################################################################################ # # TRIQS: a Toolbox for Research in Interacting Quantum Systems # # Copyright (C) 2011 by M. Ferrero, O. Parcollet # # DFT tools: Copyright (C) 2011 by M. Aichhorn, L. Pourovskii, V. Vildosola # # PLOVasp: Copyright (C) 2015 by O. E. Peil # # TRIQS is free software: you can redistribute it and/or modify it under the # terms of the GNU General Public License as published by the Free Software # Foundation, either version 3 of the License, or (at your option) any later # version. # # TRIQS is distributed in the hope that it will be useful, but WITHOUT ANY # WARRANTY; without even the implied warranty of MERCHANTABILITY or FITNESS # FOR A PARTICULAR PURPOSE. See the GNU General Public License for more # details. # # You should have received a copy of the GNU General Public License along with # TRIQS. If not, see . # ################################################################################ r""" plovasp.proj_group ================== Storage and manipulation of projector groups. """ import numpy as np from .proj_shell import ComplementShell np.set_printoptions(suppress=True) ################################################################################ ################################################################################ # # class ProjectorGroup # ################################################################################ ################################################################################ class ProjectorGroup: """ Container of projectors defined within a certain energy window. The constructor selects a subset of projectors according to the parameters from the config-file (passed in `pars`). Parameters: - gr_pars (dict) : group parameters from the config-file - shells ([ProjectorShell]) : array of ProjectorShell objects - eigvals (numpy.array) : array of KS eigenvalues """ def __init__(self, gr_pars, shells, eigvals): """ Constructor """ self.emin, self.emax = gr_pars['ewindow'] self.ishells = gr_pars['shells'] self.ortho = gr_pars['normalize'] self.normion = gr_pars['normion'] self.complement = gr_pars['complement'] self.shells = shells # Determine the minimum and maximum band numbers if 'bands' in gr_pars: nk, nband, ns_band = eigvals.shape ib_win = np.zeros((nk, ns_band, 2), dtype=int) ib_win[:,:,0] = gr_pars['bands'][0]-1 ib_win[:,:,1] = gr_pars['bands'][1]-1 ib_min = gr_pars['bands'][0] - 1 ib_max = gr_pars['bands'][1] - 1 else: ib_win, ib_min, ib_max = self.select_bands(eigvals) self.ib_win = ib_win self.ib_min = ib_min self.ib_max = ib_max self.nb_max = ib_max - ib_min + 1 if self.complement: n_bands = self.ib_win[:,:,1] - self.ib_win[:,:,0]+1 n_orbs = sum([x.ndim for x in self.shells]) assert np.all( n_bands == n_bands[0,0] ), "At each band the same number of bands has to be selected for calculating the complement (to end up with an equal number of orbitals at each k-point)." if n_orbs == n_bands[0,0]: self.complement = False print("\nWARNING: The total number of orbitals in this group is ") print("equal to the number of bands. Setting COMPLEMENT to FALSE!\n") # Select projectors within the energy window for ish in self.ishells: shell = self.shells[ish] shell.select_projectors(ib_win, ib_min, ib_max) ################################################################################ # # nelect_window # ################################################################################ def nelect_window(self, el_struct): """ Determines the total number of electrons within the window. """ self.nelect = 0 nk, ns_band, _ = self.ib_win.shape rspin = 2.0 if ns_band == 1 else 1.0 for isp in range(ns_band): for ik in range(nk): ib1 = self.ib_win[ik, isp, 0] ib2 = self.ib_win[ik, isp, 1]+1 occ = el_struct.ferw[isp, ik, ib1:ib2] kwght = el_struct.kmesh['kweights'][ik] self.nelect += occ.sum() * kwght * rspin return self.nelect ################################################################################ # # orthogonalize # ################################################################################ def orthogonalize(self): """ Orthogonalize a group of projectors. There are two options for orthogonalizing projectors: 1. one ensures orthogonality on each site (NORMION = True); 2. one ensures orthogonality for subsets of sites (NORMION = False), as, e.g., in cluster calculations. In order to handle various cases the strategy is first to build a mapping that selects appropriate blocks of raw projectors, forms a matrix consisting of these blocks, orthogonalize the matrix, and use the mapping again to write the orthogonalized projectors back to the projector arrays. Note that the blocks can comprise several projector arrays contained in different projector shells. The construction of block maps is performed in 'self.get_block_matrix_map()'. """ # Quick exit if no normalization is requested if not self.ortho: return block_maps, ndim = self.get_block_matrix_map() _, ns, nk, _, _ = self.shells[0].proj_win.shape p_mat = np.zeros((ndim, self.nb_max), dtype=complex) # Note that 'ns' and 'nk' are the same for all shells for isp in range(ns): for ik in range(nk): nb = self.ib_win[ik, isp, 1] - self.ib_win[ik, isp, 0] + 1 # Combine all projectors of the group to one block projector for bl_map in block_maps: p_mat[:, :] = 0.0j # !!! Clean-up from the last k-point and block! for ibl, block in enumerate(bl_map): i1, i2 = block['bmat_range'] ish, ion = block['shell_ion'] nlm = i2 - i1 + 1 shell = self.shells[ish] p_mat[i1:i2, :nb] = shell.proj_win[ion, isp, ik, :nlm, :nb] # Now orthogonalize the obtained block projector ibl_max = i2 p_orth, overl, eig = self.orthogonalize_projector_matrix(p_mat[:ibl_max, :nb]) # Distribute projectors back using the same mapping for ibl, block in enumerate(bl_map): i1, i2 = block['bmat_range'] ish, ion = block['shell_ion'] nlm = i2 - i1 + 1 shell = self.shells[ish] shell.proj_win[ion, isp, ik, :nlm, :nb] = p_orth[i1:i2, :nb] ################################################################################ # # calc_hk # ################################################################################ def calc_hk(self, eigvals): """ Calculate H(k) for a group by applying the projectors P to the eigenvalues eps. H_ij(k) = sum_l P*_il eps_l P_lj """ # here we abuse the get_block_matrix_map(), however, it only works # if self.normion is false temp = self.normion self.normion = False block_maps, ndim = self.get_block_matrix_map() self.normion = temp _, ns, nk, _, _ = self.shells[0].proj_win.shape self.hk = np.zeros((ns,nk,ndim,ndim), dtype=complex) # Note that 'ns' and 'nk' are the same for all shells for isp in range(ns): for ik in range(nk): bmin = self.ib_win[ik, isp, 0] bmax = self.ib_win[ik, isp, 1]+1 nb = bmax - bmin p_mat = np.zeros((ndim, nb), dtype=complex) #print(bmin,bmax,nb) # Combine all projectors of the group to one block projector for bl_map in block_maps: p_mat[:, :] = 0.0j # !!! Clean-up from the last k-point and block! for ibl, block in enumerate(bl_map): i1, i2 = block['bmat_range'] ish, ion = block['shell_ion'] nlm = i2 - i1 + 1 shell = self.shells[ish] p_mat[i1:i2, :nb] = shell.proj_win[ion, isp, ik, :nlm, :nb] self.hk[isp,ik,:,:] = np.dot(p_mat*eigvals[ik,bmin:bmax,isp], p_mat.transpose().conjugate()) ################################################################################ # # complement # ################################################################################ def calc_complement(self,eigvals): """ Calculate the complement for a group of projectors. This leads to quadtratic projectors P = by using a Gram-Schmidt. The projector on the orthogonal complement of the existing projectors |l> is P^u = 1 - sum_l |l>: |l*> = P^u |n>. For numerical stability we select that Bloch state which leads to the |l*> with the largest norm (that corresponds to that Bloch state with the smallest overlap with the space spanned by |l>) We normalize |l*> and add it to |l>. We do so untill we have as many |l> states as we have |n> states. """ print('\nCalculating complement\n') block_maps, ndim = self.get_block_matrix_map() _, ns, nk, _, _ = self.shells[0].proj_win.shape p_mat = np.zeros((ndim, self.nb_max), dtype=complex) p_full = np.zeros((1,ns,nk,self.nb_max, self.nb_max), dtype=complex) # Note that 'ns' and 'nk' are the same for all shells for isp in range(ns): for ik in range(nk): bmin = self.ib_win[ik, isp, 0] bmax = self.ib_win[ik, isp, 1]+1 nb = bmax - bmin # Combine all projectors of the group to one block projector for bl_map in block_maps: p_mat[:, :] = 0.0j # !!! Clean-up from the last k-point and block! for ibl, block in enumerate(bl_map): i1, i2 = block['bmat_range'] ish, ion = block['shell_ion'] nlm = i2 - i1 + 1 shell = self.shells[ish] p_mat[i1:i2, :nb] = shell.proj_win[ion, isp, ik, :nlm, :nb] orbs_done = 1*ndim p_full[0,isp,ik,:ndim,:] = p_mat while orbs_done < self.nb_max: #We calculate the overlap of all bloch states: sum_l overlap = np.dot(p_full[0,isp,ik,:orbs_done,:].transpose().conjugate(),p_full[0,isp,ik,:orbs_done,:]) # work is the projector onto the orthogonal complment work = np.eye(self.nb_max) - overlap # calculate the norm of the projected bloch function norm = np.sqrt(np.sum(work*work.transpose(),axis=1)) # select the bloch function leading to the largest norm max_ind = np.argmax(norm) # normalize and put it to the projectors p_full[0,isp,ik,orbs_done,:] = work[:,max_ind].conjugate()/norm[max_ind] orbs_done += 1 sh_pars = {} sh_pars['lshell'] = -1 sh_pars['ions'] = {'nion':1,'ion_list':[[1]]} sh_pars['user_index'] = 'complement' sh_pars['corr'] = False sh_pars['ib_min'] = bmin sh_pars['ib_max'] = bmax sh_pars['ib_win'] = self.ib_win self.shells.append(ComplementShell(sh_pars,p_full[:,:,:,ndim:,:],False)) self.ishells.append(self.ishells[-1]+1) ################################################################################ # # gen_block_matrix_map # ################################################################################ def get_block_matrix_map(self): """ Generates a map from a set of projectors belonging to different shells and ions onto a set of block projector matrices, each of which is orthonormalized. Returns the map and the maximum orbital dimension of the block projector matrix. Mapping is defined as a list of 'block_maps' corresponding to subsets of projectors to be orthogonalized. Each subset corresponds to a subset of sites and spans all orbital indices. defined by 'bl_map' as bl_map = [((i1_start, i1_end), (i1_shell, i1_ion)), ((i2_start, i2_end), (i2_shell, i2_ion)), ...], where `iX_start`, `iX_end` is the range of indices of the block matrix (in Python convention `iX_end = iX_last + 1`, with `iX_last` being the last index of the range), `iX_shell` and `iX_ion` the shell and site indices. The length of the range should be consistent with 'nlm' dimensions of a corresponding shell, i.e., `iX_end - iX_start = nlm[iX_shell]`. Consider particular cases: 1. Orthogonality is ensured on each site (NORMION = True). For each site 'ion' we have the following mapping: block_maps = [bl_map[ion] for ion in range(shell.nion) for shell