUMP}.
|
|
However, with sufficiently high degree polynomials, one obtains
|
|
accurate estimates for the position of the closest singularity and the ground-state energy at $\lambda = 1$,
|
|
even in cases where the convergence of the UMP series is incredibly slow
|
|
(see Fig.~\ref{subfig:UMP_cvg}).
|
|
|
|
%==========================================%
|
|
\subsection{Quadratic Approximant}
|
|
%==========================================%
|
|
Quadratic approximants are designed to model the singularity structure of the energy
|
|
function $E(\lambda)$ via a generalised version of the square-root singularity
|
|
expression \cite{Mayer_1985,Goodson_2011,Goodson_2019}
|
|
\begin{equation}
|
|
\label{eq:QuadApp}
|
|
E(\lambda) = \frac{1}{2 Q(\lambda)} \qty[ P(\lambda) \pm \sqrt{P^2(\lambda) - 4 Q(\lambda) R(\lambda)} ],
|
|
\end{equation}
|
|
with the polynomials
|
|
\begin{align}
|
|
\label{eq:PQR}
|
|
P(\lambda) & = \sum_{k=0}^{d_P} p_k \lambda^k,
|
|
&
|
|
Q(\lambda) & = \sum_{k=0}^{d_Q} q_k \lambda^k,
|
|
&
|
|
R(\lambda) & = \sum_{k=0}^{d_R} r_k \lambda^k,
|
|
\end{align}
|
|
defined such that $d_P + d_Q + d_R = n - 1$, and $n$ is the truncation order of the Taylor series of $E(\lambda)$.
|
|
Recasting Eq.~\eqref{eq:QuadApp} as a second-order expression in $E(\lambda)$, \ie,
|
|
\begin{equation}
|
|
Q(\lambda) E^2(\lambda) - P(\lambda) E(\lambda) + R(\lambda) \sim \order*{\lambda^{n+1}},
|
|
\end{equation}
|
|
and substituting $E(\lambda$) by its $n$th-order expansion and the polynomials by
|
|
their respective expressions \eqref{eq:PQR} yields $n+1$ linear equations for the coefficients
|
|
$p_k$, $q_k$, and $r_k$ (where we are free to assume that $q_0 = 1$).
|
|
A quadratic approximant, characterised by the label $[d_P/d_Q,d_R]$, generates, by construction,
|
|
$n_\text{bp} = \max(2d_p,d_q+d_r)$ branch points at the roots of the polynomial
|
|
$P^2(\lambda) - 4 Q(\lambda) R(\lambda)$ and $d_q$ poles at the roots of $Q(\lambda)$.
|
|
|
|
Generally, the diagonal sequence of quadratic approximant,
|
|
\ie, $[0/0,0]$, $[1/0,0]$, $[1/0,1]$, $[1/1,1]$, $[2/1,1]$,
|
|
is of particular interest as the order of the corresponding Taylor series increases on each step.
|
|
However, while a quadratic approximant can reproduce multiple branch points, it can only describe
|
|
a total of two branches.
|
|
%\titou{Since every branch points must therefore correspond to a degeneracy of the same two branches,}
|
|
This constraint
|
|
can hamper the faithful description of more complicated singularity structures such as the MP energy surface.
|
|
Despite this limitation, Ref.~\onlinecite{Goodson_2000a} demonstrates that quadratic approximants
|
|
provide convergent results in the most divergent cases considered by Olsen and
|
|
collaborators\cite{Christiansen_1996,Olsen_1996}
|
|
and Leininger \etal \cite{Leininger_2000}
|
|
|
|
As a note of caution, Ref.~\onlinecite{Goodson_2019} suggests that low-order
|
|
quadratic approximants can struggle to correctly model the singularity structure when
|
|
the energy function has poles in both the positive and negative half-planes.
|
|
In such a scenario, the quadratic approximant will tend to place its branch points in-between, potentially introducing singularities quite close to the origin.
|
|
The remedy for this problem involves applying a suitable transformation of the complex plane (such as a bilinear conformal mapping) which leaves the points at $\lambda = 0$ and $\lambda = 1$ unchanged. \cite{Feenberg_1956}
|
|
|
|
\begin{table}[b]
|
|
\caption{Estimate for the distance of the closest singularity (pole or branch point) to the origin $\abs{\lc}$
|
|
in the UMP energy function provided by various resummation techniques at $U/t = 3$ and $7$.
