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\begin{abstract} \begin{abstract}
We explore the non-Hermitian extension of quantum chemistry in the complex plane and its link with perturbation theory. We explore the non-Hermitian extension of quantum chemistry in the complex plane and its link with perturbation theory.
We observe that the physics of a quantum system is intimately connected to the position of energy singularities in the complex plane, known as exceptional points. We observe that the physics of a quantum system is intimately connected to the position of energy singularities in the complex plane, known as exceptional points.
After presenting the fundamental concepts of non-Hermitian quantum chemistry in the complex plane, including the mean-field Hartree--Fock approximation and Rayleigh-Schr\"odinger perturbation theory, we provide a historical overview of the various research activities that have been performed on the physics of singularities. After presenting the fundamental concepts of non-Hermitian quantum chemistry in the complex plane, including the mean-field Hartree--Fock approximation and Rayleigh--Schr\"odinger perturbation theory, we provide a historical overview of the various research activities that have been performed on the physics of singularities.
In particular, we highlight the seminal work of several research groups on the convergence behaviour of perturbative series obtained within M{\o}ller--Plesset perturbation theory, and its links with quantum phase transitions. In particular, we highlight the seminal work of several research groups on the convergence behaviour of perturbative series obtained within M{\o}ller--Plesset perturbation theory, and its links with quantum phase transitions.
We also discuss several resummation techniques (such as Pad\'e and quadratic approximants) that can improve the overall accuracy of the M{\o}ller--Plesset perturbative series in both convergent and divergent cases. We also discuss several resummation techniques (such as Pad\'e and quadratic approximants) that can improve the overall accuracy of the M{\o}ller--Plesset perturbative series in both convergent and divergent cases.
Each of these points is pedagogically illustrated using the Hubbard dimer at half filling, which proves to be a versatile model for understanding the subtlety of analytically-continued perturbation theory in the complex plane. Each of these points is pedagogically illustrated using the Hubbard dimer at half filling, which proves to be a versatile model for understanding the subtlety of analytically-continued perturbation theory in the complex plane.
@ -226,7 +226,7 @@ In doing so, we will demonstrate how understanding the MP energy in the complex
be harnessed to significantly improve estimates of the exact energy using only the lowest-order terms be harnessed to significantly improve estimates of the exact energy using only the lowest-order terms
in the MP series. in the MP series.
In Sec.~\ref{sec:EPs}, we introduce the key concepts such as Rayleigh-Schr\"odinger perturbation theory and the mean-field HF approximation, and discuss their non-Hermitian analytic continuation into the complex plane. In Sec.~\ref{sec:EPs}, we introduce the key concepts such as Rayleigh--Schr\"odinger perturbation theory and the mean-field HF approximation, and discuss their non-Hermitian analytic continuation into the complex plane.
Section \ref{sec:MP} presents MP perturbation theory and we report a comprehensive historical overview of the research that Section \ref{sec:MP} presents MP perturbation theory and we report a comprehensive historical overview of the research that
has been performed on the physics of MP singularities. has been performed on the physics of MP singularities.
In Sec.~\ref{sec:Resummation}, we discuss several resummation techniques for improving the accuracy In Sec.~\ref{sec:Resummation}, we discuss several resummation techniques for improving the accuracy
@ -286,11 +286,11 @@ unless otherwise stated, atomic units will be used throughout.
\begin{figure*}[t] \begin{figure*}[t]
\begin{subfigure}{0.49\textwidth} \begin{subfigure}{0.49\textwidth}
\includegraphics[height=0.65\textwidth]{fig1a} \includegraphics[height=0.65\textwidth]{fig1a}
\subcaption{\label{subfig:FCI_real}} \subcaption{\titou{Real axis} \label{subfig:FCI_real}}
\end{subfigure} \end{subfigure}
\begin{subfigure}{0.49\textwidth} \begin{subfigure}{0.49\textwidth}
\includegraphics[height=0.65\textwidth]{fig1b} \includegraphics[height=0.65\textwidth]{fig1b}
\subcaption{\label{subfig:FCI_cplx}} \subcaption{\titou{Complex plane} \label{subfig:FCI_cplx}}
\end{subfigure} \end{subfigure}
\caption{% \caption{%
Exact energies for the Hubbard dimer ($U=4t$) as functions of $\lambda$ on the real axis (\subref{subfig:FCI_real}) and in the complex plane (\subref{subfig:FCI_cplx}). Exact energies for the Hubbard dimer ($U=4t$) as functions of $\lambda$ on the real axis (\subref{subfig:FCI_real}) and in the complex plane (\subref{subfig:FCI_cplx}).
@ -305,7 +305,7 @@ easily tested while retaining the key physical phenomena.
