reviewing Hugh asym Hubbard example

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Pierre-Francois Loos 2020-11-30 22:09:49 +01:00
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@ -293,7 +293,7 @@ In the large-$U$ (or strong correlation) regime, the electron repulsion term bec
and the electrons localise on opposite sites to minimise their Coulomb repulsion. and the electrons localise on opposite sites to minimise their Coulomb repulsion.
This phenomenon is often referred to as Wigner crystallisation. \cite{Wigner_1934} This phenomenon is often referred to as Wigner crystallisation. \cite{Wigner_1934}
To illustrate the formation of an EP, we scale the off-diagonal coupling strength by introducing the complex parameter $\lambda$ through the transformation $t\rightarrow \lambda t$ to give the parameterised Hamiltonian $\hH(\lambda)$. To illustrate the formation of an EP, we scale the off-diagonal coupling strength by introducing the complex parameter $\lambda$ through the transformation $t \to \lambda t$ to give the parameterised Hamiltonian $\hH(\lambda)$.
When $\lambda$ is real, the Hamiltonian~\eqref{eq:H_FCI} is Hermitian with the distinct (real-valued) (eigen)energies When $\lambda$ is real, the Hamiltonian~\eqref{eq:H_FCI} is Hermitian with the distinct (real-valued) (eigen)energies
\begin{subequations} \begin{subequations}
\begin{align} \begin{align}
@ -599,7 +599,7 @@ The inherent non-linearity in the Fock eigenvalue problem arises from self-consi
in the HF approximation, and is usually solved through an iterative approach.\cite{Roothaan_1951,Hall_1951} in the HF approximation, and is usually solved through an iterative approach.\cite{Roothaan_1951,Hall_1951}
Alternatively, the non-linear terms arising from the Coulomb and exchange operators can Alternatively, the non-linear terms arising from the Coulomb and exchange operators can
be considered as a perturbation from the core Hamiltonian \eqref{eq:Hcore} by introducing the be considered as a perturbation from the core Hamiltonian \eqref{eq:Hcore} by introducing the
transformation $U \rightarrow \lambda\, U$, giving the parametrised Fock operator transformation $U \to \lambda\, U$, giving the parametrised Fock operator
\begin{equation} \begin{equation}
\Hat{f}(\vb{x} ; \lambda) = \Hat{h}(\vb{x}) + \lambda\, \Hat{v}_\text{HF}(\vb{x}). \Hat{f}(\vb{x} ; \lambda) = \Hat{h}(\vb{x}) + \lambda\, \Hat{v}_\text{HF}(\vb{x}).
\end{equation} \end{equation}
@ -972,7 +972,7 @@ These numerical values reveal that the UMP ground-state series has $\rc > 1$ for
However, in the strong correlation limit (large $U$), this radius of convergence tends to unity, indicating that However, in the strong correlation limit (large $U$), this radius of convergence tends to unity, indicating that
the corresponding UMP series becomes increasingly slow. the corresponding UMP series becomes increasingly slow.
Furthermore, the doubly-excited state using the ground-state UHF orbitals has $\rc < 1$ for almost any value Furthermore, the doubly-excited state using the ground-state UHF orbitals has $\rc < 1$ for almost any value
of $U/t$, reaching the limiting value of $1/2$ for $U/t \rightarrow \infty$, and thus the of $U/t$, reaching the limiting value of $1/2$ for $U/t \to \infty$, and thus the
excited-state UMP series will always diverge. excited-state UMP series will always diverge.
% DISCUSSION OF UMP RIEMANN SURFACES % DISCUSSION OF UMP RIEMANN SURFACES
@ -1264,22 +1264,20 @@ states which share the symmetry of the ground state,\cite{Goodson_2004} and are
\subcaption{\label{subfig:rmp_cp_surf}} \subcaption{\label{subfig:rmp_cp_surf}}
\end{subfigure} \end{subfigure}
\caption{% \caption{%
\hugh{Modelling the RMP critical point using the asymmetric Hubbard dimer. Modelling the RMP critical point using the asymmetric Hubbard dimer.
(\subref{subfig:rmp_cp}) Exact critical points with $t=0$ occur on the negative real $\lambda$ axis (dashed). (\subref{subfig:rmp_cp}) Exact critical points with $t=0$ occur on the negative real $\lambda$ axis (dashed).
(\subref{subfig:rmp_cp_surf}) Modelling a finite basis using $t=0.1$ yields complex-conjugate EPs close to the (\subref{subfig:rmp_cp_surf}) Modelling a finite basis using $t=0.1$ yields complex-conjugate EPs close to the
real axis, giving a sharp avoided crossing on the real axis (solid). real axis, giving a sharp avoided crossing on the real axis (solid).