|
|
The truncation degree of the Taylor expansion $n$ of $E(\lambda)$ and the number of branch
|
|
points $n_\text{bp} = \max(2d_p,d_q+d_r)$ generated by the quadratic approximants are also reported.
|
|
\label{tab:QuadUMP}}
|
|
\begin{ruledtabular}
|
|
\begin{tabular}{lccccccc}
|
|
& & & & \mc{2}{c}{$\abs{\lc}$} & \mc{2}{c}{$E_{-}(\lambda = 1)$} \\
|
|
\cline{5-6}\cline{7-8}
|
|
\mc{2}{c}{Method} & $n$ & $n_\text{bp}$ & $U/t = 3$ & $U/t = 7$ & $U/t = 3$ & $U/t = 7$ \\
|
|
\hline
|
|
Taylor & & 2 & & & & $-0.74074$ & $-0.29155$ \\
|
|
& & 3 & & & & $-0.78189$ & $-0.29690$ \\
|
|
& & 4 & & & & $-0.82213$ & $-0.30225$ \\
|
|
& & 5 & & & & $-0.85769$ & $-0.30758$ \\
|
|
& & 6 & & & & $-0.88882$ & $-0.31289$ \\
|
|
\hline
|
|
Pad\'e & [1/1] & 2 & & $9.000$ & $49.00$ & $-0.75000$ & $-0.29167$ \\
|
|
& [2/2] & 4 & & $0.974$ & $1.003$ & $\hphantom{-}0.75000$ & $-17.9375$ \\
|
|
& [3/3] & 6 & & $1.141$ & $1.004$ & $-1.10896$ & $-1.49856$ \\
|
|
& [4/4] & 8 & & $1.068$ & $1.003$ & $-0.85396$ & $-0.33596$ \\
|
|
& [5/5] & 10 & & $1.122$ & $1.004$ & $-0.97254$ & $-0.35513$ \\
|
|
\hline
|
|
Quadratic & [2/1,2] & 6 & 4 & $1.086$ & $1.003$ & $-1.01009$ & $-0.53472$ \\
|
|
& [2/2,2] & 7 & 4 & $1.082$ & $1.003$ & $-1.00553$ & $-0.53463$ \\
|
|
& [3/2,2] & 8 & 6 & $1.082$ & $1.001$ & $-1.00568$ & $-0.52473$ \\
|
|
& [3/2,3] & 9 & 6 & $1.071$ & $1.002$ & $-0.99973$ & $-0.53102$ \\
|
|
& [3/3,3] & 10 & 6 & $1.071$ & $1.002$ & $-0.99966$ & $-0.53103$ \\[0.5ex]
|
|
(pole-free) & [3/0,2] & 6 & 6 & $1.059$ & $1.003$ & $-1.13712$ & $-0.57199$ \\
|
|
& [3/0,3] & 7 & 6 & $1.073$ & $1.002$ & $-1.00335$ & $-0.53113$ \\
|
|
& [3/0,4] & 8 & 6 & $1.071$ & $1.002$ & $-1.00074$ & $-0.53116$ \\
|
|
& [3/0,5] & 9 & 6 & $1.070$ & $1.002$ & $-1.00042$ & $-0.53114$ \\
|
|
& [3/0,6] & 10 & 6 & $1.070$ & $1.002$ & $-1.00039$ & $-0.53113$ \\
|
|
\hline
|
|
Exact & & & & $1.069$ & $1.002$ & $-1.00000$ & $-0.53113$ \\
|
|
\end{tabular}
|
|
\end{ruledtabular}
|
|
\end{table}
|
|
|
|
\begin{figure*}
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.85\textwidth]{fig11a}
|
|
\subcaption{\label{subfig:322quad} [3/2,2] Quadratic}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.85\textwidth]{fig11b}
|
|
\subcaption{\label{subfig:exact} Exact}
|
|
\end{subfigure}
|
|
%
|
|
\begin{subfigure}{0.32\textwidth}
|
|
\includegraphics[height=0.85\textwidth]{fig11c}
|
|
\subcaption{\label{subfig:304quad} [3/0,4] Quadratic}
|
|
\end{subfigure}
|
|
\caption{%
|
|
Comparison of the [3/2,2] and [3/0,4] quadratic approximants with the exact UMP energy surface in the complex $\lambda$
|
|
plane with $U/t = 3$.