Using the (localised) site basis, the Hilbert space of the Hubbard dimer comprises the four configurations Using the (localised) site basis, the Hilbert space of the Hubbard dimer comprises the four configurations
\begin{align*} \begin{align*}
& \ket{\Lup \Ldown} & & \ket{\Lup\Rdown} & & \ket{\Rup\Ldown} & & \ket{\Rup\Rdown} & \ket{\Lup \Ldown}, & & \ket{\Lup\Rdown}, & & \ket{\Rup\Ldown}, & & \ket{\Rup\Rdown},
\end{align*} \end{align*}
where $\Lsi$ ($\Rsi$) denotes an electron with spin $\sigma$ on the left (right) site. where $\Lsi$ ($\Rsi$) denotes an electron with spin $\sigma$ on the left (right) site.
The exact, or full configuration interaction (FCI), Hamiltonian is then The exact, or full configuration interaction (FCI), Hamiltonian is then
@ -373,10 +373,10 @@ To locate EPs in practice, one must simultaneously solve
\begin{subequations} \begin{subequations}
\begin{align} \begin{align}
\label{eq:PolChar} \label{eq:PolChar}
\det[E\hI-\hH(\lambda)] & = 0, \det[\hH(\lambda) - E \hI] & = 0,
\\ \\
\label{eq:DPolChar} \label{eq:DPolChar}
\pdv{E}\det[E\hI-\hH(\lambda)] & = 0, \pdv{E}\det[\hH(\lambda) - E \hI] & = 0,
\end{align} \end{align}
\end{subequations} \end{subequations}
where $\hI$ is the identity operator.\cite{Cejnar_2007} where $\hI$ is the identity operator.\cite{Cejnar_2007}
@ -388,13 +388,13 @@ same symmetry for complex values of $\lambda$.
%============================================================% %============================================================%
\subsection{Rayleigh-Schr\"odinger Perturbation Theory} \subsection{Rayleigh--Schr\"odinger Perturbation Theory}
%============================================================% %============================================================%
One of the most common routes to approximately solving the Schr\"odinger equation One of the most common routes to approximately solving the Schr\"odinger equation
is to introduce a perturbative expansion of the exact energy. is to introduce a perturbative expansion of the exact energy.
% SUMMARY OF RS-PT % SUMMARY OF RS-PT
Within Rayleigh-Schr\"odinger perturbation theory, the time-independent Schr\"odinger equation Within Rayleigh--Schr\"odinger perturbation theory, the time-independent Schr\"odinger equation
is recast as is recast as
\begin{equation} \begin{equation}
\hH(\lambda) \Psi(\lambda) \hH(\lambda) \Psi(\lambda)
@ -406,14 +406,14 @@ where $\hH^{(0)}$ is a zeroth-order Hamiltonian and $\hV = \hH - \hH^{(0)}$ repr
Expanding the wave function and energy as power series in $\lambda$ as Expanding the wave function and energy as power series in $\lambda$ as
\begin{subequations} \begin{subequations}
\begin{align} \begin{align}
\Psi(\lambda) &= \sum_{k=0}^{\infty} \lambda^{k}\,\Psi^{(k)} \Psi(\lambda) &= \sum_{k=0}^{\infty} \lambda^{k}\,\Psi^{(k)},
\label{eq:psi_expansion} \label{eq:psi_expansion}
\\ \\
E(\lambda) &= \sum_{k=0}^{\infty} \lambda^{k}\,E^{(k)}, E(\lambda) &= \sum_{k=0}^{\infty} \lambda^{k}\,E^{(k)},
\label{eq:E_expansion} \label{eq:E_expansion}
\end{align} \end{align}
\end{subequations} \end{subequations}
solving the corresponding perturbation equations up to a given order $k$, and solving the corresponding perturbation equations up to a given order \titou{$n$}, and
setting $\lambda = 1$ then yields approximate solutions to Eq.~\eqref{eq:SchrEq}. setting $\lambda = 1$ then yields approximate solutions to Eq.~\eqref{eq:SchrEq}.
% MATHEMATICAL REPRESENTATION % MATHEMATICAL REPRESENTATION
@ -427,7 +427,7 @@ The value of $\rc$ can vary significantly between different systems and strongly
of the reference and perturbation Hamiltonians in Eq.~\eqref{eq:SchrEq-PT}.\cite{Mihalka_2017b} of the reference and perturbation Hamiltonians in Eq.~\eqref{eq:SchrEq-PT}.\cite{Mihalka_2017b}
% %
% LAMBDA IN THE COMPLEX PLANE % LAMBDA IN THE COMPLEX PLANE
From complex-analysis, \cite{BenderBook} the radius of convergence for the energy can be obtained by looking for the From complex analysis, \cite{BenderBook} the radius of convergence for the energy can be obtained by looking for the
singularities of $E(\lambda)$ in the complex $\lambda$ plane. singularities of $E(\lambda)$ in the complex $\lambda$ plane.