in shells] bl_map = [((i1_start, i1_end), (i1_shell, ion)), ((i2_start, i2_end), (i2_shell, ion)), ...], 2. Orthogonality is ensured on all sites within the group (NORMION = False). The mapping: block_maps = [bl_map] bl_map = [((i1_start, i1_end), (i1_shell, i1_shell.ion1)), ((i1_start, i1_end), (i1_shell, i1_shell.ion2)), ... ((i2_start, i2_end), (i2_shell, i2_shell.ion1)), ((i2_start, i2_end), (i2_shell, i2_shell.ion2)), ...], """ if self.normion: # Projectors for each site are mapped onto a separate block matrix block_maps = [] ndim = 0 for ish in self.ishells: _shell = self.shells[ish] nion, ns, nk, nlm, nb_max = _shell.proj_win.shape ndim = max(ndim, nlm) for ion in range(nion): i1_bl = 0 i2_bl = nlm block = {'bmat_range': (i1_bl, i2_bl)} block['shell_ion'] = (ish, ion) bl_map = [block] block_maps.append(bl_map) else: # All projectors within a group are combined into one big block matrix block_maps = [] bl_map = [] i1_bl = 0 for ish in self.ishells: _shell = self.shells[ish] nion, ns, nk, nlm, nb_max = _shell.proj_win.shape for ion in range(nion): i2_bl = i1_bl + nlm block = {'bmat_range': (i1_bl, i2_bl)} block['shell_ion'] = (ish, ion) bl_map.append(block) i1_bl = i2_bl ndim = i2_bl block_maps.append(bl_map) return block_maps, ndim ################################################################################ # # orthogonalize_projector_matrix() # ################################################################################ def orthogonalize_projector_matrix(self, p_matrix): """ Orthogonalizes a projector defined by a rectangular matrix `p_matrix`. Parameters ---------- p_matrix (numpy.array[complex]) : matrix `Nm x Nb`, where `Nm` is the number of orbitals, `Nb` number of bands Returns ------- Orthogonalized projector matrix, initial overlap matrix and its eigenvalues. """ # TODO: check the precision of the calculations below, # it seems to be inferior to that of Fortran implementation # Overlap matrix O_{m m'} = \sum_{v} P_{m v} P^{*}_{v m'} overlap = np.dot(p_matrix, p_matrix.conj().T) # Calculate [O^{-1/2}]_{m m'} eig, eigv = np.linalg.eigh(overlap) assert np.all(eig > 0.0), ("Negative eigenvalues of the overlap matrix:" "projectors are ill-defined") sqrt_eig = 1.0 / np.sqrt(eig) shalf = np.dot(eigv * sqrt_eig, eigv.conj().T) # Apply \tilde{P}_{m v} = \sum_{m'} [O^{-1/2}]_{m m'} P_{m' v} p_ortho = np.dot(shalf, p_matrix) return (p_ortho, overlap, eig) ################################################################################ # # select_bands() # ################################################################################ def select_bands(self, eigvals): """ Select a subset of bands lying within a given energy window. The band energies are assumed to be sorted in an ascending order. Parameters ---------- eigvals (numpy.array) : all eigenvalues emin, emax (float) : energy window Returns ------- ib_win, nb_min, nb_max : lowest and highest indices of the selected bands """ # Sanity check if self.emin > eigvals.max() or self.emax < eigvals.min(): raise Exception("Energy window does not overlap with the band structure") nk, nband, ns_band = eigvals.shape ib_win = np.zeros((nk, ns_band, 2), dtype=int) ib_min = 10000000 ib_max = 0 for isp in range(ns_band): for ik in range(nk): for ib in range(nband): en = eigvals[ik, ib, isp] if en >= self.emin: break ib1 = ib for ib in range(ib1, nband): en = eigvals[ik, ib, isp] if en > self.emax: break else: # If we reached the last band add 1 to get the correct bound ib += 1 ib2 = ib - 1 assert ib1 <= ib2, "No bands inside the window for ik = %s"%(ik) ib_win[ik, isp, 0] = ib1 ib_win[ik, isp, 1] = ib2 ib_min = min(ib_min, ib1) ib_max = max(ib_max, ib2) return ib_win, ib_min, ib_max