|
|
Both quadratic approximants correspond to the same truncation degree of the Taylor series and model the branch points
|
|
using a radicand polynomial of the same order.
|
|
However, the [3/2,2] approximant introduces poles into the surface that limits it accuracy, while the [3/0,4] approximant
|
|
is free of poles.}
|
|
\label{fig:nopole_quad}
|
|
\end{figure*}
|
|
|
|
For the RMP series of the Hubbard dimer, the $[0/0,0]$ and $[1/0,0]$ quadratic approximant
|
|
are quite poor approximations, but the $[1/0,1]$ version perfectly models the RMP energy
|
|
function by predicting a single pair of EPs at $\lambda_\text{EP} = \pm \i 4t/U$.
|
|
This is expected from the form of the RMP energy [see Eq.~\eqref{eq:E0MP}], which matches
|
|
the ideal target for quadratic approximants.
|
|
Furthermore, the greater flexibility of the diagonal quadratic approximants provides a significantly
|
|
improved model of the UMP energy in comparison to the Pad\'e approximants or Taylor series.
|
|
In particular, these quadratic approximants provide an effective model for the avoided crossings
|
|
(Fig.~\ref{fig:QuadUMP}) and an improved estimate for the distance of the
|
|
closest branch point to the origin.
|
|
Table~\ref{tab:QuadUMP} shows that they provide remarkably accurate
|
|
estimates of the ground-state energy at $\lambda = 1$.
|
|
|
|
While the diagonal quadratic approximants provide significanty improved estimates of the
|
|
ground-state energy, we can use our knowledge of the UMP singularity structure to develop
|
|
even more accurate results.
|
|
We have seen in previous sections that the UMP energy surface
|
|
contains only square-root branch cuts that approach the real axis in the limit $U/t \to \infty$.
|
|
Since there are no true poles on this surface, we can obtain more accurate quadratic approximants by
|
|
taking $d_q = 0$ and increasing $d_r$ to retain equivalent accuracy in the square-root term [see Eq.\eqref{eq:QuadApp}].
|
|
Figure~\ref{fig:nopole_quad} illustrates this improvement for the pole-free [3/0,4] quadratic
|
|
approximant compared to the [3/2,2] approximant with the same truncation degree in the Taylor
|
|
expansion.
|
|
Clearly, modelling the square-root branch point using $d_q = 2$ has the negative effect of
|
|
introducing spurious poles in the energy, while focussing purely on the branch point with $d_q = 0$
|
|
leads to a significantly improved model.
|
|
Table~\ref{tab:QuadUMP} shows that these pole-free quadratic approximants
|
|
provide a rapidly convergent series with essentially exact energies at low order.
|
|
|
|
|
|
Finally, to emphasise the improvement that can be gained by using either Pad\'e, diagonal quadratic,
|
|
or pole-free quadratic approximants, we consider the energy and error obtained using only the first 10 terms of the UMP
|
|
Taylor series in Table~\ref{tab:UMP_order10}.
|
|
The accuracy of these approximants reinforces how our understanding of the MP
|
|
energy surface in the complex plane can be leveraged to significantly improve estimates of the exact
|
|
energy using low-order perturbation expansions.
|
|
|
|
\begin{table}[h]
|
|
\caption{
|
|
Estimate and associated error of the exact UMP energy at $U/t = 7$ for
|
|
various approximants using up to ten terms in the Taylor expansion.
|
|
\label{tab:UMP_order10}}
|
|
\begin{ruledtabular}
|
|
\begin{tabular}{lccc}
|
|
\mc{2}{c}{Method} & $E_{-}(\lambda = 1)$ & \% Abs.\ Error \\
|
|
\hline
|
|
Taylor & 10 & $-0.33338$ & $37.150$ \\
|
|
Pad\'e & [5/5] & $-0.35513$ & $33.140$ \\
|
|
Quadratic (diagonal) & [3/3,3] & $-0.53103$ & $\hphantom{0}0.019$ \\
|
|
Quadratic (pole-free)& [3/0,6] & $-0.53113$ & $\hphantom{0}0.005$ \\
|
|
\hline
|
|
Exact & & $-0.53113$ & \\
|
|
\end{tabular}
|
|
\end{ruledtabular}
|
|
\end{table}
|
|
|
|
%==========================================%
|
|
\subsection{Shanks Transformation}
|
|
\label{sec:Shanks}
|
|
%==========================================%
|
|
|
|
While the Pad\'e and quadratic approximants can yield a convergent series representation
|
|
in cases where the standard MP series diverges, there is no guarantee that the rate of convergence
|
|
will be fast enough for low-order approximations to be useful.