}
\label{fig:RMP_cp}} \label{fig:RMP_cp}}
\end{figure*} \end{figure*}
%------------------------------------------------------------------% %------------------------------------------------------------------%
% INTRODUCING THE MODEL % INTRODUCING THE MODEL
\hugh{%
The simplified site basis of the Hubbard dimer makes explicilty modelling the ionisation continuum impossible. The simplified site basis of the Hubbard dimer makes explicilty modelling the ionisation continuum impossible.
Instead, we can use an asymmetric Hubbard dimer to consider one site as a ``ghost atom'' that acts as a Instead, we can use an asymmetric Hubbard dimer \cite{Carrascal_2015,Carrascal_2018} to consider one site as a ``ghost atom'' that acts as a
destination for ionised electrons. destination for ionised electrons.
In this asymmetric model, we introduce a one-electron potential $-\epsilon$ on the left site to In this asymmetric model, we introduce a one-electron potential $-\epsilon$ on the left site to
represent the attraction between the electrons and the model ``atomic'' nucleus, where we define $\epsilon > 0$. represent the attraction between the electrons and the model ``atomic'' nucleus [see Eq.~\eqref{eq:H_FCI}], where we define $\epsilon > 0$.
%The exact Hamiltonian [Eq.~\eqref{eq:H_FCI}] then becomes %The exact Hamiltonian [Eq.~\eqref{eq:H_FCI}] then becomes
%\begin{equation} %\begin{equation}
%\label{eq:H_FCI_Asymm} %\label{eq:H_FCI_Asymm}
@ -1292,10 +1290,7 @@ represent the attraction between the electrons and the model ``atomic'' nucleus,
%\end{pmatrix}. %\end{pmatrix}.
%\end{equation} %\end{equation}
The reference Slater determinant for a doubly-occupied atom can be represented using the RHF The reference Slater determinant for a doubly-occupied atom can be represented using the RHF
orbitals [Eq.~\eqref{eq:RHF_orbs}] with orbitals [see Eq.~\eqref{eq:RHF_orbs}] with $\theta_{\alpha}^{\text{RHF}} = \theta_{\beta}^{\text{RHF}} = 0$.
\begin{equation}
\theta_{\alpha}^{\text{RHF}} = \theta_{\beta}^{\text{RHF}} = 0.
\end{equation}
%and energy %and energy
%\begin{equation} %\begin{equation}
% E_\text{HF}(0, 0) = \frac{1}{2} (2 U - 4 \epsilon). % E_\text{HF}(0, 0) = \frac{1}{2} (2 U - 4 \epsilon).
@ -1313,18 +1308,17 @@ With this representation, the parametrised RMP Hamiltonian becomes
\end{pmatrix}. \end{pmatrix}.
\end{equation} \end{equation}
\end{widetext} \end{widetext}
} \titou{Shall we change the symbol $\bH_\text{RMP}\qty(\lambda)$ to avoid confusion? Maybe $\Tilde{\bH}_\text{RMP}\qty(\lambda)$?}
% DERIVING BEHAVIOUR OF THE CRITICAL SITE % DERIVING BEHAVIOUR OF THE CRITICAL SITE
\hugh{%
For the ghost site to perfectly represent ionised electrons, the hopping term between the two sites must vanish with $t=0$. For the ghost site to perfectly represent ionised electrons, the hopping term between the two sites must vanish with $t=0$.
This limit corresponds to the dissociative regime in the asymmetric Hubbard dimer (see Ref.~\ref{Carrascal_2018}), This limit corresponds to the dissociative regime in the asymmetric Hubbard dimer as discussed in Ref.~\onlinecite{Carrascal_2018},
and the RMP energies become and the RMP energies become
\begin{subequations} \begin{subequations}
\begin{align} \begin{align}
E_{-} &= 2U - 2 \epsilon - U \lambda E_{-} &= 2U - 2 \epsilon - U \lambda,
\\ \\
E_{\text{S}} &= U - \epsilon - U \lambda E_{\text{S}} &= U - \epsilon - U \lambda,
\\ \\
E_{+} &= U \lambda, E_{+} &= U \lambda,
\end{align} \end{align}
@ -1344,22 +1338,19 @@ representing strong screening of the nuclear attraction by core and valence elec
and again a less negative $\lambda$ is required for ionisation to occur. and again a less negative $\lambda$ is required for ionisation to occur.
