saving work: still working on Xav part

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Pierre-Francois Loos 2020-05-25 22:51:04 +02:00
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@ -52,7 +52,6 @@
\newcommand{\co}{\text{x}} \newcommand{\co}{\text{x}}
% %
\newcommand{\Nel}{N}
\newcommand{\Norb}{N_\text{orb}} \newcommand{\Norb}{N_\text{orb}}
\newcommand{\Nocc}{O} \newcommand{\Nocc}{O}
\newcommand{\Nvir}{V} \newcommand{\Nvir}{V}
@ -233,14 +232,14 @@ which is itself a corrected version of the Kohn-Sham (KS) gap
\end{equation} \end{equation}
in order to approximate the optical gap in order to approximate the optical gap
\begin{equation} \begin{equation}
\EgOpt = E_1^{\Nel} - E_0^{\Nel} = \EgFun + \EB, \EgOpt = E_1^{N} - E_0^{N} = \EgFun + \EB,
\end{equation} \end{equation}
where where
\begin{equation} \label{eq:Egfun} \begin{equation} \label{eq:Egfun}
\EgFun = I^\Nel - A^\Nel \EgFun = I^N - A^N
\end{equation} \end{equation}
is the the fundamental gap, \cite{Bredas_2014} $I^\Nel = E_0^{\Nel-1} - E_0^\Nel$ and $A^\Nel = E_0^{\Nel+1} - E_0^\Nel$ being the ionization potential and the electron affinity of the $\Nel$-electron system. is the the fundamental gap, \cite{Bredas_2014} $I^N = E_0^{N-1} - E_0^N$ and $A^N = E_0^{N+1} - E_0^N$ being the ionization potential and the electron affinity of the $N$-electron system.
Here, $E_s^{\Nel}$ is the total energy of the $s$th excited state of the $\Nel$-electron system, and $E_0^\Nel$ corresponds to its ground-state energy. Here, $E_s^{N}$ is the total energy of the $s$th excited state of the $N$-electron system, and $E_0^N$ corresponds to its ground-state energy.
Because the excitonic effect corresponds physically to the stabilization implied by the attraction of the excited electron and its hole left behind, we have $\EgOpt < \EgFun$. Because the excitonic effect corresponds physically to the stabilization implied by the attraction of the excited electron and its hole left behind, we have $\EgOpt < \EgFun$.
Most of BSE implementations rely on the so-called static approximation, which approximates the dynamical (\ie, frequency-dependent) BSE kernel by its static limit. Most of BSE implementations rely on the so-called static approximation, which approximates the dynamical (\ie, frequency-dependent) BSE kernel by its static limit.
@ -275,33 +274,36 @@ Unless otherwise stated, atomic units are used.
%%%%%%%%%%%%%%%%%%%%%%%% %%%%%%%%%%%%%%%%%%%%%%%%
In this Section, following Strinati's seminal work, \cite{Strinati_1988} we first derive in some details the theoretical foundations leading to the dynamical Bethe-Salpeter equation. In this Section, following Strinati's seminal work, \cite{Strinati_1988} we first derive in some details the theoretical foundations leading to the dynamical Bethe-Salpeter equation.
We present, in a second step, the perturbative implementation of the dynamical correction \cite{Rohlfing_2000,Ma_2009a,Ma_2009b,Baumeier_2012b} as compared to the standard static approximation. We present, in a second step, the perturbative implementation of the dynamical correction as compared to the standard static approximation. \cite{Rohlfing_2000,Ma_2009a,Ma_2009b,Baumeier_2012b}
More details about this derivation are provided as {\SI}. More details about this derivation are provided as {\SI}.
%================================ %================================
\subsection{General dynamical BSE theory} \subsection{General dynamical BSE theory}
%================================= %=================================
The two-particle correlation function $L(1,2; 1',2')$ central to the BSE formalism relates the variation of the one-particle Green's function $G(1,1')$ with respect to an external non-local perturbation $U(2',2)$, namely: The two-particle correlation function $L(1,2; 1',2')$ --- a central quantity in the BSE formalism --- relates the variation of the one-body Green's function $G(1,1')$ with respect to an external non-local perturbation $U(2',2)$, \ie,
$$ \begin{equation}
iL(1,2; 1',2') = \frac{ \partial G(1,1') }{ \partial U(2',2) } iL(1,2; 1',2') = \pdv{G(1,1')}{U(2',2)}
$$ \end{equation}
where, \eg, $1 \equiv (\bx_1 t_1)$ is a space-spin plus time composite variable. The relation between $G$ and the charge density $\; \rho(1) = -i G(1,1^+)$ provides a direct connection with the density-density susceptibility at the core of TD-DFT with $\chi(1,2) = L(1,2;1^+,2^+)$. The notation $1^+$ means that the time $t_1$ is taken at $t_1^{+} = t_1 + 0^+$ where $0^+$ is a small positive infitesimal. This two-particle correlation function $L$ satisfies the self-consistent Bethe-Salpeter equation\cite{Strinati_1988} where, \eg, $1 \equiv (\bx_1 t_1)$ is a space-spin plus time composite variable.