This property arises from the following theorem: \cite{Goodson_2011} This property arises from the following theorem: \cite{Goodson_2011}
\begin{quote} \begin{quote}
@ -471,7 +471,7 @@ ultimately determines the convergence properties of the perturbation series.
%===========================================% %===========================================%
% SUMMARY OF HF % SUMMARY OF HF
In the Hartree--Fock (HF) approximation, the many-electron wave function is approximated as a single Slater determinant $\Psi^{\text{HF}}(\vb{x}_1,\ldots,\vb{x}_N)$, where $\vb{x} = (\sigma,\vb{r})$ is a composite vector gathering spin and spatial coordinates. In the \trash{Hartree--Fock (HF)} \titou{HF} approximation, the many-electron wave function is approximated as a single Slater determinant $\Psi^{\text{HF}}(\vb{x}_1,\ldots,\vb{x}_\Ne)$, where $\vb{x} = (\sigma,\vb{r})$ is a composite vector gathering spin and spatial coordinates.
This Slater determinant is defined as an antisymmetric combination of $\Ne$ (real-valued) occupied one-electron spin-orbitals $\phi_p(\vb{x})$, which are, by definition, eigenfunctions of the one-electron Fock operator This Slater determinant is defined as an antisymmetric combination of $\Ne$ (real-valued) occupied one-electron spin-orbitals $\phi_p(\vb{x})$, which are, by definition, eigenfunctions of the one-electron Fock operator
\begin{equation}\label{eq:FockOp} \begin{equation}\label{eq:FockOp}
\Hat{f}(\vb{x}) \phi_p(\vb{x}) = \qty[ \Hat{h}(\vb{x}) + \Hat{v}_\text{HF}(\vb{x}) ] \phi_p(\vb{x}) = \epsilon_p \phi_p(\vb{x}). \Hat{f}(\vb{x}) \phi_p(\vb{x}) = \qty[ \Hat{h}(\vb{x}) + \Hat{v}_\text{HF}(\vb{x}) ] \phi_p(\vb{x}) = \epsilon_p \phi_p(\vb{x}).
@ -479,11 +479,11 @@ This Slater determinant is defined as an antisymmetric combination of $\Ne$ (rea
Here the (one-electron) core Hamiltonian is Here the (one-electron) core Hamiltonian is
\begin{equation} \begin{equation}
\label{eq:Hcore} \label{eq:Hcore}
\Hat{h}(\vb{x}) = -\frac{\grad^2}{2} + \sum_{A}^{M} \frac{Z_A}{\abs{\vb{r}-\vb{R}_A}} \Hat{h}(\vb{x}) = -\frac{\grad^2}{2} + \sum_{A}^{\Nn} \frac{Z_A}{\abs{\vb{r}-\vb{R}_A}}
\end{equation} \end{equation}
and and
\begin{equation} \begin{equation}
\Hat{v}_\text{HF}(\vb{x}) = \sum_i^{N} \qty[ \Hat{J}_i(\vb{x}) - \Hat{K}_i(\vb{x}) ] \Hat{v}_\text{HF}(\vb{x}) = \sum_i^{\Ne} \qty[ \Hat{J}_i(\vb{x}) - \Hat{K}_i(\vb{x}) ]
\end{equation} \end{equation}
is the HF mean-field electron-electron potential with is the HF mean-field electron-electron potential with
\begin{subequations} \begin{subequations}
@ -499,7 +499,7 @@ defining the Coulomb and exchange operators (respectively) in the spin-orbital b
The HF energy is then defined as The HF energy is then defined as
\begin{equation} \begin{equation}
\label{eq:E_HF} \label{eq:E_HF}
E_\text{HF} = \frac{1}{2} \sum_i^{N} \qty( h_i + f_i ), E_\text{HF} = \frac{1}{2} \sum_i^{\Ne} \qty( h_i + f_i ),
\end{equation} \end{equation}
with the corresponding matrix elements with the corresponding matrix elements
\begin{align} \begin{align}
@ -512,14 +512,14 @@ For any system with more than one electron, the resulting Slater determinant is
However, it is by definition an eigenfunction of the approximate many-electron HF Hamiltonian constructed However, it is by definition an eigenfunction of the approximate many-electron HF Hamiltonian constructed
from the one-electron Fock operators as from the one-electron Fock operators as
\begin{equation}\label{eq:HFHamiltonian} \begin{equation}\label{eq:HFHamiltonian}
\hH_{\text{HF}} = \sum_{i}^{N} f(\vb{x}_i). \hH_{\text{HF}} = \sum_{i}^{\Ne} f(\vb{x}_i).