Both of these factors are common in atoms on the right-hand side of the periodic table, \eg\ \ce{F}, Both of these factors are common in atoms on the right-hand side of the periodic table, \eg\ \ce{F},
\ce{O}, \ce{Ne}, and thus molecules containing these atoms are often class $\beta$ systems with \ce{O}, \ce{Ne}, and thus molecules containing these atoms are often class $\beta$ systems with
a divergent RMP series due to the MP critical point. a divergent RMP series due to the MP critical point. \cite{Goodson_2004,Sergeev_2006}
}
% EXACT VERSUS APPROXIMATE % EXACT VERSUS APPROXIMATE
\hugh{% The critical point in the exact case $t=0$ lies on the \titou{negative} real $\lambda$ axis (Fig.~\ref{subfig:rmp_cp}: dashed lines),
The critical point in the exact case $t=0$ lies on the real $\lambda$ axis, mirroring the behaviour of a quantum mirroring the behaviour of a quantum phase transition.\cite{Kais_2006}
phase transition.\cite{Kais_2006}
However, in practical calculations performed with a finite basis set, the critical point is modelled as a cluster However, in practical calculations performed with a finite basis set, the critical point is modelled as a cluster
of branch points close to the real axis. of branch points close to the real axis.
The use of a finite basis can be modelled in the asymmetric dimer by making the second site a less The use of a finite basis can be modelled in the asymmetric dimer by making the second site a less
idealised destination for the ionised electrons with a non-zero hopping term $t$. idealised destination for the ionised electrons with a non-zero (yet small) hopping term $t$.
Taking the small value $t=0.1$ (Fig.~\ref{subfig:rmp_cp}: solid lines), the critical point becomes a Taking the value $t=0.1$ (Fig.~\ref{subfig:rmp_cp}: solid lines), the critical point becomes a
sharp avoided crossing with a complex-conjugate pair of EPs close to the real axis (Fig.~\ref{subfig:rmp_cp_surf}). sharp avoided crossing with a complex-conjugate pair of EPs close to the real axis (Fig.~\ref{subfig:rmp_cp_surf}).
In the limit $t \rightarrow 0$, these EPs approach the real axis, mirroring Sergeev's discussion on finite basis In the limit $t \to 0$, these EPs approach the real axis, mirroring Sergeev's discussion on finite basis
set representations of the MP critical point.\cite{Sergeev_2006} set representations of the MP critical point.\cite{Sergeev_2006}
}
%------------------------------------------------------------------% %------------------------------------------------------------------%
% Figure on the UMP critical point % Figure on the UMP critical point
@ -1374,33 +1365,28 @@ set representations of the MP critical point.\cite{Sergeev_2006}
\subcaption{\label{subfig:ump_ep_to_cp}} \subcaption{\label{subfig:ump_ep_to_cp}}
\end{subfigure} \end{subfigure}
\caption{% \caption{%
\hugh{%
The UMP ground-state EP becomes a critical point in the strong correlation limit (large $U/t$). The UMP ground-state EP becomes a critical point in the strong correlation limit (large $U/t$).
(\subref{subfig:ump_cp}) As the $U/t$ increases, the avoided crossing on the real $\lambda$ axis (\subref{subfig:ump_cp}) As $U/t$ increases, the avoided crossing on the real $\lambda$ axis
becomes increasingly sharp. becomes increasingly sharp.
(\subref{subfig:ump_ep_to_cp}) The convergence of the EPs at $\lep$ onto the real axis for $U/t \rightarrow \infty$ (\subref{subfig:ump_ep_to_cp}) The convergence of the EPs at $\lep$ onto the real axis for $U/t \to \infty$
mirrors the formation of the RMP critical point and other QPTs in the infinite basis set limit. mirrors the formation of the RMP critical point and other QPTs in the complete basis set limit.
}
\label{fig:UMP_cp}} \label{fig:UMP_cp}}
\end{figure*} \end{figure*}
%------------------------------------------------------------------% %------------------------------------------------------------------%
% RELATIONSHIP BETWEEN QPT AND UMP % RELATIONSHIP BETWEEN QPT AND UMP
\hugh{% In Sec.~\ref{sec:spin_cont} we showed that the slow convergence of the UMP series for the strongly correlated
In Section~\ref{sec:spin_cont} we showed that the slow convergence of the UMP series for the strongly correlated Hubbard dimer was due to a complex-conjugate pair of EPs just outside the radius of convergence.
Hubbard dimer was due to a complex-conjguate pair of EPs just outside the radius of convergence.
These EPs have positive real components and small imaginary components (Fig.~\ref{fig:UMP}), suggesting a potential These EPs have positive real components and small imaginary components (Fig.~\ref{fig:UMP}), suggesting a potential
connection to MP critical points and QPTs. connection to MP critical points and QPTs (see Sec.~\ref{sec:MP_critical_point}).