|
|
However, these low-order partial sums or approximants often contain a remarkable amount of information
|
|
that can be used to extract further information about the exact result.
|
|
The Shanks transformation presents one approach for extracting this information
|
|
and accelerating the rate of convergence of a sequence.\cite{Shanks_1955,BenderBook}
|
|
|
|
Consider the partial sums
|
|
$S_n = \sum_{k=0}^{n} s_k$
|
|
defined from the truncated summation of an infinite series
|
|
$S = \sum_{k=0}^{\infty} s_k$.
|
|
If the series converges, then the partial sums will tend to the exact result
|
|
\begin{equation}
|
|
\lim_{n \to \infty} S_n = S.
|
|
\end{equation}
|
|
The Shanks transformation attempts to generate increasingly accurate estimates of this
|
|
limit by defining a new series as
|
|
\begin{equation}
|
|
T(S_n) = \frac{S_{n+1} S_{n-1} - S_{n}^2}{S_{n+1} + S_{n-1} - 2 S_{n}}.
|
|
\end{equation}
|
|
This series can converge faster than the original partial sums and can thus provide greater
|
|
accuracy using only the first few terms in the series.
|
|
However, it is only designed to accelerate converging partial sums with
|
|
the approximate form
|
|
\begin{equation}
|
|
S_n \approx S + \alpha\,\beta^n.
|
|
\end{equation}
|
|
Furthermore, while this transformation can accelerate the convergence of a series,
|
|
there is no guarantee that this acceleration will be fast enough to significantly
|
|
improve the accuracy of low-order approximations.
|
|
|
|
To the best of our knowledge, the Shanks transformation has never previously been applied
|
|
to accelerate the convergence of the MP series.
|
|
We have therefore applied it to the convergent Taylor series, Pad\'e approximants, and quadratic
|
|
approximants for RMP and UMP in the symmetric Hubbard dimer.
|
|
The UMP approximants converge too slowly for the Shanks transformation
|
|
to provide any improvement, even in the case where the quadratic approximants are already
|
|
very accurate.
|
|
In contrast, acceleration of the diagonal Pad\'e approximants for the RMP cases
|
|
can significantly improve the estimate of the energy using low-order perturbation terms,
|
|
as shown in Table~\ref{tab:RMP_shank}.
|
|
Even though the RMP series diverges at $U/t = 4.5$, the combination
|
|
of diagonal Pad\'e approximants with the Shanks transformation reduces the absolute error in
|
|
the best energy estimate to 0.002\,\% using only the first 10 terms in the Taylor series.
|
|
This remarkable result indicates just how much information is contained in the first few
|
|
terms of a perturbation series, even if it diverges.
|
|
|
|
\begin{table}[th]
|
|
\caption{
|
|
Acceleration of the diagonal Pad\'e approximant sequence for the RMP energy
|
|
using the Shanks transformation.
|
|
\label{tab:RMP_shank}}
|
|
\begin{ruledtabular}
|
|
\begin{tabular}{lcccc}
|
|
& & & \mc{2}{c}{$E_{-}(\lambda = 1)$} \\
|
|
\cline{4-5}
|
|
Method & Degree & Series Term & $U/t = 3.5$ & $U/t = 4.5$ \\
|
|
\hline
|
|
Pad\'e & [1/1] & $S_1$ & $-1.61111$ & $-2.64286$ \\
|
|
& [2/2] & $S_2$ & $-0.82124$ & $-0.48446$ \\
|
|
& [3/3] & $S_3$ & $-0.91995$ & $-0.81929$ \\
|
|
& [4/4] & $S_4$ & $-0.90579$ & $-0.74866$ \\
|
|
& [5/5] & $S_5$ & $-0.90778$ & $-0.76277$ \\
|
|
\hline
|
|
Shanks & & $T(S_2)$ & $-0.90898$ & $-0.77432$ \\
|
|
& & $T(S_3)$ & $-0.90757$ & $-0.76096$ \\
|
|
& & $T(S_4)$ & $-0.90753$ & $-0.76042$ \\
|
|
\hline
|
|
Exact & & & $-0.90754$ & $-0.76040$ \\
|
|
\end{tabular}
|
|
\end{ruledtabular}
|
|
\end{table}
|
|
|
|
%==========================================%
|
|
\subsection{Analytic continuation}
|
|
%==========================================%
|
|
|
|
Recently, Mih\'alka \etal\ have studied the effect of different partitionings, such as MP or EN theory, on the position of
|
|
branch points and the convergence properties of Rayleigh--Schr\"odinger perturbation theory\cite{Mihalka_2017b} (see also
|
|
Ref.~\onlinecite{Surjan_2000}).