The relation between $G$ and the charge density $\rho(1) = -i G(1,1^+)$ provides a direct connection with the density-density susceptibility $\chi(1,2) = L(1,2;1^+,2^+)$ at the core of TD-DFT.
(The notation $1^+$ means that the time $t_1$ is taken at $t_1^{+} = t_1 + 0^+$ where $0^+$ is a small positive infinitesimal.)
The two-body correlation function $L$ satisfies the self-consistent Bethe-Salpeter equation \cite{Strinati_1988}
\begin{multline} \label{eq:BSE} \begin{multline} \label{eq:BSE}
L(1,2; 1',2') L(1,2; 1',2') = L_0(1,2;1',2')
= L_0(1,2;1',2') \\
\\ + \int d3456 \, L_0(1,4;1',3) \Xi(3,5;4,6) L(6,2;5,2'),
+ \int d3456 \; L_0(1,4;1',3) \Xi(3,5;4,6) L(6,2;5,2'),
\end{multline} \end{multline}
where $\Xi$ is the BSE kernel where
\begin{equation} \begin{equation}
\Xi(3,5;4,6) = i \fdv{[v_\text{H}(3) \delta(3,4) + \Sigma_\text{xc}(3,4)]}{G(6,5)} \Xi(3,5;4,6) = i \fdv{[v_\text{H}(3) \delta(3,4) + \Sigma_\text{xc}(3,4)]}{G(6,5)}
\end{equation} \end{equation}
that takes into account the self-consistent variation of the Hartree potential is the BSE kernel that takes into account the self-consistent variation of the Hartree potential
\begin{equation} \begin{equation}
v_\text{H}(1) = - i \int d2 v(1,2) G(2,2^+), v_\text{H}(1) = - i \int d2 \, v(1,2) G(2,2^+),
\end{equation} \end{equation}
[where $\delta$ is Dirac's delta function and $v$ is the bare Coulomb operator] and the exchange-correlation self-energy $ \Sigma_\text{xc}$ with respect to the variation of the one-body Green's function $G$. $L$ and $L_0$ can be expressed as a function of the one-body and two-body ($G_2$) Green's functions: [where $\delta$ is Dirac's delta function and $v$ is the bare Coulomb operator] and the exchange-correlation self-energy $ \Sigma_\text{xc}$ with respect to the variation of $G$.
$L$ and $L_0$ can be expressed as a function of the one- and two-body ($G_2$) Green's functions as follows:
\begin{gather} \begin{gather}
\label{eq:L0} \label{eq:L0}
iL_0(1, 4; 1', 3) = G(1, 3)G(4, 1'), iL_0(1, 4; 1', 3) = G(1, 3)G(4, 1'),
@ -312,19 +314,19 @@ that takes into account the self-consistent variation of the Hartree potential
\label{eq:G2} \label{eq:G2}
i^2 G_2(1,2;1',2') = \mel{N}{T \hpsi(1) \hpsi(2) \hpsi^{\dagger}(2') \hpsi^{\dagger}(1')}{N}, i^2 G_2(1,2;1',2') = \mel{N}{T \hpsi(1) \hpsi(2) \hpsi^{\dagger}(2') \hpsi^{\dagger}(1')}{N},
\end{gather} \end{gather}
where the field operators $\Hat{\psi}(\bx t)$ and $\Hat{\psi}^{\dagger}(\bx't')$ in Eq.~\eqref{eq:G2} remove and add an electron (respectively) in space-spin-time positions ($\bx t$) and ($\bx't'$), while $T$ is the time-ordering operator. where the field operators $\Hat{\psi}(\bx t)$ and $\Hat{\psi}^{\dagger}(\bx't')$ remove and add an electron (respectively) to the $N$-electron ground state $\ket{N}$ in space-spin-time positions ($\bx t$) and ($\bx't'$), while $T$ is the time-ordering operator.