For $\lambda>1$, the HF potential becomes an attractive component in Stillinger's For $\lambda>1$, the HF potential becomes an attractive component in Stillinger's
Hamiltonian [Eq.~\eqref{eq:HamiltonianStillinger}], while the explicit electron-electron interaction Hamiltonian displayed in Eq.~\eqref{eq:HamiltonianStillinger}, while the explicit electron-electron interaction
becomes increasingly repulsive. becomes increasingly repulsive.
Critical points along the positive real $\lambda$ axis for closed-shell molecules then represent Critical points along the positive real $\lambda$ axis for closed-shell molecules then represent
points were the two-electron repulsion overcomes the attractive HF potential and an electron points where the two-electron repulsion overcomes the attractive HF potential and an electron
are successively expelled from the molecule.\cite{Sergeev_2006} are successively expelled from the molecule.\cite{Sergeev_2006}
}
\hugh{%
Symmetry-breaking in the UMP reference creates different HF potentials for the spin-up and spin-down electrons. Symmetry-breaking in the UMP reference creates different HF potentials for the spin-up and spin-down electrons.
Consider the reference UHF solution where the spin-up and spin-down electrons are localised on the left and Consider the reference UHF solution where the spin-up and spin-down electrons are localised on the left and
right sites respectively. right sites respectively.
@ -1413,14 +1399,12 @@ for $\lambda \geq 1$ (Fig.~\ref{subfig:ump_cp}).
Note that, although this appears to be an avoided crossing between the ground and first-excited state, Note that, although this appears to be an avoided crossing between the ground and first-excited state,
the earlier excited-state avoided crossing means that the first-excited state qualitatively the earlier excited-state avoided crossing means that the first-excited state qualitatively
represents the double excitation for $\lambda > 0.5.$ represents the double excitation for $\lambda > 0.5.$
}
% SHARPNESS AND QPT % SHARPNESS AND QPT
\hugh{%
The ``sharpness'' of the avoided crossing is controlled by the correlation strength $U/t$. The ``sharpness'' of the avoided crossing is controlled by the correlation strength $U/t$.
For small $U/t$, the HF potentials will be weak and the electrons will delocalise over the two sites, For small $U/t$, the HF potentials will be weak and the electrons will delocalise over the two sites,
both in the UHF reference and as $\lambda$ increases. both in the UHF reference and as $\lambda$ increases.
This delocalisataion dampens the electron swapping process and leads to a ``shallow'' avoided crossing This delocalisation dampens the electron swapping process and leads to a ``shallow'' avoided crossing
that corresponds to EPs with non-zero imaginary components (solid lines in Fig.~\ref{subfig:ump_cp}). that corresponds to EPs with non-zero imaginary components (solid lines in Fig.~\ref{subfig:ump_cp}).
As $U/t$ becomes larger, the HF potentials become stronger and the on-site repulsion dominates the hopping As $U/t$ becomes larger, the HF potentials become stronger and the on-site repulsion dominates the hopping
term to make electron delocalisation less favourable. term to make electron delocalisation less favourable.
@ -1428,11 +1412,10 @@ These effects create a stronger driving force for the electrons to swap sites un
occurs exactly at $\lambda = 1$. occurs exactly at $\lambda = 1$.
In this limit, the ground-state EPs approach the real axis (Fig.~\ref{subfig:ump_ep_to_cp}) and the avoided In this limit, the ground-state EPs approach the real axis (Fig.~\ref{subfig:ump_ep_to_cp}) and the avoided
crossing creates a gradient discontinuity in the ground-state energy (dashed lines in Fig.~\ref{subfig:ump_cp}). crossing creates a gradient discontinuity in the ground-state energy (dashed lines in Fig.~\ref{subfig:ump_cp}).
We therefore find that, in the strong correlation limit, the symmetry-broken ground-state EP becomes becomes We therefore find that, in the strong correlation limit, the symmetry-broken ground-state EP becomes
a new type of MP critical and represents a QPT in the perturbation approximation. a new type of MP critical and represents a QPT in the perturbation approximation.
Furthermore, this argument explains why the dominant UMP singularity lies so close, but always outside, the Furthermore, this argument explains why the dominant UMP singularity lies so close, but always outside, the
radius of convergence (see Fig.~\ref{fig:RadConv}). radius of convergence (see Fig.~\ref{fig:RadConv}).
}
%%==================================================== %%====================================================
%\subsection{The physics of quantum phase transitions} %\subsection{The physics of quantum phase transitions}