|
|
Taking the equilibrium and stretched water structures as an example, they estimated the radius of convergence using quadratic
|
|
Pad\'e approximants.
|
|
The EN partitioning provided worse convergence properties than the MP partitioning, which is believed to be
|
|
because the EN denominators are generally smaller than the MP denominators.
|
|
To remedy the situation, they showed that introducing a suitably chosen level shift parameter can turn a
|
|
divergent series into a convergent one by increasing the magnitude of these denominators.\cite{Mihalka_2017b}
|
|
However, like the UMP series in stretched \ce{H2},\cite{Lepetit_1988}
|
|
the cost of larger denominators is an overall slower rate of convergence.
|
|
|
|
\begin{figure}
|
|
\includegraphics[width=\linewidth]{fig12}
|
|
\caption{%
|
|
Comparison of the scaled RMP10 Taylor expansion with the exact RMP energy as a function
|
|
of $\lambda$ for the symmetric Hubbard dimer at $U/t = 4.5$.
|
|
The two functions correspond closely within the radius of convergence.
|
|
}
|
|
\label{fig:rmp_anal_cont}
|
|
\end{figure}
|
|
|
|
In a later study by the same group, they used analytic continuation techniques
|
|
to resum a divergent MP series such as a stretched water molecule.\cite{Mihalka_2017a}
|
|
Any MP series truncated at a given order $n$ can be used to define the scaled function
|
|
\begin{equation}
|
|
E_{\text{MP}n}(\lambda) = \sum_{k=0}^{n} \lambda^{k} E_\text{MP}^{(k)}.
|
|
\end{equation}
|
|
Reliable estimates of the energy can be obtained for values of $\lambda$ where the MP series is rapidly
|
|
convergent (\ie, for $\abs{\lambda} < \rc$), as shown in Fig.~\ref{fig:rmp_anal_cont} for the RMP10 series
|
|
of the symmetric Hubbard dimer with $U/t = 4.5$.
|
|
These values can then be analytically continued using a polynomial- or Pad\'e-based fit to obtain an
|
|
estimate of the exact energy at $\lambda = 1$.
|
|
However, choosing the functional form for the best fit remains a difficult and subtle challenge.
|
|
|
|
This technique was first generalised using complex scaling parameters to construct an analytic
|
|
continuation by solving the Laplace equations.\cite{Surjan_2018}
|
|
It was then further improved by introducing Cauchy's integral formula\cite{Mihalka_2019}
|
|
\begin{equation}
|
|
\label{eq:Cauchy}
|
|
E(\lambda) = \frac{1}{2\pi \i} \oint_{\mathcal{C}} \frac{E(\lambda')}{\lambda' - \lambda},
|
|
\end{equation}
|
|
which states that the value of the energy can be computed at $\lambda_1$ inside the complex
|
|
contour $\mathcal{C}$ using only the values along the same contour.
|
|
Starting from a set of points in a ``trusted'' region where the MP series is convergent, their approach
|
|
self-consistently refines estimates of the $E(\lambda')$ values on a contour that includes the physical point
|
|
$\lambda = 1$.
|
|
The shape of this contour is arbitrary, but there must be no branch points or other singularities inside
|
|
the contour.
|
|
Once the contour values of $E(\lambda')$ are converged, Cauchy's integral formula Eq.~\eqref{eq:Cauchy} can
|
|
be invoked to compute the value at $E(\lambda=1)$ and obtain a final estimate of the exact energy.
|
|
The authors illustrate this protocol for the dissociation curve of \ce{LiH} and the stretched water
|
|
molecule to obtain encouragingly accurate results.\cite{Mihalka_2019}
|
|
|
|
%%%%%%%%%%%%%%%%%%%%
|
|
\section{Concluding Remarks}
|
|
\label{sec:ccl}
|
|
%%%%%%%%%%%%%%%%%%%%
|
|
|
|
% INTRO TO CONC.