The resolution of the dynamical BSE equation\cite{Strinati_1988} starts with the expansion of the two-body Green's function $G_2$ and the response function $L$ over the complete orthonormalized set of $N$-electron excited states $\ket{N,s}$ (where $\ket{N} \equiv \ket{N,0}$ corresponds to the ground state). The resolution of the dynamical BSE equation \cite{Strinati_1988} starts with the expansion of $G_2$ and $L$ over the complete orthonormalized set of $N$-electron excited states $\ket{N,s}$ (with $\ket{N,0} \equiv \ket{N}$).
In the optical limit of instantaneous electron-hole creation and destruction, imposing $t_{2'} = t_2^+$ and $t_{1'} = t_1^+$, one gets In the optical limit of instantaneous electron-hole creation and destruction, imposing $t_{2'} = t_2^+$ and $t_{1'} = t_1^+$, one gets
\begin{equation} \begin{equation}
\begin{split} \begin{split}
iL(1,2; 1',2') iL(1,2; 1',2')
& = \theta(+\tau_{12}) \sum_{s > 0} \chi_s(\bx_1,\bx_{1'}) \tchi_s(\bx_2,\bx_{2'}) e^{ - i \Oms \tau_{12} } & = \theta(+t_{12}) \sum_{s > 0} \chi_s(\bx_1,\bx_{1'}) \tchi_s(\bx_2,\bx_{2'}) e^{ - i \Oms t_{12} }
\\ \\
& - \theta(-\tau_{12}) \sum_{s > 0} \chi_s(\bx_2,\bx_{2'}) \tchi_s(\bx_1,\bx_{1'}) e^{ + i \Oms \tau_{12} }, & - \theta(-t_{12}) \sum_{s > 0} \chi_s(\bx_2,\bx_{2'}) \tchi_s(\bx_1,\bx_{1'}) e^{ + i \Oms t_{12} },
\end{split} \end{split}
\end{equation} \end{equation}
with $\tau_{12} = t_1 - t_2$, $\theta$ is the Heaviside step function, and where $t_{12} = t_1 - t_2$, $\theta$ is the Heaviside step function, and
\begin{subequations} \begin{subequations}
\begin{align} \begin{align}
\chi_s(\bx_1,\bx_{2}) & = \mel{N}{T \hpsi(\bx_1) \hpsi^{\dagger}(\bx_{2})}{N,s}, \chi_s(\bx_1,\bx_{2}) & = \mel{N}{T \hpsi(\bx_1) \hpsi^{\dagger}(\bx_{2})}{N,s},
@ -333,43 +335,44 @@ with $\tau_{12} = t_1 - t_2$, $\theta$ is the Heaviside step function, and
\end{align} \end{align}
\end{subequations} \end{subequations}
The $\Oms$'s are the neutral excitation energies of interest. The $\Oms$'s are the neutral excitation energies of interest.
\titou{T2: shall we specify the physical meaning of $\chi_s$ and $\tchi_s$?}
Picking up the $e^{+i \Oms t_2 }$ component in $L(1,2; 1',2')$ and $L(6,2;5,2')$ functions, simplifying further by $\tchi_s(\bx_2,\bx_{2'})$ on both side of the BSE, we are left with the search of the $e^{-i \Oms t_1 }$ Fourier component associated with the right-hand side of the modified dynamical Bethe-Salpeter equation: Picking up the $e^{+i \Oms t_2 }$ component in $L(1,2; 1',2')$ and $L(6,2;5,2')$, simplifying further by $\tchi_s(\bx_2,\bx_{2'})$ on both side of the BSE [see Eq.~\eqref{eq:BSE}], we are left with the search of the $e^{-i \Oms t_1 }$ Fourier component associated with the right-hand side of the modified dynamical Bethe-Salpeter equation:
\begin{multline} \label{eq:BSE_2} \begin{multline} \label{eq:BSE_2}
\mel{N}{T \hpsi(\bx_1) &\hpsi^{\dagger}(\bx_{1}')}{N,s} e^{ - i \Oms t_1 } \mel{N}{T \hpsi(\bx_1) \hpsi^{\dagger}(\bx_{1}')}{N,s} e^{ - i \Oms t_1 }
\theta ( \tau_{12} ) = \int d3456 \times \theta ( t_{12} )
\\ \\
\times L_0(1,4;1',3) \Xi(3,5;4,6) = \int d3456 \, L_0(1,4;1',3) \Xi(3,5;4,6)
\mel{N}{T \hpsi(6) \hpsi^{\dagger}(5)}{N,s} \\
\theta (t^{56}_m - t_2) \times \mel{N}{T \hpsi(6) \hpsi^{\dagger}(5)}{N,s}
\theta [\min(t_5,t_6) - t_2].