\end{equation} \end{equation}
From hereon, $i$ and $j$ denote occupied orbitals, $a$ and $b$ denote unoccupied (or virtual) orbitals, while $p$, $q$, $r$, and $s$ denote arbitrary orbitals. From hereon, $i$ and $j$ denote occupied orbitals, $a$ and $b$ denote unoccupied (or virtual) orbitals, while $p$, $q$, $r$, and $s$ denote arbitrary orbitals.
% BRIEF FLAVOURS OF HF % BRIEF FLAVOURS OF HF
In the most flexible variant of real HF theory (generalised HF) the one-electron orbitals can be complex-valued In the most flexible variant of real HF theory (generalised HF) the one-electron orbitals can be complex-valued
and contain a mixture of spin-up and spin-down components.\cite{Mayer_1993,Jimenez-Hoyos_2011} and contain a mixture of spin-up and spin-down components.\cite{Mayer_1993,Jimenez-Hoyos_2011}
However, the application of HF with some level of constraint on the orbital structure is far more common. However, the application of HF \titou{theory} with some level of constraint on the orbital structure is far more common.
Forcing the spatial part of the orbitals to be the same for spin-up and spin-down electrons leads to restricted HF (RHF) method, Forcing the spatial part of the orbitals to be the same for spin-up and spin-down electrons leads to restricted HF (RHF) method,
while allowing different orbitals for different spins leads to the so-called unrestricted HF (UHF) approach.\cite{StuberPaldus} while allowing different orbitals for different spins leads to the so-called unrestricted HF (UHF) approach.\cite{StuberPaldus}
The advantage of the UHF approximation is its ability to correctly describe strongly correlated systems, The advantage of the UHF approximation is its ability to correctly describe strongly correlated systems,
@ -539,7 +539,7 @@ the total spin operator $\hat{\mathcal{S}}^2$, leading to ``spin-contamination''
\includegraphics[width=\linewidth]{fig2} \includegraphics[width=\linewidth]{fig2}
\caption{\label{fig:HF_real} \caption{\label{fig:HF_real}
RHF and UHF energies in the Hubbard dimer as a function of the correlation strength $U/t$. RHF and UHF energies in the Hubbard dimer as a function of the correlation strength $U/t$.
The symmetry-broken UHF solution emerges at the coalescence point $U=2t$ (black dot), often known as the Coulson-Fischer point.} The symmetry-broken UHF solution emerges at the coalescence point $U=2t$ (black dot), often known as the Coulson--Fischer point.}
\end{figure} \end{figure}
%%%%%%%%%%%%%%%%% %%%%%%%%%%%%%%%%%
@ -570,7 +570,7 @@ giving the symmetry-pure molecular orbitals
\end{align} \end{align}
and the ground-state RHF energy (Fig.~\ref{fig:HF_real}) and the ground-state RHF energy (Fig.~\ref{fig:HF_real})
\begin{equation} \begin{equation}
E_\text{RHF} \equiv E_\text{HF}(\ta^\text{RHF}, \tb^\text{RHF}) = -2t + \frac{U}{2} E_\text{RHF} \equiv E_\text{HF}(\ta^\text{RHF}, \tb^\text{RHF}) = -2t + \frac{U}{2}.
\end{equation} \end{equation}
However, in the strongly correlated regime $U>2t$, the closed-shell orbital restriction prevents RHF from However, in the strongly correlated regime $U>2t$, the closed-shell orbital restriction prevents RHF from
modelling the correct physics with the two electrons on opposite sites. modelling the correct physics with the two electrons on opposite sites.
@ -617,7 +617,7 @@ with the corresponding UHF ground-state energy (Fig.~\ref{fig:HF_real})
\begin{equation} \begin{equation}
E_\text{UHF} \equiv E_\text{HF}(\ta^\text{UHF}, \tb^\text{UHF}) = - \frac{2t^2}{U}. E_\text{UHF} \equiv E_\text{HF}(\ta^\text{UHF}, \tb^\text{UHF}) = - \frac{2t^2}{U}.
\end{equation} \end{equation}
Time-reversal symmetry dictates that this UHF wave function must be degenerate with its spin-flipped pair, obtained Time-reversal symmetry dictates that this UHF wave function must be degenerate with its spin-flipped \titou{pair?}, obtained
by swapping $\ta^{\text{UHF}}$ and $\tb^{\text{UHF}}$ in Eqs.~\eqref{eq:ta_uhf} and \eqref{eq:tb_uhf}. by swapping $\ta^{\text{UHF}}$ and $\tb^{\text{UHF}}$ in Eqs.~\eqref{eq:ta_uhf} and \eqref{eq:tb_uhf}.
This type of symmetry breaking is also called a spin-density wave in the physics community as the system This type of symmetry breaking is also called a spin-density wave in the physics community as the system
``oscillates'' between the two symmetry-broken configurations. \cite{GiulianiBook} ``oscillates'' between the two symmetry-broken configurations. \cite{GiulianiBook}