|
|
To accurately model chemical systems, one must choose a computational protocol from an ever growing
|
|
collection of theoretical methods.
|
|
Until the Sch\"odinger equation is solved exactly, this choice must make a compromise on the accuracy
|
|
of certain properties depending on the system that is being studied.
|
|
It is therefore essential that we understand the strengths and weaknesses of different methods,
|
|
and why one might fail in cases where others work beautifully.
|
|
In this review, we have seen that the success and failure of perturbation-based methods are
|
|
directly connected to the position of exceptional point singularities in the complex plane.
|
|
|
|
% HISTORICAL OVERVIEW
|
|
We began by presenting the fundamental concepts behind non-Hermitian extensions of quantum chemistry into the complex plane,
|
|
including the Hartree--Fock approximation and Rayleigh--Schr\"odinger perturbation theory.
|
|
We then provided a comprehensive review of the various research that has been performed
|
|
around the physics of complex singularities in perturbation theory, with a particular focus on M{\o}ller--Plesset theory.
|
|
Seminal contributions from various research groups around the world have revealed highly oscillatory,
|
|
slowly convergent, or catastrophically divergent behaviour of the restricted and/or unrestricted MP perturbation series.%
|
|
\cite{Laidig_1985,Knowles_1985,Handy_1985,Gill_1986,Laidig_1987,Nobes_1987,Gill_1988,Gill_1988a,Lepetit_1988}
|
|
In particular, the spin-symmetry-broken unrestricted MP series is notorious
|
|
for giving incredibly slow convergence.\cite{Gill_1986,Nobes_1987,Gill_1988a,Gill_1988}
|
|
All these behaviours can be rationalised and explained by the position of exceptional points
|
|
and other singularities that arise when perturbation theory is extended across the complex plane.
|
|
|
|
% CLASSIFICATIONS
|
|
The classifications of different convergence types developed by Cremer and He,\cite{Cremer_1996}
|
|
Olsen \etal,\cite{Christiansen_1996,Olsen_1996,Olsen_2000,Olsen_2019}
|
|
or Sergeev and Goodson\cite{Goodson_2000a,Goodson_2000b,Goodson_2004,Sergeev_2005,Sergeev_2006} are particularly
|
|
worth highlighting.
|
|
In Cremer and He's original classification, ``class A'' systems exhibit monotonic convergence and generally
|
|
correspond to weakly correlated electron pairs, while ``class B'' systems show erratic convergence after initial
|
|
oscillations and generally contain spatially dense electron clusters.\cite{Cremer_1996}
|
|
Further insights were provided by Olsen and coworkers
|
|
who employed a two-state model to understand the various convergence behaviours of Hermitian and non-Hermitian
|
|
perturbation series.\cite{Christiansen_1996,Olsen_1996,Olsen_2000,Olsen_2019}
|
|
The careful analysis from Sergeev and Goodson later refined these classes depending on the position of the
|
|
singularity closest to the origin, giving $\alpha$ singularities which have large imaginary component,
|
|
and $\beta$ singularities which have a very small imaginary component.%
|
|
\cite{Goodson_2000a,Goodson_2000b,Goodson_2004,Sergeev_2005,Sergeev_2006}
|
|
Remarkably, the position of $\beta$ singularities close to the real axis can be justified as a critical
|
|
point where one (or more) electron is ionised from the molecule, creating a quantum phase transition.\cite{Stillinger_2000}
|
|
We have shown that the slow convergence of symmetry-broken MP approximations can also be driven by a $\beta$
|
|
singularity and is closely related to these quantum phase transitions.
|
|
|
|
% RESUMMATION
|
|
We have also discussed several resummation techniques that can be used to improve energy estimates
|
|
for both convergent and divergent series, including Pad\'e and quadratic approximants.
|
|
Furthermore, we have provided the first illustration of how the Shanks transformation can accelerate
|
|
convergence of MP approximants to improve the accuracy of low-order approximations.
|
|
Using these resummation and acceleration methods to turn low-order truncated MP series into convergent and
|
|
systematically improvable series can dramatically improve the accuracy and applicability of these perturbative methods.
|
|
However, the application of these approaches requires the evaluation of higher-order MP coefficients
|
|
(\eg, MP3, MP4, MP5, etc) that are generally expensive to compute in practice.