\end{multline} \end{multline}
with $t^{56}_m = \min(t_5,t_6)$. \titou{For the lowest $\Oms$ excitation energies falling in the quasiparticle gap of the system} due to excitonic effects, $L_0(1,2;1',2')$ cannot contribute to the $e^{-i \Oms t_1 }$ response since its lowest excitation energy is precisely the quasiparticle gap, namely the difference between the electronic affinity and the ionization potential. For the lowest excitation energies falling in the fundamental gap of the system (\ie, $\Oms < \EgFun$), $L_0(1,2;1',2')$ cannot contribute to the $e^{-i \Oms t_1 }$ response due to excitonic effects since its lowest excitation energy is precisely the fundamental gap [see Eq.~\eqref{eq:Egfun}].
\titou{T2: I think we should specify at which level of theory this quasiparticle gap is computed. What do you think?} \titou{T2: Xavier, should we mention the consequences of this more explicitly?}
The Fourier components with respect to $t_1$ of $L_0(1,4;1',3)$ reads, dropping the (space/spin) variables Dropping the (space/spin) variables, the Fourier components with respect to $t_1$ of $L_0(1,4;1',3)$ reads
\begin{align} \label{eq:iL0} \begin{align} \label{eq:iL0}
[iL_0]( \omega_1 ) [iL_0]( \omega_1 )
= \int \frac{d\omega}{2\pi} \; G\qty(\omega - \frac{\omega_1}{2} ) G\qty( {\omega} + \frac{\omega_1}{2} ) = \int \frac{d\omega}{2\pi} \; G\qty(\omega - \frac{\omega_1}{2} ) G\qty( {\omega} + \frac{\omega_1}{2} )
e^{ i \omega \tau_{34} } e^{ i \omega_1 t^{34} } e^{ i \omega t_{34} } e^{ i \omega_1 t^{34} }
\end{align} \end{align}
with $\tau_{34} = t_3 - t_4$ and $t^{34} = (t_3 + t_4)/2$. with $t_{34} = t_3 - t_4$ and $t^{34} = (t_3 + t_4)/2$.
We now adopt the Lehman representation of the one-body Green's function in the quasiparticle approximation, \ie, We now adopt the Lehman representation of the one-body Green's function in the quasiparticle approximation, \ie,
\begin{equation} \begin{equation} \label{eq:G-Lehman}
G(\bx_1,\bx_2 ; \omega) = \sum_p \frac{ \phi_p(\bx_1) \phi_p^*(\bx_2) } { \omega - \e{p} + i \eta \times \text{sgn} (\e{p} - \mu) } G(\bx_1,\bx_2 ; \omega) = \sum_p \frac{ \phi_p(\bx_1) \phi_p^*(\bx_2) } { \omega - \e{p} + i \eta \times \text{sgn} (\e{p} - \mu) }
\end{equation} \end{equation}
where \titou{$\mu$ is the chemical potential}. where $\mu$ is the chemical potential.
The set $\lbrace \e{p} \rbrace$ are quasiparticle energies and $\lbrace \phi_p \rbrace$ is their associated one-body \titou{(spin)} orbitals, \titou{namely $GW$ quasiparticle energies and input Hartree-Fock molecular orbitals in the present study. (T2: shall we really mention this here?)} The set $\lbrace \e{p} \rbrace$ in Eq.~\eqref{eq:G-Lehman} are quasiparticle energies and $\lbrace \phi_p \rbrace$ is their associated one-body (spin)orbitals.
After projecting onto \titou{$\phi_a^*(\bx_1) \phi_i(\bx_{1'})$}, one obtains the $\omega_1= \Oms$ component In the following, $i$ and $j$ are occupied orbitals, $a$ and $b$ are unoccupied orbitals, while $p$, $q$, $r$, and $s$ indicate arbitrary orbitals.