|
|
There is therefore a strong demand for computationally efficient approaches to evaluate general terms in the MP
|
|
series, and the development of stochastic,\cite{Thom_2007,Neuhauser_2012,Willow_2012,Takeshita_2017,Li_2019}
|
|
or linear-scaling approximations\cite{Rauhut_1998,Schutz_1999}
|
|
may prove fruitful avenues in this direction.
|
|
|
|
% ORBITAL OPTIMISATION EXCITED STATES
|
|
The present review has only considered the convergence of the MP series using the RHF or UHF
|
|
reference orbitals.
|
|
However, numerous recent studies have shown that the use of orbitals optimised in the presence of the MP2
|
|
correction\cite{Bozkaya_2011,Neese_2009,Lee_2018} or Kohn--Sham density-functional theory (DFT) orbitals
|
|
can significantly improve the accuracy of the MP3 correction,\cite{Bertels_2019,Rettig_2020}
|
|
particularly in the presence of symmetry-breaking.
|
|
Beyond intuitive heuristics, it is not clear why these alternative orbitals provide such accurate results,
|
|
and a detailed investigation of their MP energy function in the complex plane is therefore bound to provide
|
|
fascinating insights.
|
|
Furthermore, the convergence properties of the excited-state MP series using orbital-optimised higher energy
|
|
HF solutions\cite{Gilbert_2008} remains entirely unexplored.\cite{Lee_2019,CarterFenk_2020}
|
|
|
|
% HUBBARD
|
|
Finally, the physical concepts and mathematical tools presented in this manuscript have been illustrated
|
|
on the symmetric (or asymmetric in one occasion) Hubbard dimer at half-filling.
|
|
Although extremely simple, these illustrations highlight the incredible versatility of the Hubbard model
|
|
for understanding the subtle features of perturbation theory in the complex plane, alongisde other examples
|
|
such as Kohn-Sham DFT, \cite{Carrascal_2015,Cohen_2016} linear-response theory,\cite{Carrascal_2018}
|
|
many-body perturbation theory,\cite{Romaniello_2009,Romaniello_2012,DiSabatino_2015,Hirata_2015,Tarantino_2017,Olevano_2019}
|
|
ensemble DFT, \cite{Deur_2017,Deur_2018,Senjean_2018,Sagredo_2018,Fromager_2020} thermal DFT,\cite{Smith_2016,Smith_2018}
|
|
coupled cluster theory,\cite{Stein_2014,Henderson_2015,Shepherd_2016} and many more.
|
|
In particular, we have shown that the Hubbard dimer contains sufficient flexibility to describe
|
|
the effects of symmetry breaking, the MP critical point, and resummation techniques, in contrast to the more
|
|
minimalistic models considered previously.
|
|
We therefore propose that the Hubbard dimer provides the ideal arena for further developing our fundamental understanding
|
|
and applications of perturbation theory.
|
|
|
|
% DIRECTIONS
|
|
Perturbation theory isn't usually considered in the complex plane.
|
|
But when it is, a lot can be learnt about the performance of perturbation theory on the real axis.
|
|
These insights can allow incredibly accurate results to be obtained using only the lowest-order terms in a perturbation series.
|
|
Yet perturbation theory represents only one method for approximating the exact energy, and few other methods
|
|
have been considered through similar complex non-Hermitian extensions.
|
|
There is therefore much still to be discovered about the existence and consequences of exceptional points
|
|
throughout electronic structure theory.
|
|
|
|
%%%%%%%%%%%%%%%%%%%%%%%%
|
|
\begin{acknowledgements}
|
|
%%%%%%%%%%%%%%%%%%%%%%%%
|
|
This project has received funding from the European Research Council (ERC) under the European Union's Horizon 2020 research and innovation programme (Grant agreement No.~863481).
|
|
HGAB gratefully acknowledges New College, Oxford for funding through the Astor Junior Research Fellowship.
|
|
%%%%%%%%%%%%%%%%%%%%%%
|
|
\end{acknowledgements}
|
|
%%%%%%%%%%%%%%%%%%%%%%
|
|
|
|
%%%%%%%%%%%%%%%%%%%%%%
|
|
\bibliography{EPAWTFT}
|
|
%%%%%%%%%%%%%%%%%%%%%%
|
|
|
|
\end{document}
|