%\titou{namely $GW$ quasiparticle energies and input Hartree-Fock molecular orbitals in the present study. (T2: shall we really mention this here?)}
After projecting onto $\phi_a^*(\bx_1) \phi_i(\bx_{1'})$, one gets
\begin{multline} \begin{multline}
\int d\bx_1 d\bx_{1'} \; \phi_a^*(\bx_1) \phi_i(\bx_{1'}) L_0(\bx_1,3;\bx_{1'},4; \Oms) \int d\bx_1 d\bx_{1'} \; \phi_a^*(\bx_1) \phi_i(\bx_{1'}) L_0(\bx_1,3;\bx_{1'},4; \Oms)
= e^{i \Oms t^{34} } \times \\ \\
\times =
\frac{ \phi_a^*(\bx_3) \phi_i(\bx_4) } { \Oms - ( \e{a} - \e{i} ) + i \eta } \frac{ \phi_a^*(\bx_3) \phi_i(\bx_4) e^{i \Oms t^{34} }} { \Oms - ( \e{a} - \e{i} ) + i \eta }
\times \qty[ \theta( \tau ) e^{i ( \e{i} + \hOms) \tau } + \theta( - \tau ) e^{i (\e{a} - \hOms \tau) } ] \qty[ \theta( \tau ) e^{i ( \e{i} + \hOms) \tau } + \theta( - \tau ) e^{i (\e{a} - \hOms \tau) } ]
\end{multline} \end{multline}
with $\tau = \tau_{34}$ and where with $\tau = t_{34}$. % and $(i,j)$/$(a,b)$ index occupied/virtual orbitals, respectively.
$(i,j)$/$(a,b)$ index occupied/virtual orbitals, respectively.
Adopting now the $GW$ approximation for the exchange-correlation self-energy, \ie, Adopting now the $GW$ approximation for the exchange-correlation self-energy, \ie,
\begin{equation} \begin{equation}
\Sigma_\text{xc}^{\GW}(1,2) = i G(1,2) W(1^+,2), \Sigma_\text{xc}^{\GW}(1,2) = i G(1,2) W(1^+,2),
@ -380,17 +383,15 @@ leads to the following simplified BSE kernel
\end{equation} \end{equation}
where $W$ is its dynamically-screened Coulomb operator. where $W$ is its dynamically-screened Coulomb operator.
As a final step, we express the $\mel{N}{T \hpsi(\bx_1) &\hpsi^{\dagger}(\bx_{1}')}{N,s}$ and $\mel{N}{T \hpsi(6) \hpsi^{\dagger}(5)}{N,s}$ weights present in Eq.~\ref{eq:BSE_2} in the standard As a final step, we express the terms $\mel{N}{T \hpsi(\bx_1) \hpsi^{\dagger}(\bx_{1}')}{N,s}$ and $\mel{N}{T \hpsi(6) \hpsi^{\dagger}(5)}{N,s}$ from Eq.~\eqref{eq:BSE_2} in the standard electron-hole product (or single-excitation) space, with $(6,5) \rightarrow (5,5) \; \text{or} \; (3,4)$ when multiplied by $\delta(5,6)$ or $\delta(3,6) \delta(4,5)$, respectively.
electron-hole product space, with This is done by expanding the field operators over a complete orbital basis creation/destruction operators, with \eg,
$(6,5) \rightarrow (5,5) \; \text{or} \; (3,4)$ when multiplied by $\delta(5,6)$ or $\delta(3,6) \delta(4,5)$, respectively.
This is done by expanding the field operators over a complete orbital basis creation/destruction operators, with e.g. \titou{(T2: I don't understand why we need this spectral representation)}:
\begin{multline} \begin{multline}
\mel{N}{T \hpsi(3) \hpsi^{\dagger}(4)}{N,s} \mel{N}{T \hpsi(3) \hpsi^{\dagger}(4)}{N,s}
\\ \\
= - \qty( e^{ -i \Omega_s t^{34} } ) \sum_{pq} \phi_p(\bx_3) \phi_q^*(\bx_4) = - \qty( e^{ -i \Omega_s t^{34} } ) \sum_{pq} \phi_p(\bx_3) \phi_q^*(\bx_4)
\mel{N}{\ha_q^{\dagger} \ha_p}{N,s} \mel{N}{\ha_q^{\dagger} \ha_p}{N,s}
\\ \\
\times \qty[ \theta( \tau_{34} ) e^{- i ( \e{p} - \hOms ) \tau_{34} } + \theta( -\tau_{34} ) e^{ - i ( \e{q} + \hOms) \tau_{34} } ] \times \qty[ \theta( t_{34} ) e^{- i ( \e{p} - \hOms ) t_{34} } + \theta( - t_{34} ) e^{ - i ( \e{q} + \hOms) t_{34} } ]
\end{multline} \end{multline}
where the $ \lbrace \eps_{p/q} \rbrace$ are proper addition/removal energies \titou{(T2: shall it be mentioned earlier around Eq. (14)?)} such that where the $ \lbrace \eps_{p/q} \rbrace$ are proper addition/removal energies \titou{(T2: shall it be mentioned earlier around Eq. (14)?)} such that
\begin{equation} \begin{equation}